Risk and regulatory review


Risk and Regulatory Review: October - December 2013

The regulatory roadmap

In this issue of Risk and Regulatory Review the topics under discussion show that regulatory change, both at a global and domestic level continues, and is set to continue well into the future.

Download the report

Risk and regulatory review, October 2013

We provide a regulatory roadmap that covers the following topics:

A. Global developments resulting in domestic regulation

  • OTC derivatives market reform and its impact on investment managers and institutional investors
  • The countdown to 1 July 2014 for FATCA compliance.

B. Australian specific regulatory developments

  • What next for Advice?
  • Riding the waves of super regulatory changes - the impact on fund managers
  • AML/CTF impacts of SuperStream measures

C. Risk management

  • Harmonising cross-industry risk management requirements

D. Regulatory action

  • Regulator themes around advertising practices
  • Managing client money risk
  • ASIC Update
  • APRA Update

More topics


Financial Services

Our Australian financial services team of more than 500 practitioners has extensive experience in the banking and securities, insurance and wealth management sectors.

Peter Matruglio

Partner, Risk Advisory

Sarah Woodhouse

Partner, Assurance and Advisory


Life at Deloitte

People make Deloitte one of the best places to work. What’s great about the people? That’s an easy answer. They are exceptional. Each person is unique and valued for that, among the best and brightest in the business, and takes pride in his or her achievements and the success of others.