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Regulatory compliance services

The right components

Challenge for regulated firms

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Regulatory compliance services: The right components

Risk management, compliance, good governance, secure systems and controls are all key issues in the financial services industry. The changing focus of regulation, compounded by the economic downturn, is forcing firms to act upon these issues. Firms must ensure that their compliance function has the depth of expertise required to manage all regulatory requirements within the business. Firms who can demonstrate good governance and high standards of compliance are reaping the rewards.

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