Key takeaways
Host: Irena Gecas-McCarthy, principal, Deloitte & Touche LLP
Presenters: Craig Friedman, managing director, Deloitte & Touche LLP
Richard Rosenthal, principal, Deloitte & Touche LLP
David Sherwood, managing director, Deloitte & Touche LLP
Josh Uhl, managing director, Deloitte & Touche LLP
1.0 Overview CPE credit | Specialized Knowledge
Navigating an ambitious 2024 regulatory agenda? Join our conversation as we cover how business, consumer, and technology developments have impacted the financial services industry in the United States; regulations governing its key activities; and what steps organizations can take in response. We’ll discuss:
- Sector-specific regulatory outlooks, including banking, capital markets, investment management, and insurance
- Proposed and final legislation and regulations affecting US financial services organizations
- The impact of legislation and regulation on the performance of functions of financial services organizations (e.g., governance, compliance, and technology)
Meet the speakers
Irena Gecas-McCarthy
Irena is a principal in Deloitte & Touche LLP’s US Banking and Securities Regulatory practice with experience in providing clients assistance with regulatory, governance, compliance, risk management, and operational controls issues. She leads many of Deloitte’s large-scale, multiyear implementation, transformation, and remediation projects in the areas of governance, risk management, compliance, and bank operating models. Irena also serves as the leader of the US Financial Services Industry Center for Regulatory Strategy, administering Deloitte’s eminence, points of view, and tracking of regulatory developments. Prior to Deloitte, she worked as a commissioned senior examiner and relationship manager for the Federal Reserve Bank of New York.
Craig Friedman
Craig is a managing director in the Investment and Wealth Management practice of Deloitte Advisory. Craig brings to engagements over 15 years of experience consulting, with a focus on managing large and transformational regulatory and operational initiatives, including implementation of new regulation, remediation of regulatory findings, operating model design and selection and implementation of systems. Prior to Deloitte, Craig was a director at SS&C Technologies and also worked in professional services with Advent Software.
Richard Rosenthal
Richard is a principal in Deloitte’s Risk & Financial Advisory practice. He leads complex and transformative projects, assisting banking and fintech clients in setting up new entities, enabling M&A activity, aligning to regulatory requirements, launching new products, and helping address a broad range of regulatory and risk areas to enter and meet expectations of the US banking system. Richard leads Deloitte’s Business and Entity Transformation integrated services, Banking for the Deloitte Center for Regulatory Strategy and Deloitte’s Digital Assets Banking Regulatory practice.
David Sherwood
David Sherwood is a managing director at Deloitte & Touche LLP, specializing in risk management, regulation, and compliance. He has broad financial services regulatory experience in both the United States and the United Kingdom. After heading up industry compliance and risk roles, he now helps clients navigate regulatory and organizational change domestically and internationally. He is a regular public speaker on US and international regulation, including climate risk.
Joshua E. Uhl
Joshua is a managing director in Deloitte’s financial services practice with more than 15 years of experience and specializes in advising broker-dealers and registered investment advisors on regulatory and business operations topics. Including sales practices, advisory services, supervision, trading, technology and operational organizational structures.
Resources
