SEC Rule 613: Consolidated Audit Trail – National Market System (NMS) Plan Considerations for broker-dealers
Our take: Banking fraud
What if you could head off fraud before it even happens? Advanced analytics helps bankers detect, in real time, transactions that may maybe suspicious – with more accuracy than ever before. And it doesn’t take a huge investment to get started. Watch this video – with Greg Swinehart, Partner, Financial Advisory Services LLP and Samir Hans, Principal, Deloitte Transactions and Business Analytics LLP – to hear our take.
As used in this document, “Deloitte Financial Advisory Services” means Deloitte Financial Advisory Services LLP, which provides forensic, dispute, and other consulting services, and its affiliate, Deloitte Transactions and Business Analytics LLP, which provides a wide range of advisory and analytics services. Deloitte Transactions and Business Analytics LLP is not a certified public accounting firm. Please see http://www.deloitte.com/us/about for a detailed description of the legal structure of Deloitte LLP and its subsidiaries. Certain services may not be available to attest clients under the rules and regulations of public accounting.