Analysis

In Focus: 2015 Compliance Trends Survey

This survey report gauges the scope and complexity of the modern corporate compliance function using results from our 2015 survey.

Press releases

Deloitte strengthens Enterprise Compliance Practice; appoints Keith T. Darcy as a Senior Advisor

Keith T. Darcy, former executive director of the Ethics & Compliance Officer Association (ECOA),  has joined Deloitte’s Governance, Regulatory and Risk Strategies (GR&RS) enterprise compliance practice as a senior advisor.

Perspectives

The fourth ingredient in a world-class ethics and compliance program

Companies with world-class ethics and compliance programs make sure they have a world-class CCO leading the charge and protecting their reputation.

Services

Enterprise Compliance Services

Stronger operations. Competitive advantage. Shareholder value.

Enterprise compliance is a centralized, coordinated approach to ethics and compliance program design and assessment that cuts across multiple business units within an organization. A programmatic approach, built from the top down, enterprise compliance focuses on the specific risks the organization faces.

The four layers of compliance

An organization’s overall enterprise compliance program can be based on a number of frameworks, such as the US Federal Sentencing Guidelines and Committee of Sponsoring Organizations of the Treadway Commission (COSO) and encompasses both operational compliance and legal/regulatory compliance risks. 

Corporate compliance programs can best be thought of as addressing four distinct “layers” of compliance:

  • Involuntary for everyone
  • Involuntary for a particular industry
  • Involuntary for a particular geographic footprint
  •  Voluntary for strategic or operational excellence

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In the news

When it comes to making news, we aren’t shy. Below are some of the latest headlines from our Enterprise Compliance Services practice about enterprise ethics and compliance.

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How we can help

To design and implement an effective and efficient enterprise-wide compliance program, a company should create and maintain the people, processes and information/technology needed for each of the compliance “layers.” Our broad understanding of all these issues can help the chief compliance officer bring greater value to the organization.

 

 


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People

Nicole Sandford

National Enterprise Compliance

People

Maureen Mohlenkamp

Deloitte Advisory | Enterprise Compliance Services

People

Kevin McGovern

Managing Partner | Governance, Regulatory & Risk

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