Director | Banking & Securities
Susan is a director in Deloitte & Touche’s Banking and Securities Regulatory Consulting practice. She has 22 years of experience within securities industry and litigation support, and primarily focuses on helping broker dealers operate effectively and efficiently within the regulations that apply to their business models and adapting their business processes to new or changing regulations. Susan has helped clients respond to regulatory sweeps, and has led numerous litigation support engagements.
Update on the Department of Labor's fiduciary proposal What's happened, what's next, and what can you do now?
Forward look: Top regulatory trends for 2015 in securities
The securities regulatory trends outlined in this report can serve as a starting point for dialogue surrounding the challenges and opportunities in 2015.
SEC Rule 613: Consolidated Audit Trail – National Market System (NMS) Plan
Considerations for broker-dealers in transforming their approach for regulatory reporting and surveillance to comply with SEC Rule 613.
Life at Deloitte
People make Deloitte one of the best places to work. What’s great about the people? That’s an easy answer. They are exceptional. Each person is unique and valued for that, among the best and brightest in the business, and takes pride in his or her achievements and the success of others.