Regulatory

Businesses today must weather a storm of complex regulations. Deloitte regulatory services help you identify and manage the impact to your organization, put in place clear industry-focused strategies to both protect and create value, and turn converging regulations into opportunity.

Perspectives

Forward look: Top regulatory trends for 2015 in securities

The securities regulatory trends outlined in this report can serve as a starting point for dialogue surrounding the challenges and opportunities in 2015.

Insights

FINRA and CARDS

The FINRA CARDS proposal could go into effect in 2015. Learn more about the requirements, as well as the hidden opportunities. 

Perspectives

Reg Pulse blog

Reg Pulse promotes the sharing of insights, experiences and perspectives on the latest regulatory developments and trends.  

Analysis

2014 Energy Compliance Survey Report

Explore critical insights about what energy companies and regulators are focusing on, and what the top compliance priorities should be.

Perspectives

Enhanced prudential standards

This report can serve as a guidepost to understand how corporate compliance works best in your company. 

Perspectives

The final Volcker Rule

 Discussed in this paper are key operational considerations for banking organizations’ compliance with the Volcker Rule requirements.

Perspectives

The fourth ingredient in a world-class ethics and compliance program

Companies with world-class ethics and compliance programs make sure they have a world-class CCO leading the charge and protecting their reputation.

Perspectives

The power of complaints

Many financial organizations fail to realize the power of customer complaints and how they can benefit by unlocking the value of customer dissatisfaction.

Services

Governance, Regulatory, and Risk Strategies

Deloitte can help you create and protect value and enhance effective management of governance, regulatory and compliance risks on a sustained basis.
 

Services

Center for Regulatory Strategies

The Deloitte Center for Regulatory Strategies provides deep knowledge and practical insight into regulatory matters across heavily regulated industries. 

Perspectives

The next frontier in managing risk

Strategic Risk Management debuts as a way to counter emerging threats.

Services

Enterprise Compliance Services

Helping companies develop a centralized, coordinated approach to ethics and compliance program design and assessment.

Press releases

Fair and Effective Markets Review (FEMR)

David Strachan, partner, Deloitte EMEA Centre for Regulatory Strategy comments on the Fair and Effective Markets Review final report.

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People

Kevin McGovern

Managing Partner | Governance, Regulatory & Risk

People

Tom Rollauer

Director | Center for Regulatory Strategies