Forward look: Top regulatory trends for 2015 in energy Stay ahead of the curve in 2015—explore energy regulatory trends, challenges, and opportunities
Exam priorities for securities firms in 2015
The SEC and FINRA recently announced their examination priorities for 2015. Although each regulatory body has its own distinct focus areas, there are seven common priorities that securities firms may want to put at the top of their to-do lists.
Risk & Compliance Journal from The Wall Street Journal
Get news and commentary on today's important topics, including: governance, risk, and compliance, as well as analysis of the significance of laws and regulations, the risks inherent in global expansion, and the protective moves taken by companies.
Deloitte acquires LRA Worldwide to provide brand and reputation management solutions to measure customer experience
Recognizing the growing pressures on CEOs and boards to protect and manage brand and reputation risk, Deloitte today announced an agreement to acquire substantially all of the assets of LRA Worldwide, a global leader in customer experience measurement.
FINRA and CARDS
The FINRA CARDS proposal could go into effect in 2015. Learn more about the requirements, as well as the hidden opportunities.
Reg Pulse blog
Reg Pulse promotes the sharing of insights, experiences and perspectives on the latest regulatory developments and trends.
2014 Energy Compliance Survey Report
Explore critical insights about what energy companies and regulators are focusing on, and what the top compliance priorities should be.
Enhanced prudential standards
This report can serve as a guidepost to understand how corporate compliance works best in your company.