Governance, Regulatory & Risk


Organizations that demonstrate good corporate governance practices show a sustained ability to gain insights into the risks and opportunities present in every aspect of their operations are being rewarded by stronger investor support. The issue that most companies face is how to develop a sustainable effective corporate governance infrastructure that will not only comply with regulatory requirements, but will also result in improved shareholder value.

Deloitte can help by offering the following services:
- Assistance in developing a proper governance system in startup companies
- Assistance in improving governance in developing companies including:

  • Outlining and separating responsibilities of Board, Management, Staff etc.
  • Development of Board and Management Committees and linkages to objectives/structure
  • Develop policies and procedures to strengthen the internal controls implemented by the governance system
  • Assistance with strategic planning, budgeting, activity planning processes / policies etc.

Enterprise Risk Management Services

Enterprise Risk Management Services help organizations integrate risk management into their business and strategic processes to enable them to take risks to create value as well as respond to and mitigate risks appropriately. Deloitte provides a range of services to help member firm clients with their risk management issues, including identification and prioritization of enterprise-wide risks, assessment of an organization's risk capabilities, and development of the tools, processes and organizational structures needed to build a robust and sustainable risk management program.

Regulatory and Compliance Program Services

Regulatory and Compliance Program Services assist organizations in adapting to a changing regulatory environment. Our member firms services include assisting clients with: 

•Understanding the implications and requirements of new regulations and implementing appropriate processes, policies, and procedures

•Designing and assessing policies and procedures 

•Conducting compliance and risk assessments

•Developing risk-based compliance reporting

•Assisting in the selection and implementation of compliance technology solutions

•Conducting investigations in connection with regulatory inquiries, administrative actions, and litigation pursuant to legal counsel requests

•Assessing existing compliance models for operational efficiency

•Providing regulatory remediation assistance (developing and implementing remediation plans to address regulatory findings)

•Serving as consultants when mandated as part of administrative actions and proceedings

•Assessing current state regulatory reporting and implementing new reporting processes

•Developing and administering compliance training