Financial control assurance & advisory services
Deloitte's FSI Controls Assurance & Advisory team is focused on improving your internal controls.
Deloitte’s FSI Controls Assurance & Advisory team combines our dedication to serving the financial services industry with a passion for improving your internal controls. Our core services are tailored to each sector and include:
- Control assurance services in relation to GS 007 and ASAE 3402
- Specialist assessments of control frameworks for financial institutions
- Specialist FSI co-sourced and outsourced internal audit services.
Examples of recent projects include assessments of:
- Payments controls across several subsidiary companies
- Investment compliance monitoring assessment for a large asset manager including international benchmarking
- Investment risk benchmarking (market, counterparty and liquidity) across several large asset managers
- End-to-end unit pricing controls
- Prudential standards compliance by superannuation funds and mutuals
- Controls over superannuation administration transitions
- Securities issuance and lending controls.