Financial control audit & assurance services


Financial control audit & assurance services

Deloitte's FSI Controls Audit & Assurance team is focused on improving your internal controls.

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Deloitte’s FSI Controls Assurance & Advisory team combines our dedication to serving the financial services industry with a passion for improving your internal controls. Our core services are tailored to each sector and include:

  • Control assurance services in relation to GS 007 and ASAE 3402
  • Specialist assessments of control frameworks for financial institutions
  • Specialist FSI co-sourced and outsourced internal audit services.

Examples of recent projects include assessments of:

  • Payments controls across several subsidiary companies
  • Investment compliance monitoring assessment for a large asset manager including international benchmarking
  • Investment risk benchmarking (market, counterparty and liquidity) across several large asset managers
  • End-to-end unit pricing controls
  • Prudential standards compliance by superannuation funds and mutuals
  • Controls over superannuation administration transitions
  • Securities issuance and lending controls.

Contact us

James Oliver

James Oliver

Partner, Audit & Assurance

James is a partner with 20+ years of controls assurance, regulatory and risk management experience. He is focused on the financial services sector. He has worked across our London, Sydney and Melbourn... More