Final anti-hawking RG 38 issued

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Final anti-hawking RG 38 issued

Less than two weeks out from go-live, ASIC released its final guidance for the prohibition on hawking of financial products.

On 23 September 2021, ASIC released its final guidance on the hawking provisions, Regulatory Guide 38 (‘RG 38’). This sets out the regulator’s expectations on complying with the hawking prohibition contained in the Corporations Act 2001– a prohibition that aims to protect consumers from unsolicited offers of financial products.

Download a summary of the key changes reflecting feedback received on Consultation Paper 346 (‘CP 346’).

RG 38 Summary
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