Regulatory Risk

Deloitte assists organizations in managing their complete regulatory risk life cycle, as well as structuring, implementing, and monitoring their compliance programs.

Our solutions

Development of strategies to anticipate and adapt to regulatory changes.

Our solutions in this area:

  • Diagnosis of regulatory strategy and regulatory observatory;
  • Development of regulatory compliance strategy;
  • Development of operational model and governance of compliance areas and functions.

Regulatory strategy

Developing, implementing and operating compliance programs that preserve organizational value and create competitive advantages.

Our solutions in this area:

  • Evaluation of regulatory compliance programs;
  • Development and implementation of regulatory compliance programs;
  • Testing and remediation of regulatory compliance controls;
  • Monitoring, analysis and reporting of regulatory compliance;
  • Analytics solutions for regulatory compliance monitoring;
  • Training and training in regulatory compliance;
  • Outsourcing of regulatory compliance programs;
  • Risk assessment of third parties, regarding compliance with regulatory frameworks.

Regulatory compliance

Respond to actual or potential regulatory (actual, punitive, punitive) censures by implementing efficient and effective change processes.

Our solutions in this area:

  • Diagnosis of failures in regulatory compliance structure and gaps analysis;
  • Development and implementation of the compliance remediation structure;
  • Corporate investigations, regarding deviations from regulatory milestones and issues related to ethics;
  • Evaluation of the impact of failures in the regulatory compliance structure;
  • Attests of compliance, in response to regulatory demands (adherence of TACs, ACCs, TCPs, among others).

Regulatory response

Key contact

Alex Lelis Borges

Alex Lelis Borges

Strategic & Reputation and Regulatory Risks leader

With more than 15 years of solid professional experience, he is a Risk Advisory partner and leads the Regulatory and Strategic & Reputation Risks practices in Brazil.... More