regulatory investigations

Services

Regulatory Investigations

We help clients to respond to regulatory investigations, especially related to anti-money laundering (AML), sanctions, bribery & corruption, cross-border taxation and relevant competition and pricing regulations in many jurisdictions

We help clients and their internal and external legal counsel examine corporate history (often involving vast quantities of electronic data) using our forensic technology skills and tools, conduct reviews of accounting and other types of information, interview personnel, report on findings, and assist in negotiations with the regulator.

We have brought together cross-functional teams to respond quickly to our clients’ needs when regulatory investigations arise.

 

We can:

  • Advise on data to be preserved and captured
  • Search the data for key words to identify key documents of interest
  • Customise software to be used to capture the results of a manual investigation
  • Mobilise an experienced investigation team
  • Execute the investigation within an agreed timeframe
  • Report on the findings
  • Assist with presentations to regulators

Our involvement as globally respected experts assists clients in resolving these complex and very challenging issues as quickly and economically as possible. Our involvement has resulted in lower fines being paid by clients, and speedier resolution of regulatory issues under investigation.

We are in particular very experienced in assisting with US regulator driven investigations including cross-border tax issues, FCPA investigations, AML and KYC remediation and the US Treasury Office of Foreign Asset Control (OFAC) sanctions look back reviews. Recently, we have worked on the two largest regulatory investigations conducted in Switzerland to date.

Our team members are fluent in many languages including German, English, French, Italian, Spanish, Portuguese, Chinese, Dutch and Flemish. They are experienced in reviewing documents in all of these languages.