Services

Regulatory Compliance

Design, assess, transform

Failing to keep up with the latest rules and regulations governing their business can prove to be very costly for companies that find themselves out of compliance. That’s why Deloitte’s Regulatory Compliance services helps clients design, assess, and transform the processes, controls, and infrastructure needed to address the specific regulations and regulatory risks that they face. In addition, Deloitte assists clients in creating enterprise compliance programs designed to preserve organizational value and create competitive advantage.

We offer:

  • Regulatory Compliance Operating Model Assessment – We support organizations’ efforts to assess existing compliance models for requirement deficiencies, operational efficiency and effectiveness, and conduct investigations in connection with regulatory inquiries, administrative actions, and litigation pursuant to legal counsel requests.
  • Regulatory Compliance Operating Model Design and Implementation – We help organizations understand the implications and requirements of new and anticipated regulations, and design and implement appropriate processes, policies, and procedures including the selection and implementation of compliance technology solutions.
  • Regulatory Compliance Controls Testing and Remediation – We aid organizations to design—and conduct testing and remediation of—regulatory compliance controls, policies, and procedures.
  • Regulatory Compliance Monitoring, Analytics, and Reporting – We advise organizations in their efforts to develop and conduct compliance monitoring and risk-based compliance reporting, including the use of analytics, data management, and simulation tools.

Deloitte named a global leader in Regulatory Compliance Program Consulting by ALM

ALM Intelligence named Deloitte as a global leader in Regulatory Compliance Program Consulting. In the report, entitled Regulatory Compliance Program Consulting 2017, ALM Intelligence highlights, “Deloitte is on the forefront of helping clients evolve and elevate the role of the chief compliance officer (CCO) and the compliance function in advancing the enterprise wide strategic goals and business objectives through the development of deeper integration and alignment between compliance and its internal and external stakeholders.”

Global leader

Marlo Karp

Marlo Karp

Global Regulatory Risk Leader

Marlo is a partner at Deloitte & Touche LLP and has more than 27 years of experience in regulatory and operational risk for the banking and securities industry. Marlo is the Regulatory Risk leader for... More