Prudential Regulation

Services

Prudential Regulation

Deloitte services cover all aspects of Prudential Regulation across Banking, Insurance and Investment industries. Services cover Prudential Regulation topics such as Regulatory Reporting, Supervisory Review and Evaluation Process (SREP), Treasury and Liquidity, new regulation assessment and implementation and global and European benchmarking activities

Services cover Prudential Regulation topics such as:

  • Regulatory Reporting engagements (e.g. Target Operating Model, Return health checks including for CRD IV and Solvency II and Regtech innovation);
  • Assessment and implementation of new regulations (e.g. MiFID II)
  • Assistance with the wider supervisory process (e.g. SREP) including;
    • business model assessment;
    • internal capital adequacy assessment process (ICAAP);
    • own risk and solvency risk assessment (ORSA)
    • governance and risk management (e.g. Risk Governance Panels and Full Risk Assessments);  
    • stress testing;
  • Liquidity and Treasury (e.g. ILAAP, FTP, Treasury Transformation)
  • Second Line of Defence prudential risk monitoring;
  • Internal audit subject matter outsourcing/co-sourcing;
  • Recovery and Resolution Planning;
  • Risk and Finance transformation (including data management)

Our team understands local regulatory expectations and is fully integrated in the Deloitte EMEA Prudential Regulatory network allowing us to support our clients with all of their prudential regulation initiatives and bring insights and leading edge practices from other EMEA markets. As part of our commitment to build long lasting partnerships with our clients we host Prudential Regulatory events including for example CRO club, seminars with the ECB at our Banking Union Centre in Frankfurt (BUCF) and Regtech presentations. We would be delighted to discuss how Deloitte can work with your firm. Please see our contact details below.

Get in Touch

Colm McDonnell

Colm McDonnell

Partner - Head of Risk Advisory

Colm leads our Risk Advisory practice in Ireland specialising in security risk, regulatory and control assurance and consulting assignments. The Risk Advisory practice provides a large range of assura... More

Sean Smith

Sean Smith

Partner - Regulatory Risk

Sean is a partner in the Risk Advisory department of Deloitte where he provides risk, compliance and regulatory advisory services to financial and non-financial institutions. Sean has over 18 years’ f... More

Laura Wadding

Laura Wadding

Director - Regulatory Risk

Laura has 20 years’ experience in financial services.  Prior to joining Deloitte, Laura worked with a large fund administrator for almost 11 years, during which time she managed two functional areas, ... More