People

Yoshiyuki Omori

DT Legal Japan, Partner, Japanese Attorney

Yoshiyuki Omori

Shin-Kokusai Building, 3-4-1 Marunouchi,

Chiyoda-ku

Shin-Kokusai bldg.

Japan

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Practice
Yoshiyuki has advised both domestic and foreign financial investment institutions and investment funds on Japanese securities regulations for over 10 years at international law firms in Tokyo. He has been, and still is, part of an investment management practice that has been historically recognized as one of the top asset management practices in Japan by AsianInvestor and Chambers.

His recent experience includes:

- Assisting numerous financial clients in obtaining regulatory registrations and association memberships in Japan (Type1, Type 2, Investment Management, Investment Advisory and Agency, Remote Membership and various Financial Instruments Dealers Associations) and establishing proper compliance regime
- Assisting investment funds and managers in making filings required by the regulations in Japan, such as large shareholding report and foreign investment trust/corporation notification under the Investment Trusts and Investment Corporations Act
- Engaging in mock audits to confirm compliance readiness for various international financial institutions including registered investment managers and Type 1 Financial Instruments Business Operators

Qualifications
Dai-ni Tokyo Bar Association (2005)
New York State Bar (2011)

Professional Experience
2005 - 2013           White & Case LLP
2013 - 2014           Bingham Sakai Mimura Aizawa
2014 - 2016           Morgan Lewis & Bockius
2016 - Present       DT  Legal Japan

Education
Meiji University (LL.B., 2001)
Indiana University Bloomington (LL.M. with Certificate for Academic Excellence and Certificate for Excellence in Legal Writing, 2010)

Languages
Japanese and English

Yoshiyuki Omori