Compliance & Design in a box
Our compliance and digital factsheet factory
Triggered by the increased distribution of foreign funds on a cross-border basis, compliance with local marketing rules has become the focus of many regulators. In this context, local regulators are paying more and more attention to the main marketing communication tools such as fund factsheets – both traditional and digital.
Fund providers, looking to address a new generation of investors, are looking for a more agile and scalable solution. We developed our Factsheet 2.0 service, together with Kurtosys, a UK-based FinTech, to enhance the concept of digitalized factsheets and transform them into an online tool.
Compliance is a cornerstone for the viability of the fund, nevertheless it still needs clever design/digitalization to catch the eye of an ever evolving audience and to ultimately boost sales.
Deloitte can provide you with a full set of both compliance and design services, ranging from an outsourced full review service, to customized tools ensuring that marketing materials are in-line with applicable regulations and best market practices.
We provide a detailed and pragmatic analysis of your marketing materials and present recommendations on possible remediation based on local rules and best market practices.
INTELLIGENCE RULE BOOK
We train your staff to be able to perform compliance review exercises. We map the relevant local rules applicable in your countries of distribution to the type of information disclosed in your factsheets and other marketing materials depending on the type of audience.
REGULATORY WATCH ASSISTANCE
We provide you with regular email notification of changes in the relevant local rules and update of the Rule Book as and when necessary.
REGULATORY COMPLIANCE HOTLINE
We assist you on ad-hoc and deliberate basis on your regulatory questions around marketing, investment and business compliance.