Shareholder Rights Directive II

Services

Shareholder Rights Directive II

Consulting services to help you find your way

The Shareholder Rights Directive II (i.e. Directive (EU) 2017/828, or the “SRD II”) aims to encourage long-term shareholder engagement.

To achieve this objective, the SRD II bears various obligations for the professionals involved in the process of investment on EU Listed Companies shares.

Phase 1 - June 2019: Contract and Communication Set

The policies and reports required by the SRD II vary depending on the role of the professional in the process of investment in EU Listed Companies shares.
The guiding principle here is to make available relevant information on the way investment is managed.

Phase 2 - September 2020: Exchange Of Information

Retail and private banking, custodian activities, asset management, life insurance, etc…: all the stakeholders involved in the process of investment in EU Listed Companies shares must be ready
to exchange mandatory messages from 3 September 2020. The information to share relates to the identification of the shareholders, the organization of corporate events, and the voting instructions and confirmations, in both directions.

For more information on our SRD II services, please download the flyer and contact us.

PDF - 2.5mb

Contacts

Pascal Eber

Pascal Eber

Partner | Consulting – Banking,Insurance & Non-FSI

Pascal is a partner within the advisory and consulting department and has over 17 years of banking experience (front, middle, back-offices and IT) combined with his knowledge of consulting methodologi... More

Simon Ramos

Simon Ramos

Partner | IM Advisory & Consulting Leader

Simon is a partner within the Luxembourg advisory and consulting practice and has more than 20 years’ experience in the investment management industry. He delivers client solutions across the entire i... More

Pascal Martino

Pascal Martino

Partner | Banking and Human Capital Leader

Pascal Martino has 18 years of experience in Business Consulting and Advisory services and developed a wide expertise in Private and Retail Banking. Pascal is leading the Banking industry transversall... More

Benoit Sauvage

Benoit Sauvage

Director | RegWatch, Risk Advisory

Member of the RegWatch Team, development of a regulatory watch offer and service. Expertise linked to EU affairs, with focus on Financial Market and product regulations: MIFID, PRIIPS, MAR, CSD-R, EMI... More