D.Ready - MiFID II compliance solution

Solutions

D.Ready

We can support you throughout your MiFID II compliance journey

With MiFID II now in force since 3 January 2018, it is important to be ready and prepared for the upcoming on-site visits from the national competent authorities (NCA). Our team of specialists and our MiFID II taskforce can support you from the inception of your MiFID II project through to the implementation, and further on to the preparation and follow up of the NCA on-site visit.

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Regulatory health check

Assess the impacts of the regulation on your organizational and operational set-up and identify the potential gaps/improvements
Implementation support

Assess priorities and strategic decisions, prepare an implementation roadmap, conduct detailed analyses, define business requirements
Remediation plan

Prepare your remediation plan, i.e., describe your current status and planning for the remediation of the open items
On-site visit preparation

Prepare the presentation document to be submitted to the NCA, simulate the NCA on-site visit in order to highlight the potential gaps/ improvements, or assist in answering to NCA observations
Internal control framework

Assess/review/design the internal control framework of the organization (e.g. three lines of defence model)
Policies and procedures

Draft/review and adapt your policies and procedures in light of the application regulation
Regulatory watch

Be up-to-date with the regulatory changes that directly or indirectly affect your organization through Kaleidoscope, our regulatory watch service
EMT Assembly & Dissemination

Disclose the Target Markets and the Costs and Charges of investment funds, to ensure continuation and expansion of their distribution
PRIIPs/MiFID II Transaction costs compilation

Ex-ante and Ex-post compilation of explicit and implicit transaction costs adjusted by anti-dilution proceeds. Implicit methodology used is new PRIIPs methodology as per Art. 21 to 23 of the PRIIPs regulation Annex VI.

Contacts

Simon Ramos

Simon Ramos

Partner | IM Advisory & Consulting Leader

Simon is a partner within the Luxembourg advisory and consulting practice and has more than 20 years’ experience in the investment management industry. He delivers client solutions across the entire i... More

Pascal Martino

Pascal Martino

Partner | Banking & Digital Leader

Pascal is a partner within the consulting department and has 15 years of experience. Pascal is leading Deloitte Digital for Luxembourg as well as the Banking Practice for Consulting. His areas of expe... More

Laurent Berliner

Laurent Berliner

Partner | EMEA FSI Risk Advisory Leader

Laurent Berliner is our Risk Advisory Leader for Luxembourg and for the Financial Services Industry for the EMEA region. Laurent is also a member of Deloitte Global Financial Services Industry Risk Ad... More

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