Regulatory Evolution: the Helicopter View

Challenges for the Investment Management Industry

Mastering the evolution of regulatory matters is of paramount importance and 2015 has the potential to be a turning point. This publication will give you an overview of the main implementation challenges ahead, as well as a detailed timeline highlighting the major deadlines for the coming 3 years.

Investment Management Regulatory Priorities

Here, we have detailed the following main Investment Management regulatory priorities for consideration. You will find the full content in the PDF.

  • Alternative Investment Fund Managers Directive 
  • ESMA’s guidelines on ETFs and other UCITS issues 
  • Automatic exchange of information 
  • Dodd-Frank: Form PF and systematic risk reporting
  • Venture Capital Regulation
  • UCITS evolution
  • Regulation on Money Market Funds
  • European Long-Term Funds
  • Benchmarks and Indices
  • Luxembourg partnership regime revamp
  • The new KID on the block
  • Not in Bank Depositary
  • Anti-Money Laundering Development
  • European Market Infrastructure Regulation
  • OTC Derivatives clearing
  • EU Regulation on Short Selling & CDS
  • MiFID II
  • Financial Transaction Tax
  • Market Abuse Directive II
  • Securities Law Directive
  • Solvency II
  • Capital Requirements Directive IV
  • ESMA Guidelines on the Compliance Function
Regulatory Evolution: the Helicopter View
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