Analysis
RegTech Universe 2020
Take a closer look at who is orbiting in the RegTech space
RegTech (Regulatory Technology) is more than a buzzword, it is a very real movement that is already having an impact on regulatory compliance. Discover our RegTech Universe, where we are compiling a list of RegTech companies along with the technologies and solutions they are offering.
RegTech promises to disrupt the regulatory landscape by providing technologically advanced solutions to the ever increasing demands of compliance within the financial industry.
We would like to share some insights below on RegTech companies who are providing solutions in the areas of Regulatory Reporting, Risk Management, Identity Management & Control, Compliance, and Transaction Monitoring. You will get an idea of where the RegTech companies are located, their size, when they were founded as well as which industry they are targeting in particular.
Our research on the RegTech Universe is an ongoing exercise and this webpage is constantly updated with new RegTech companies, so stay tuned!
You can follow us on LinkedIn and Twitter to be sure to catch our next updates on RegTech, Technology and Innovation. We would of course be more than happy to hear your take on RegTech, so please do not hesitate to get in touch with us.
Not on the map yet?
If you represent a RegTech and you would like to be added to our study or update information that is published here, let us know!
Ready for take-off?
We are happy to share with you our take on RegTech.
Watch the video below and come with us on a journey through the RegTech Universe.
Already on the map and have some updates to share?
Contact us to update your information!
Explore the RegTech Universe
Take a closer look at the companies that make up the RegTech Universe, classified by their area of focus. Click on the planets below to see the lists.
RegTech companies that have provided Deloitte with detailed information about their business are marked with 
Total:
362 RegTechs
Regulatory Reporting
Risk Management
Identity Management & Control
Compliance
Transaction Monitoring
Regulatory Reporting
Enable automated data distribution and regulatory reporting through big data analytics, real time reporting and cloud
Company Name
Inception
Location
People
2013
51-200
A single solution for processing data and distributing regulatory reports to relevant regulatory bodies
2010
51-200
Offers integrated real-time due diligence, transaction monitoring, sanctions screening/watchlist filtering and regulatory reporting capabilities to comply with AML and CTF regulations
2009
11-50
Reporting software for (AIFMD, FORM PF, Solvency II, COREP, Finrep, HMRC, iXBRL Reporting)
1998
51-200
Offers end to end SaaS solution that enables fund managers to complete regulatory filings within a single platform with built in audit tools, control functions & exceptions reporting
2002
200+
Solutions specific to banks, insurers, financial services providers, central banks, and supervisory authorities across the regulatory value chain
2018
1-10
Provides blockchain analytics to identify fraud and opportunity on blockchains
Business Reporting-Advisory Group
2005
11-50
ATOME: Particles is designed to create, validate and export financial report to Excel and XBRL formats and to support multiple reporting frameworks: Solvency II, IORP II, CRD IV, NSTs, etc.
2013
11-50
Trading and reporting solutions to both buy and sell side and for major service providers
2017
1-10
Provides a regulation engine that transformed an international legislation - Common Reporting Standard, into a digital regulation rule
2017
1-10
Multi-shore tax reporting application for blockchain-based assets. Outsourcing solutions for tax & regulatory reporting as well as withholding tax regimes
2015
11-50
Streamlines and automates the back-office operations of Fund Managers and Fund Administrators
N/A
1-10
Regulatory software solution to allow meeting regulatory requirements such as EMIR,REMIT and MiFID II.
2014
1-10
Generates regulatory reports for financial institutions based on the latest guidelines
2017
1-10
Provides importers with smart DIY solutions. Every importer will independently control their own critical importing processes, contacting customs authorities, governmental agencies, warehouses, shipping lines and tracing vendors, using a web application
2006
11-50
Investment compliance monitoring, risk analysis and regulatory reporting technology
2013
51-200
Solution that provides order management and information service to the fund industry
2013
11-50
Regulatory reporting tool based on Big Data Analytics, real time reporting and Cloud
2013
11-50
Regulatory reporting data specialists providing quality assurance for financial institutions, large and small
2018
1-10
Global cryptocurrency tax platform that enables investors and accountants to generate tax reports compliant with the tax laws in their home country
2014
1-10
Platform that extracts data from scanned financial services contractual documents
1989
200+
Solutions for automation of regulatory reporting and optimisation of cross-product collateral management to meet regulatory requirements
2016
11-50
A global company using Artificial Intelligence and Machine Learning to provide banks and others a better way to conduct Financial Crime Compliance
2015
51-200
Provides an AI powered auditing solution that leverages machine learning and AI techniques
2015
11-50
Regchain, is an ongoing residential loanbook Risk Review tool that assists Financial Institutions in complying with and reporting to regulatory bodies
2013
11-50
nadi is a SaaS application dedicated to the production of financial reports, regulatory reporting and investor documents
2011
51-200
End to end reporting solution for banks, brokerage houses, hedge funds and asset managers
PANALIS Political Intelligence
2015
1-10
Helps to track political and regulatory information from parliamentary and non-parliamentary sources
2011
11-50
Gathers data from disparate sources and employs AI to analyse the information and automatically generate regulatory reports
2010
51-200
Central trade repository for reporting trades and transactions across multiple product classes for European regulatory reporting requirements
2016
1-10
Solutions for the insurance, funds, investment administration and banking industries
2015
1-10
Platform streaming actionable regulatory intelligence, contextually connected to policies, procedures, other documents and information
2017
11-50
With a data management platform for electronic communication specializing in the financial compliance domain, Shield FC helps financial institutions to manage and control communication data to meet regulatory requirements, without impacting operational performance
2015
1-10
Regulatory reporting for funds (CRDIV, FATCA, CRS, Solvency II, AIFMD, EMIR, MIFID II, MIFIR, PRIIPs)
2015
1-10
Enables the reporting of transactions and positions across all asset classes, with built-in reconciliation and monitoring capabilities to comply with regulations
2016
1-10
Trading solutions for the enterprises in the electronic Fixed Income and Derivatives markets to ensure regulatory compliance
2014
1-10
A mobile communications compliance & governance service to help organizations capture all nonverbal communications on mobile devices including SMS/MMS on social media and communications platforms
UnaVista, London Stock Exchange Group
2007
51-200
An approved EMIR Trade Repository, MiFID Approved Reporting Mechanism and trade repository for SFTR
2001
51-200
Enables financial authorities the supervision of financial companies with a web based data submission portal and real-time validation
Risk Management
Detect compliance and regulatory risks, assess risk exposure and anticipate future threats
Company Name
Inception
Location
People
2012
11-50
Designs and develops enterprise regulatory change management cloud based software solutions
2007
11-50
Specializes in software solutions and has created third-party management & oversight platforms
2013
1-10
Risk analytics that detects disruptive events in global financial markets and anticipates price movements
2015
1-10
Provides Expected Credit Losses calculations and computation of bank Risk Capital and RAROC
2012
11-50
Data management and analytics, risk monitoring, compliance workflows and reports
2015
11-50
Specializes in audit, risk and compliance software related to financial crime compliance and risk management
2014
11-50
A data-driven SAAS based solution used to monitor risk and controls, spot hazards/issues and mobilize action
2008
200+
Helps companies use machine intelligence and topical data analysis for risk mitigation and regulatory compliance
2003
11-50
Offers regulated businesses automated spreadsheet risk management solutions allowing same levels of data governance and management control that feature in their IT systems
2014
11-50
Collates data from regulatory notices from over 85 major regulators related to enforcements, thematic reviews, business plans, speeches etc. in order to determine future risk impacts.
2012
11-50
Aggregates, analyses, and anonymises credit risk estimates from market participants to create a new source of credit risk data
2015
11-50
Datarama is a one-stop information source for complex risk/opportunity assessment and due diligence in emerging markets
2013
51-200
Provides crypto-asset risk management solutions for financial institutions. Elliptic has assessed risk on transactions, uncovering illicit activities related to money laundering, terrorist fundraising, fraud, and other financial crimes
2005
51-200
Real-time data monitoring, using machine learning and adaptive behavioural analytics to detect fraud and risk
2006
200+
Compliance, Risk & Analytics Products and Solutions for the Global Financial Services Industry
2013
1-10
FCA regulatory hosting umbrella for funds, start-ups, fintechs and financial services firms.
2006
51-200
Insider threat management solution that empowers security teams to detect insider threats, streamline the investigation process, and prevent data exfiltration
2009
11-50
Data analytics for derivative counterparty relationship optimization and risk management
2014
11-50
Big data anonymization platform helping institutions derive value from analytics while complying with GDPR
2010
11-50
Helps clients with risk model development and meet regulatory expectations through a combination of consulting and open source software
2012
11-50
Analyses fact-to-face conversation with AI and machine learning to support the risk management process
2012
51-200
Platform that integrates structured and unstructured data sources to provide holistic visibility of human risk across the enterprise
2016
1-10
Enables organisations to directly engage with their risk management, reduce their operational risk levels, monitor their requirements and stress their capital liquidity while staying compliant with the regulatory regimes
2018
1-10
Digitizes risk management in small and medium-sized companies, especially in the leasing and factoring industry
2009
11-50
Uses AI to extract and analyse infromation from written contracts to help understand associated risks.
2000
200+
Automated risk management and pre-trade/post-trade processing of listed and over the counter transactions
2012
11-50
Comprehensive software solution to analyse, process and deliver big data for compliance and risk management
2001
11-50
Unitas CRI (Country Risk Index) Service provides Country Risk Ratings of 239 Countries with 35 Variables in real-time
2001
11-50
Processes and analyses data from various sources to provide trade risk management solutions
Identity Management & Control
Facilitate counterparty due diligence and Know Your Customer (KYC) procedures. AML and anti-fraud screening and detection.
Company Name
Inception
Location
People
1836
200+
Services for payment efficiency, compliant transactions, bank counterparty insight and AML screening
2001
51-200
An onboarding automation platform for financial services while providing analytics
1996
51-200
SaaS workflow and Reference Data solutions for KYC process and AML regulatory obligations
2017
11-50
Contributes to the digital transformation of regulated firms in full compliance with regulatory requirements, including customer onbarding, KYC and AML.
2005
11-50
KYC, AML/CFT, OFAC, FinCEN314a modules designed to assess and manage behavioural risks and streamline workflows.
2011
11-50
Software to assist organisations in meeting financial crime compliance obligations and manage risk
2015
11-50
A digital identity and authentication platform that allows anyone to verify their identity and then use their digital biometric passport on any website to prove who they are
2008
11-50
Provides a layer of security that lets your customers authenticate themselves through the unique ways they type, swipe and hold their devices, to prevent fraud
2017
11-50
Provided a Client Due Diligence tool that supports compliance with AML, CRS & FATCA regulation
2014
1-10
Governance, Risk & Compliance, Investment Analysis & Portfolio Management solutions
2000
51-200
Uses AI and machine learning to analyse customer information from structured and unstructured data sources
2011
51-200
Solution to identify adverse information and to conduct KYC and AML compliance checks
2000
51-200
Offers a range of digital services to assist financial institutions with their client onboarding processes
1984
200+
Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting
2013
11-50
Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting
2013
200+
DDIQ is AI-based automated due diligence solution by Exiger aimed at enhancing risk assessment related to clients, investments, transactions, third-parties and counterparties
2009
200+
Regulatory Onboarding, Client & Counterparty Data Management and Client Lifecycle Management solutions
2016
11-50
Solution to process and verify client onboarding documents in real-time for compliance
1990
51-200
Provides real-time trasnaction and customer screening through their watch list solutions
2017
11-50
Managed service solution for KYC/AML due diligence with continuous maintenance of Client's KYC files and mutualisation abilities
2011
1-10
Offers technology that help banks onboard and engage with their customers for various financial services
2016
11-50
Solution for businesses to verify the identity of clients in order to comply with international Anti Money Laundering regulations
2017
1-10
Cloud-based personal data and consent mediation platform that enables a transparent and trustable data sharing economy
2017
1-10
Biometric-Driven, KYC/AML-compliant, omni-channel whitelabel RegTech platform to help collect and manage identifying information about a person and/or business
2014
51-200
Gathers and analyses data from disparate sources to provide compliance-related information, including due diligence solutions
2010
200+
Combines biometric facial recognition, facial image matching, ID verification, and document verification to ensure the physical identity matches the real-world identity.
2015
11-50
Tools for KYC verification using cyber-security technology and international AML databases as well as local micro data-sources.
2012
11-50
Global live network that provides real-time access to official commercial and banking registers for Business KYC (KYB) purposes, covering 200 jurisdictions and 110 million companies worldwide
2013
11-50
Platform to organise, manage and share corporate information to facilitate regulatory compliance
1972
200+
SaaS and AI-powered platforms for discovering and managing reputational and regulatory risks through database screening and enhanced due diligence
2013
1-10
KYC-Chain uses distributed ledger technology to provide businesses with secure KYC procedures that gives users ownership of their identity data
2012
1-10
KYC tool providing businesses with automatic regulatory compliance checks during, and after, the client onboarding process
2015
11-50
Leverage open source intelligence and machine learning techniques to enhance due diligence processes
2016
1-10
MiFIDII-compliant customer risk profiler for financial advisors using machine learning and cognitive science
2015
1-10
NewBanking provides a platform that enables end-users to verify and share their legal online identity with companies they trust
2016
11-50
Platform that embeds the KYC/AML process on a blockchain framework, removing the duplication of efforts between financial institutions and other entities
2010
11-50
Provides a risk scoring platform that can handle multi-source fraud detection and compliance checks
2007
11-50
Focus on economic sanctions, anti-money laundering, anti-bribery & corruption and financial fraud
2016
11-50
Provides a technology solution that centralises all an organisation's checks in one location
2009
11-50
The RoboComplianceOfficer offers a new way of gathering, storing and verifying the source of wealth information of a client
2016
1-10
Provides fraud prevention technology that combines device intelligence, behavioral analytics, and a real-time decision engine to detect and prevent fraud
2002
200+
Provides automated customer screening solutions through its AI-driven risk database comprising PEPs, sanctions and adverse media.
2017
1-10
Employs artificial intelligence to fulfill the requirements of MiFID II/FIDLEG investor risk profiling and KYC data collection
2015
11-50
Specializes is gather open-source intelligence (OSINT) from hard target nations. Compliance professionals, law enforcement, and national security professionals leverage these global public records to identify risky networks and ultimate beneficial ownership
2015
51-200
An Enterprise Identity and Compliance platform with an end-to-end identity management solution. Helps guide the flow of any digital transaction in a secure and compliant way.
1995
11-50
Provides advisory services and managed services for know-your-customer (KYC) & customer identification needs, regulatory compliance requirements and secured lending portfolios
2016
11-50
Digital identity verification application for the verification of ID card, Passport, Driving License, and Credit/Debit card
2011
51-200
Platform that delivers AML searches and verifications on Individuals and Businesses across the UK and International Markets
2014
11-50
Uses Machine Learning for enhanced, ongoing identity verification and compliance checks
2007
11-50
Cloud-based trade counterparty management solution to meet regulatory compliance
2011
11-50
Identity verification solutions for Anti-Money Laundering (AML) and Know Your Customer (KYC) processes
2017
1-10
Ume is a Regtech focusing on digital due diligence of fund distributor (Know your distributor - kyd)
2005
51-200
Captures, organizes, classifies and presents information from data through risk reports and link relation graphics. KYC, KYS, KYE, Background checks, risk analysis and due diligence
2018
11-50
Vadis collects and enriches complex business data by matching people and companies with public, private and affinities links, to be able to visualize any potential conflicts of interest
2007
1-10
Established 2007 and offering AML KYC, online training, broad compliance solutions, and company data to regulated sector
Compliance
Real time monitoring and tracking of current state of compliance and upcoming regulations
Company Name
Inception
Location
People
2019
11-50
Combines regulation, risk assessment and risk management into a compliance collaboration platform.
2009
11-50
Captures and monitors regulatory data so it can be read by machines and understood by humans.
1999
200+
Offers a RegTech solutions suite that enables an efficient and effective regulatory compliance
2018
1-10
Manages and documents personal data in data sources, whilst incorporating collaborative cognitive learning
2015
1-10
Albany's Conect platform makes governance and oversight of third parties effortless
2017
1-10
Solution to transform complex regulations into digital compliance rules and to manage regulations digitally
2015
11-50
Information security and tracking service. Secure e-statement, secure document sharing and email
1964
200+
Software provider in the field of omni-channel recording, quality management, and analytics
2015
11-50
Deliver Artificial Intelligence (AI) and Machine Learning Solutions to produce and automated Compliance and Audit tool
2009
11-50
Fixed income pricing and execution management solution, ensuring MiFID II compliance
2011
1-10
Delivers segmented rule content with linked supporting authority and a suite of integrated apps that support the entire lifecycle of compliance, in addition to consulting services
2015
1-10
Operates in asset freeze screening, politically exposed persons, money laundering and distribution
2014
11-50
Compliance reporting and assessment tools, holistic employee monitoring and risk scoring
2014
1-10
Automated tracking, reporting, and compliance management for government incentives
1989
200+
Provides services that include fraud detection, behavioral analytics and regulatory compliance solutions
2007
11-50
Provides eDiscovery & Surveillance solutions to help firms protect their reputations by the early detection of risks such as fraud, insider threats and market manipulation
2013
11-50
Artificial intelligence and machine learning tool to analyse historical email data and automatically identify anomalies
2008
11-50
Real time knowledge discovery solution for "Proactive compliance assurance" and "Governance & Regulation Intelligence"
2012
11-50
Online document management and collaboration for Compliance, Legal, Finance, Operations and Risk teams
2018
1-10
Codifies financial legislation into machine executable rules, giving their clients real-time insight and risk identification
2015
1-10
Artificial intelligence platform that empowers businesses and law firms with deeper insights on their legal data for compliance purposes.
Compliance Solutions Strategies
2016
51-200
Covers compliance disciplines spanning regulatory reporting, regulatory data management and distribution, pre- and post-trade monitoring and analytics, and compliance management and best practice
2016
11-50
Search, Monitor, Access, Research and Track financial regulatory information, in real-time
2008
51-200
SaaS platform for real-time data analytics, audit and flexible reporting, regulatory compliance tracking
2008
51-200
Continuity automates the compliance management process, offering workflow solutions and regulatory alerts.
2012
1-10
Provides website compliance with EU General Data Protection Regulation (GDPR) & ePrivacy Directive
2013
200+
Its Enterprise Immune System technology uses AI and machine learning to detects and responds to previously unidentified threats Data Security
2011
11-50
Integrated management system and services for digital quality and regulatory compliance management
2018
1-10
Offers an automated solution to the due diligence, know your customer and compliance market in financial services, insurance, recruitment and other industries
2019
1-10
Free sanction screening for individual and entity names against more than 30 official sanction and criminal lists
2011
51-200
Delivers end-to-end compliance management with automated data aggregation and in-place remediation for public cloud environments
2014
1-10
AI-powered KYC/AML Enhanced Due Diligence platform that helps organizations comply with AML rules and regulations. Includes ID verification and Link Analysis tools
2012
11-50
Provides real-time and automated regulatory compliance intelligence for financial instruments trading
2001
51-200
Data room provider that allows highly secured access to confidential documents and safe third party access
EbixCash Financial Technologies
1999
200+
Provides technology solutions for Investment Compliance and Regulatory Reporting
2004
1-10
Software in the area of Governance, Risk and Compliance offering custom compliance management solutions
2015
1-10
SaaS management solution for the European General Data Protection Regulation (GDPR)
2015
11-50
AI and machine learning to gather, analyse and filter information for research management while ensuring MiFID II compliance
1986
51-200
A group of companies offering a suite of technologies and consulting services for treasury and accounting deparments
2012
11-50
Risk orchestration platform to streamline governance, risk & compliance process via workflows, along with predictive analytics models
2013
11-50
A software vendor for KYC solutions and helps companies comply to AML-CFT regulations
2006
51-200
Fonetic builds technology that processes and analyses all trade communications data, including voice to ensure compliance, detect fraud and perform trade reconstruction
2012
51-100
Solutions for compliance management, internal control, risk management and reporting
2006
11-50
Helping investment managers and depositaries adhere to investment compliance, risk and regulatory reporting regulations through solutions and managed services
2015
1-10
Trade management platform with compliance management and regulatory reporting components
2014
11-50
Data management platform that provides full oversight capabilities to ensure effective and compliant fund distribution activities
2011
1-10
Governance, Risk and Compliance (GRC) solution dedicated to Investment Fund professionals
Huntsman Security "Essential 8 Scorecard"
1999
11-50
Offers a cyber risk control measurement and compliance product "Essential 8 Scorecard"
2015
1-10
Real-time compliance analysis, connecting businesses with compliance solutions and regulators
2017
1-10
Aim to turn regulatory audit and compliance into an automated, real-time process by using private, distributed ledgers shared between regulated companies, auditors and regulators
2015
1-10
Web-based application to generate legal and regulatory documents for entrepreneurs raising capital
2016
11-50
Offers a professional advice clinic, in addition to a screening solution to help professionals better comply with regulatory requirements and other related services
2016
1-10
Inspirient uses Cognitive Analytics in Financial Services to detect Fraud and Money Laundering
2016
11-50
Enables organizations to monitor their suppliers for sustainability and compliance in order to meet the regulatory requirements. The platform automatically obtains the required supplier self-assessments and certificates while monitoring social media for malpractice and reputational risks.
2013
11-50
Offers a compliance management software focused on integrated internal control, compliance and governance
2017
11-50
Provides actionable sanctions-related risk intelligence to financial services firms and other multinational institutions
2010
51-200
Provides regulatory infrastructure and managed compliance services
2017
1-10
Offers a blockchain-protected solution helping fintech organisations to achieve regulation compliance and protect their facilities from data breaches.
1999
11-50
Offers a data driven compliance service to comply with financial advice regulations
1999
200+
Enterprise and cloud applications for governance, risk, compliance and quality management
2010
51-200
Provides software, consulting, and data solutions to ensure compliance in the cannabis businesses
2007
11-50
Automated compliance management software and real-time human behaviour analysis to detect fraud
2016
1-10
A service model automation technology which keeps Enterprise Oracle Databases & ERP Applications secure, compliant and current; features also include Data Masking
2014
11-50
Its aplonAPI framework provides a complete, PSD2 compliant, solution for Banks & Financial Institutions to test their applications
2008
11-50
Offers a solution to mitigate compliance risk across major consumer touchpoints: digital, voice, chat, email and social
1998
51-200
Technology company developing SaaS software solutions and APIs for the maritime, banking & finance and government sectors.
2014
11-50
A SaaS "Transparency and Consent Management" service assisting with GDPR, CCPA, COPPA, LGPD compliance.
2016
51-200
Uses real-time entity resolution with network analytics and AI to knit together data sets and derive actionable intelligence
2014
1-10
Provides an intelligent automation platform for reducing or eliminating mundane compliance tasks
2017
11-50
Automates data protection compliance on data source level by creating a compliance layer over data. ROPA, stakeholder management, automated DSAR management and all other GDPR requirements are provided by the solution
2001
11-50
Provides compliance solutions for financial services organisations, including accountability software and conduct recording
2013
11-50
Analyses marketing and website content for compliance/legal risk and provides a workflow solution to manage the compliance process
2015
1-10
Automatic analysis of digital marketing content for compliance risk and workflow solutions for remediation
2013
11-50
An on-demand cloud-based solution that allows regulated businesses to manage and monitor counterparty risks and relationships worldwide, whilst optimising portfolio management through management of regulatory and financial risk
2014
1-10
A virtual regulatory co-pilot, who takes care of meeting your regulatory requirements automatically or near-automatically, providing the answers in all cases
2018
1-10
Regulatory change management and compliance platform utilizing through automation and collaboration
2016
1-10
Compliant platform that simplifies the way businesses and customers exchange personal information
2016
1-10
A platform that embeds complex rules as transparent, executable logic, packaged into a cloud-based software that directly plugs into an organisationâââ‰â¢s workflows
2017
1-10
Creates software for insurance, utilizing extensible smart contracts on blockchain technology. They offer tools, solutions, services, consulting and training for data management.
2015
11-50
Cloud-based centralised, access-controlled environement for creating and storing compliance controls, policies and procedures
2015
1-10
Provides regulatory reporting, compliance consultancy and asset management services to startups and financial institutions
2015
1-10
Helps protect companies and their employees against regulatory, legal and reputational risk issues arising from electronic communications
2012
11-50
Advanced fund data tools, including automated document creation for KIIDs, PRIIPs KIDs, factsheets and fund prospectuses
2019
1-10
Advanced fund data tools, including automated document creation for KIIDs, PRIIPs KIDs, factsheets and fund prospectuses
2017
1-10
Smart Oversight create name screening and management tools for the anti-money laundering (AML) and KYC process.
2017
11-50
Expertise in trading, compliance, cloud computing, data science and machine learning
2017
1-10
Online portal with outsourced service that keeps all non-financial compliance documents up to date across company, staff, properties, products, project and suppliers so companies know who or what is non-compliant and why
2016
11-50
Builds full service online onboarding platforms covering KYC, AML, MIFID, GDPR, FATCA and CRS
1999
51-200
The TeleMessage Mobile Archiver addresses compliance, regulatory and eDiscovery response requirements
2018
1-10
Dedicated to delivering packaged, employee-focused, document read & comply solutions encapsulated in an online compliance digital workplace for a broad spectrum of industries
2017
11-50
AI-based supervision and compliance suite, helping organizations streamline supervision, review, and archiving of audio and video content
2015
11-50
Web-app that automates and optimises audits, assessments and inspections to assist with regulatory compliance
2016
11-50
TIQK AI technology reads financial advice documents in seconds and identifies areas of non compliance
2016
11-50
Platform that enables clients to create secure and universally accessible personal data sets in accordance with GDPR
2010
11-50
Enables regulatory compliance by securely recording, archiving, controlling and monitoring omni-channel communications and collaboration.
2012
1-10
Software which gathers governance process, risk management, internal control, control self-assessment within a sole modular solution
2016
1-10
Provides a cloud-based platform for the management and monitoring of staff-level compliance
2014
11-50
Analyses voice and other trading communication data to ensure compliance with Dodd-Frank and other regulatory requirements
2006
11-50
Cloud-based solution to achieving regulatory and internal compliance by recording all mobile communications
2016
1-10
AI-powered, collaborative platform to help legal, compliance and change management teams automatically track, identify and analyse their regulatory requirements
2013
11-50
Converts rules and regulations from pre-web formats into mobile optimised webpages and links them to related regulations and legislation
2013
1-10
RegTech provider for the management of people and processes, including SM&CR, T & C, QA and complaints management
Transaction Monitoring
Solutions for real time transaction monitoring and auditing. Leverage the benefits of distributed ledger through Blockchain technology and cryptocurrency
Company Name
Inception
Location
People
2002
11-50
Offering compliance, surveillance and AML risk management including client screening and transaction monitoring, as well as project management in terms of set-up and process re-engineering
2000
11-50
Offers the eTaxMan solution, a solution for tax authorities to combat sales tax fraud through transaction monitoring
2009
1-10
Identification of unusual and significant cash flows in investment funds under UCITS and AIFMD
2010
11-50
End-to-end integrity validation to prevent risks of market abuse, fraud and operational shortcomings
2012
11-50
The platform uses AI to automate expense report auditing and detect compliance issues and fraud
1989
51-200
Provider of multi-venue, multi-asset class, Capital Markets Surveillance and Compliance software solutions
2016
11-50
Uses machine learning and new data sources to offer better AML software for fintechs, banks, broker-dealers, cryptocurrency companies, and other regulated financial institutions
2014
11-50
Real time analysis of blockchain transactions and the customers behind the transactions
2016
11-50
Transaction Monitoring solution that helps detect, investigate and report suspicious activity
2015
1-10
Helps financial institutions understand the regulations they need to comply with by providing decisions tools to help take the guess work out of business model impact
2016
11-50
Focuses on GDPR and other compliance areas, identifies personal and sensitive data, defines data polices and document types and monitors compliance
2018
11-50
A solution for transaction monitoring, case management and SAR reporting
2009
51-200
Uses big data, machine learning and AI to manage risk and for anti-fraud solutions
2015
11-50
Uses machine learning and big data analytics to faciliate transaction monitoring and sanction screening
2011
51-200
Risk management solutions to track entities involved in every transaction
2014
11-50
Payments & Money Transfer
Real time electronic verification of payment instruments with KYC identification of customers, delivering AML/CFT KYC, payments and transaction monitoring
2008
11-50
Hybrid Risk & Transaction Monitoring Solution with a combination of a rule-based engine, big-data analytics and machine learning to detect, investigate and report suspicious activity both in realtime and offline
2013
11-50
Publication of legal and regulatory changes affecting the global and emerging payments communities
2014
1-10
Risk management and compliance solutions for financial services to manage digital identities and process virtual currencies transactions
2015
11-50
Innovative financial products based on cryptographic technologies, cryptocurrencies, and blockchain
2014
51-200
Machine learning-powered enterprise software solutions that create sustainable compliance programs for the financial services industry. In the regulatory compliance space, they focus on anti-money laundering and reconciliation management.
Winners of the 1st Deloitte RegTech Challenge
Shortlisted for the 1st Deloitte RegTech Challenge
In July 2018 Deloitte EMEA Risk Advisory launched the first Deloitte RegTech Challenge, a competition for technological startups offering solutions in the regulatory landscape using Artificial Intelligence. The challenge goal was to find technological solutions for Financial Services players to meet regulatory requirements related to Conduct Risk management. On January 14th 2019 the final selection phase was hosted at Deloitte Greenhouse in Milan. To find out more check out the website, or get in touch with us through the contact form.
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The current version was published on 3 January 2020.
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