Regtech companies to solve compliance and regulatory issues

Analysis

RegTech Universe 2020

Take a closer look at who is orbiting in the RegTech space

RegTech (Regulatory Technology) is more than a buzzword, it is a very real movement that is already having an impact on regulatory compliance. Discover our RegTech Universe, where we are compiling a list of RegTech companies along with the technologies and solutions they are offering.

RegTech promises to disrupt the regulatory landscape by providing technologically advanced solutions to the ever increasing demands of compliance within the financial industry.

We would like to share some insights below on RegTech companies who are providing solutions in the areas of Regulatory Reporting, Risk Management, Identity Management & Control, Compliance, and Transaction Monitoring. You will get an idea of where the RegTech companies are located, their size, when they were founded as well as which industry they are targeting in particular.

Our research on the RegTech Universe is an ongoing exercise and this webpage is constantly updated with new RegTech companies, so stay tuned!

You can follow us on LinkedIn and Twitter to be sure to catch our next updates on RegTech, Technology and Innovation. We would of course be more than happy to hear your take on RegTech, so please do not hesitate to get in touch with us.  

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We are happy to share with you our take on RegTech.

Watch the video below and come with us on a journey through the RegTech Universe.

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Explore the RegTech Universe

Take a closer look at the companies that make up the RegTech Universe, classified by their area of focus. Click on the planets below to see the lists.

RegTech companies that have provided Deloitte with detailed information about their business are marked with

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 Regulatory Reporting

Enable automated data distribution and regulatory reporting through big data analytics, real time reporting and cloud

Company Name

Inception

Location

People

Abide Financial

2013

UK

51-200

A single solution for processing data and distributing regulatory reports to relevant regulatory bodies

Alessa

2010

Canada

51-200

Offers integrated real-time due diligence, transaction monitoring, sanctions screening/watchlist filtering and regulatory reporting capabilities to comply with AML and CTF regulations

April Software

2015

Luxembourg

1-10

Data management and reporting software for fund professionals

AQMetrics

2012

Ireland

11-50

A platform for existing, emerging and future risks and regulations

Arkk Solutions

2009

UK

11-50

Reporting software for (AIFMD, FORM PF, Solvency II, COREP, Finrep, HMRC, iXBRL Reporting)

Axioma Inc.

1998

UK

51-200

Offers end to end SaaS solution that enables fund managers to complete regulatory filings within a single platform with built in audit tools, control functions & exceptions reporting

Bearingpoint

2002

Netherlands

200+

Solutions specific to banks, insurers, financial services providers, central banks, and supervisory authorities across the regulatory value chain

BlockchainIntel

2018

USA

1-10

Provides blockchain analytics to identify fraud and opportunity on blockchains

Business Reporting-Advisory Group

2005

Poland

11-50

ATOME: Particles is designed to create, validate and export financial report to Excel and XBRL formats and to support multiple reporting frameworks: Solvency II, IORP II, CRD IV, NSTs, etc.

Cappitech

2013

Israel

11-50

Trading and reporting solutions to both buy and sell side and for major service providers

Catena Technologies

2002

Singapore

11-50

Provides derivatives trade reporting solutions

Centenal

2017

Singapore

1-10

Provides a regulation engine that transformed an international legislation - Common Reporting Standard, into a digital regulation rule

Commcise

2013

UK

11-50

Commissions management and reporting solution

CryptoTax

2017

Germany

1-10

Multi-shore tax reporting application for blockchain-based assets. Outsourcing solutions for tax & regulatory reporting as well as withholding tax regimes

Cxi

2015

Australia

11-50

Streamlines and automates the back-office operations of Fund Managers and Fund Administrators

DeltaconX

N/A

Switzerland

1-10

Regulatory software solution to allow meeting regulatory requirements such as EMIR,REMIT and MiFID II.

DEX Regulatory Suite

2014

Netherlands

1-10

Generates regulatory reports for financial institutions based on the latest guidelines

Eezyimport

2017

Israel

1-10

Provides importers with smart DIY solutions. Every importer will independently control their own critical importing processes, contacting customs authorities, governmental agencies, warehouses, shipping lines and tracing vendors, using a web application

Funds-Axis

2006

UK

11-50

Investment compliance monitoring, risk analysis and regulatory reporting technology

Fundsquare

2013

Luxembourg

51-200

Solution that provides order management and information service to the fund industry

Hexanika

2013

USA

11-50

Regulatory reporting tool based on Big Data Analytics, real time reporting and Cloud

Hub 85

2017

UK

1-10

A workflow analytics and business intelligence solution

Indagia

2018

Switzerland

1-10

Provides a machine learning based SaaS to financial auditors

Kaizen Reporting

2013

UK

11-50

Regulatory reporting data specialists providing quality assurance for financial institutions, large and small

Koinly

2018

UK

1-10

Global cryptocurrency tax platform that enables investors and accountants to generate tax reports compliant with the tax laws in their home country

LINGUA CUSTODIA

2011

Luxembourg

11-50

Fintech expert in Machine Learning applied to financial translations

Logical Construct

2014

USA

1-10

Platform that extracts data from scanned financial services contractual documents

Lombard Risk

1989

UK

200+

Solutions for automation of regulatory reporting and optimisation of cross-product collateral management to meet regulatory requirements

MAP FinTech

2014

Cyprus

11-50

A regulatory technology provider to the financial services industry

Merlon Intelligence

2016

USA

11-50

A global company using Artificial Intelligence and Machine Learning to provide banks and others a better way to conduct Financial Crime Compliance

MindBridge Ai

2015

Canada

51-200

Provides an AI powered auditing solution that leverages machine learning and AI techniques

Moneycatcha Pty Ltd

2015

UK

11-50

Regchain, is an ongoing residential loanbook Risk Review tool that assists Financial Institutions in complying with and reporting to regulatory bodies

Nadi Solutions

2013

UK

11-50

nadi is a SaaS application dedicated to the production of financial reports, regulatory reporting and investor documents

NEX Regulatory Reporting

2011

USA

51-200

End to end reporting solution for banks, brokerage houses, hedge funds and asset managers

PANALIS Political Intelligence

2015

Germany

1-10

Helps to track political and regulatory information from parliamentary and non-parliamentary sources

QuanTemplate

2011

Gibraltar

11-50

Gathers data from disparate sources and employs AI to analyse the information and automatically generate regulatory reports

REGIS-TR

2010

Luxembourg

51-200

Central trade repository for reporting trades and transactions across multiple product classes for European regulatory reporting requirements

RegTek Solutions

2017

USA

11-50

Cloud-based suite of software solutions for regulatory reporting

Reitigh Software

2016

Ireland

1-10

Solutions for the insurance, funds, investment administration and banking industries

RequirementONE

2015

UK

1-10

Platform streaming actionable regulatory intelligence, contextually connected to policies, procedures, other documents and information

Setrega

1999

USA

200+

Comprehensive RegTech platform to comply with one or more regulatory institutions

Shield FC

2017

Israel

11-50

With a data management platform for electronic communication specializing in the financial compliance domain, Shield FC helps financial institutions to manage and control communication data to meet regulatory requirements, without impacting operational performance

Taleo Reporting

2015

Luxembourg

1-10

Regulatory reporting for funds (CRDIV, FATCA, CRS, Solvency II, AIFMD, EMIR, MIFID II, MIFIR, PRIIPs)

TRAction Fintech

2015

UK

1-10

Enables the reporting of transactions and positions across all asset classes, with built-in reconciliation and monitoring capabilities to comply with regulations

TRADEcho

2016

UK

51-200

Suite of services for pre and post trade reporting

TransFICC

2016

UK

1-10

Trading solutions for the enterprises in the electronic Fixed Income and Derivatives markets to ensure regulatory compliance

Treamo

2010

Austria

1-10

Cloud-based SaaS solutions for treasury and EMIR reporting

txtsmarter

2014

USA

1-10

A mobile communications compliance & governance service to help organizations capture all nonverbal communications on mobile devices including SMS/MMS on social media and communications platforms

UnaVista, London Stock Exchange Group

2007

UK

51-200

An approved EMIR Trade Repository, MiFID Approved Reporting Mechanism and trade repository for SFTR

Vizor

2001

Ireland

51-200

Enables financial authorities the supervision of financial companies with a web based data submission portal and real-time validation

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 Risk Management

Detect compliance and regulatory risks, assess risk exposure and anticipate future threats

Company Name

Inception

Location

People

360factors

2012

USA

11-50

Designs and develops enterprise regulatory change management cloud based software solutions

Albany Group

2007

UK

11-50

Specializes in software solutions and has created third-party management & oversight platforms

AlgoDynamix

2013

UK

1-10

Risk analytics that detects disruptive events in global financial markets and anticipates price movements

Algorithmica

1993

Sweden

11-50

Real-time income pricing analysis and counterparty risk

AlgoSave

2015

Israel

1-10

Provides Expected Credit Losses calculations and computation of bank Risk Capital and RAROC

AQMetrics

2012

Ireland

11-50

Data management and analytics, risk monitoring, compliance workflows and reports

Arctic Intelligence

2015

Australia

11-50

Specializes in audit, risk and compliance software related to financial crime compliance and risk management

AuditComply

2014

UK

11-50

A data-driven SAAS based solution used to monitor risk and controls, spot hazards/issues and mobilize action

Ayasdi

2008

USA

200+

Helps companies use machine intelligence and topical data analysis for risk mitigation and regulatory compliance

CloudMargin

2013

UK

11-50

Cloud-based SaaS workflow tool for margin and collateral management.

ClusterSeven

2003

UK

11-50

Offers regulated businesses automated spreadsheet risk management solutions allowing same levels of data governance and management control that feature in their IT systems

Corlytics

2014

Ireland

11-50

Collates data from regulatory notices from over 85 major regulators related to enforcements, thematic reviews, business plans, speeches etc. in order to determine future risk impacts.

Credit Benchmark

2012

UK

11-50

Aggregates, analyses, and anonymises credit risk estimates from market participants to create a new source of credit risk data

CrowdCheck

2012

USA

11-50

Due diligence and disclosure services for early stage offerings

Datarama

2015

Singapore

11-50

Datarama is a one-stop information source for complex risk/opportunity assessment and due diligence in emerging markets

Elliptic

2013

UK

51-200

Provides crypto-asset risk management solutions for financial institutions. Elliptic has assessed risk on transactions, uncovering illicit activities related to money laundering, terrorist fundraising, fraud, and other financial crimes

Featurespace

2005

UK

51-200

Real-time data monitoring, using machine learning and adaptive behavioural analytics to detect fraud and risk

Fintellix

2006

India

200+

Compliance, Risk & Analytics Products and Solutions for the Global Financial Services Industry

Met Facilities

2013

UK

1-10

FCA regulatory hosting umbrella for funds, start-ups, fintechs and financial services firms.

Finastra

2017

UK

200+

Software solution to manage risk, liquidity and profitability.

Modelity Technologies

2000

Israel

51-200

Platform for financial modelling and portfolio risk analytics

NeoRM

2015

USA

1-10

Automates and simplifies the governance and risk management processes

Observeit

2006

USA

51-200

Insider threat management solution that empowers security teams to detect insider threats, streamline the investigation process, and prevent data exfiltration

Open Risk

2014

Netherlands

1-10

Provides training and risk analysis tools

Open GAMMA

2009

UK

11-50

Data analytics for derivative counterparty relationship optimization and risk management

OS-IS

2010

Netherlands

11-50

Credit risk analysis solutions

Percentile

2014

UK

1-10

Data management, risk management and stress testing tool

Privitar

2014

UK

11-50

Big data anonymization platform helping institutions derive value from analytics while complying with GDPR

Promapp

2002

New Zealand

51-200

Cloud-based risk and compliance management application

Provenir

2004

USA

51-200

Risk analytic and decisioning solution.

Quaternion Risk Management

2010

Ireland

11-50

Helps clients with risk model development and meet regulatory expectations through a combination of consulting and open source software

Recordsure

2012

UK

11-50

Analyses fact-to-face conversation with AI and machine learning to support the risk management process

RedOwl Analytics

2012

USA

51-200

Platform that integrates structured and unstructured data sources to provide holistic visibility of human risk across the enterprise

Regtify

2016

Cyprus

1-10

Enables organisations to directly engage with their risk management, reduce their operational risk levels, monitor their requirements and stress their capital liquidity while staying compliant with the regulatory regimes

Risklytics

2018

Germany

1-10

Digitizes risk management in small and medium-sized companies, especially in the leasing and factoring industry

RiskSystem

2013

Ireland

1-10

Risk management solution for all risks related to AIFMD and UCITS obligations

Scaled risk

2012

France

11-50

Trading analytics and risk management

Secondfloor

2005

Netherlands

51-200

Supplier of Insurance Risk management solutions

Swissmetrics

2014

Switzerland

1-10

SaaS platform for monitoring credit risk

Sybenetix

2009

UK

11-50

Solution to detect and investigate suspicious trading

Symetrics

2012

Netherlands

11-50

Linear and non-linear algorithms to stress-test asset portfolios

Symlogik

2018

Italy

11-50

Linear and non-linear algorithms to stress-test asset portfolios

ThoughtRiver

2009

Singapore

11-50

Uses AI to extract and analyse infromation from written contracts to help understand associated risks.

Traiana

2000

USA

200+

Automated risk management and pre-trade/post-trade processing of listed and over the counter transactions

TickSmith

2012

Canada

11-50

Comprehensive software solution to analyse, process and deliver big data for compliance and risk management

UNITAS

2001

South Korea

11-50

Unitas CRI (Country Risk Index) Service provides Country Risk Ratings of 239 Countries with 35 Variables in real-time

Visual Risk

2001

Australia

11-50

Processes and analyses data from various sources to provide trade risk management solutions

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 Identity Management & Control

Facilitate counterparty due diligence and Know Your Customer (KYC) procedures. AML and anti-fraud screening and detection.

Company Name

Inception

Location

People

Accuity

1836

USA

200+

Services for payment efficiency, compliant transactions, bank counterparty insight and AML screening

Actimize

1999

USA

200+

Provider of anti-financial crime, risk and compliance solutions

Agreement Express

2001

Canada

51-200

An onboarding automation platform for financial services while providing analytics

Alacra

1996

USA

51-200

SaaS workflow and Reference Data solutions for KYC process and AML regulatory obligations

Algoreg

2017

Luxembourg

11-50

Contributes to the digital transformation of regulated firms in full compliance with regulatory requirements, including customer onbarding, KYC and AML.

AML Partners

2005

USA

11-50

KYC, AML/CFT, OFAC, FinCEN314a modules designed to assess and manage behavioural risks and streamline workflows.

Arachnys

2010

UK

11-50

Due diligence tool for regulatory and reputational based risk management

Arctic Intelligence

2011

Australia

11-50

Software to assist organisations in meeting financial crime compliance obligations and manage risk

Authenteq

2015

Iceland

11-50

A digital identity and authentication platform that allows anyone to verify their identity and then use their digital biometric passport on any website to prove who they are

BehavioSec

2008

Sweden

11-50

Provides a layer of security that lets your customers authenticate themselves through the unique ways they type, swipe and hold their devices, to prevent fraud

Chaordic

2017

Switzerland

11-50

Provided a Client Due Diligence tool that supports compliance with AML, CRS & FATCA regulation

ComplyAdvantage

2014

UK

51-200

Application for AML and KYC

Contego

2011

UK

11-50

Risk, compliance & anti-fraud solution

Cynopsis Solutions

2014

Singapore

1-10

Governance, Risk & Compliance, Investment Analysis & Portfolio Management solutions

Digital Reasoning

2000

USA

51-200

Uses AI and machine learning to analyse customer information from structured and unstructured data sources

DueDil

2011

UK

51-200

Solution to identify adverse information and to conduct KYC and AML compliance checks

e4

2000

South Africa

51-200

Offers a range of digital services to assist financial institutions with their client onboarding processes

EarlyIQ

2012

USA

1-10

On-demand investor due diligence reports

EastNets

1984

UAE

200+

Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting

Electronic IDentification

2013

Spain

11-50

Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting

Encompass

2012

UK

51-200

KYC software for banking, finance, legal and accountancy businesses.

Exiger (DDIQ)

2013

USA

200+

DDIQ is AI-based automated due diligence solution by Exiger aimed at enhancing risk assessment related to clients, investments, transactions, third-parties and counterparties

Fenergo

2009

Ireland

200+

Regulatory Onboarding, Client & Counterparty Data Management and Client Lifecycle Management solutions

Finform

2016

Switzerland

11-50

Solution to process and verify client onboarding documents in real-time for compliance

Fircosoft

1990

France

51-200

Provides real-time trasnaction and customer screening through their watch list solutions

Global Fund Watch

2015

Sweden

1-10

Counterparty due-diligence with questionnaires integrated

i-Hub

2017

Luxembourg

11-50

Managed service solution for KYC/AML due diligence with continuous maintenance of Client's KYC files and mutualisation abilities

IDmission

2011

USA

1-10

Offers technology that help banks onboard and engage with their customers for various financial services

idwall

2016

Brazil

51-200

Provides identity verification, document authentication and KYC/AML solutions

ID-Pal

2016

Ireland

11-50

Solution for businesses to verify the identity of clients in order to comply with international Anti Money Laundering regulations

iGrant.io

2017

Sweden

1-10

Cloud-based personal data and consent mediation platform that enables a transparent and trustable data sharing economy

Intelitruth

2017

USA

1-10

Biometric-Driven, KYC/AML-compliant, omni-channel whitelabel RegTech platform to help collect and manage identifying information about a person and/or business

Intelligo Group

2014

Israel

51-200

Gathers and analyses data from disparate sources to provide compliance-related information, including due diligence solutions

InvestGlass

2014

Switzerland

11-50

Uses AI to automate the profiling of prospective and existing clients

Invoxis

2013

France

11-50

KYC, Client-Onboarding, AML, DueDil Investigation & Sectorial Analysis solutions

Jumio

2010

USA

200+

Combines biometric facial recognition, facial image matching, ID verification, and document verification to ensure the physical identity matches the real-world identity.

Know Your Customer

2015

Ireland

11-50

Tools for KYC verification using cyber-security technology and international AML databases as well as local micro data-sources.

kompany

2012

Austria

11-50

Global live network that provides real-time access to official commercial and banking registers for Business KYC (KYB) purposes, covering 200 jurisdictions and 110 million companies worldwide

Kompli

2016

UK

1-10

Customer Due Dilligence

KoreConX

2013

Canada

11-50

Platform to organise, manage and share corporate information to facilitate regulatory compliance

KROLL

1972

USA

200+

SaaS and AI-powered platforms for discovering and managing reputational and regulatory risks through database screening and enhanced due diligence

KYC-Chain

2013

Hong Kong

1-10

KYC-Chain uses distributed ledger technology to provide businesses with secure KYC procedures that gives users ownership of their identity data

KYC3

2014

Luxembourg

1-10

Solution for compliance, counterparty risk management and competitive intelligence.

KYC360°

2002

UK

1-10

Customer Due Dilligence

KYC Exchange Net

2013

Switzerland

1-10

Secure communication platform for KYC/CDD purposes

Kyckr

2015

Ireland

11-50

KYC due diligence and customer on-boarding

Mitek

1985

USA

51-200

Mobile identity verification software solutions

muinmos

2012

Denmark

1-10

KYC tool providing businesses with automatic regulatory compliance checks during, and after, the client onboarding process

Neotas

2015

UK

11-50

Leverage open source intelligence and machine learning techniques to enhance due diligence processes

Neuroprofiler

2016

France

1-10

MiFIDII-compliant customer risk profiler for financial advisors using machine learning and cognitive science

NewBanking

2015

Denmark

1-10

NewBanking provides a platform that enables end-users to verify and share their legal online identity with companies they trust

Norbloc

2016

Sweden

11-50

Platform that embeds the KYC/AML process on a blockchain framework, removing the duplication of efforts between financial institutions and other entities

NorthRow

2010

UK

11-50

Provides a risk scoring platform that can handle multi-source fraud detection and compliance checks

OneVisage

2013

Switzerland

1-10

"Offers real-time 3D facial authentication on consumer mobile devices

Onfido

2012

UK

51-200

Identity verification and background checks

OpusDatum

2007

UK

11-50

Focus on economic sanctions, anti-money laundering, anti-bribery & corruption and financial fraud

PASS

2016

UK

11-50

Provides a technology solution that centralises all an organisation's checks in one location

PassFort

2015

UK

1-10

Customer due diligence (CDD) solution

Planet of Finance

2009

Monaco

11-50

The RoboComplianceOfficer offers a new way of gathering, storing and verifying the source of wealth information of a client

Precognitive

2016

USA

1-10

Provides fraud prevention technology that combines device intelligence, behavioral analytics, and a real-time decision engine to detect and prevent fraud

RDC

2002

USA

200+

Provides automated customer screening solutions through its AI-driven risk database comprising PEPs, sanctions and adverse media.

Risk Ident

2012

Germany

11-50

Anti-fraud solutions

Riskifier

2017

Switzerland

1-10

Employs artificial intelligence to fulfill the requirements of MiFID II/FIDLEG investor risk profiling and KYC data collection

Sayari Labs

2015

USA

11-50

Specializes is gather open-source intelligence (OSINT) from hard target nations. Compliance professionals, law enforcement, and national security professionals leverage these global public records to identify risky networks and ultimate beneficial ownership

Scanovate

2015

Israel

51-200

An Enterprise Identity and Compliance platform with an end-to-end identity management solution. Helps guide the flow of any digital transaction in a secure and compliant way.

SecureFact

1995

Canada

11-50

Provides advisory services and managed services for know-your-customer (KYC) & customer identification needs, regulatory compliance requirements and secured lending portfolios

Shufti Pro

2016

UK

11-50

Digital identity verification application for the verification of ID card, Passport, Driving License, and Credit/Debit card

Simple KYC

2015

USA

1-10

Customer onboarding tools

Signyz

2015

India

11-50

Cloud-based real-time client authentication using AI and cryptography

SmartSearch

2011

UK

51-200

Platform that delivers AML searches and verifications on Individuals and Businesses across the UK and International Markets

Spitch

2013

Switzerland

11-50

Real-time voice recognition and identification solution

Sumsub

2015

UK

11-50

One gate to KYC, KYB, AML and crypto compliance

ThisIsMe

2014

South Africa

11-50

Uses Machine Learning for enhanced, ongoing identity verification and compliance checks

Trade Informatics

2007

USA

11-50

Cloud-based trade counterparty management solution to meet regulatory compliance

Tradle

2015

UK

1-10

Incorporates blockchain technology to facilitate and simplify user-controlled KYC

TransparINT

2013

USA

1-10

Money laundering and financial crime public risk information

Trax Print

2016

Australia

1-10

Platform that secures digital and printed documents against fraud

Trulioo

2011

Canada

11-50

Identity verification solutions for Anti-Money Laundering (AML) and Know Your Customer (KYC) processes

Trunomi

2014

USA

11-50

Interact with customer personal data using a consent-based data sharing platform

Ume

2017

Luxembourg

1-10

Ume is a Regtech focusing on digital due diligence of fund distributor (Know your distributor - kyd)

upLexis

2005

Brazil

51-200

Captures, organizes, classifies and presents information from data through risk reports and link relation graphics. KYC, KYS, KYE, Background checks, risk analysis and due diligence

Vadis Technologies

2018

Belgium

11-50

Vadis collects and enriches complex business data by matching people and companies with public, private and affinities links, to be able to visualize any potential conflicts of interest

Veriphy Ltd

2007

UK

1-10

Established 2007 and offering AML KYC, online training, broad compliance solutions, and company data to regulated sector

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 Compliance

Real time monitoring and tracking of current state of compliance and upcoming regulations

Company Name

Inception

Location

People

6clicks

2019

Australia

11-50

Combines regulation, risk assessment and risk management into a compliance collaboration platform.

8of9

2009

USA

11-50

Captures and monitors regulatory data so it can be read by machines and understood by humans.

Abside RegTech

1999

Spain

200+

Offers a RegTech solutions suite that enables an efficient and effective regulatory compliance

Aesthetic Integration

2014

UK

11-50

Analyses financial algorithms to ensure regulatory compliance

Ai XPRT

2016

UK

51-100

AI solutions for regulatory compliance and audit

Aigine

2018

Sweden

1-10

Manages and documents personal data in data sources, whilst incorporating collaborative cognitive learning

Albany Group

2015

UK

1-10

Albany's Conect platform makes governance and oversight of third parties effortless

Alyne

2015

Germany

1-10

Software as a Service for Cyber Security, Risk Management and Compliance

Apiax

2017

Switzerland

1-10

Solution to transform complex regulations into digital compliance rules and to manage regulations digitally

Aprivacy

2015

Canada

11-50

Information security and tracking service. Secure e-statement, secure document sharing and email

Aravo Solutions

2000

USA

51-200

SaaS solutions for managing third party risk and compliance at scale

ASC Technology AG

1964

Germany

200+

Software provider in the field of omni-channel recording, quality management, and analytics

Ascent

2015

USA

11-50

Helps financial services firms automate aspects of compliance

AssetLogic

2014

Luxembourg

11-50

Online central repository for investment data and documents

AtlasNLP

2017

Australia

11-50

Online central repository for investment data and documents

AuditXprt

2015

UK

11-50

Deliver Artificial Intelligence (AI) and Machine Learning Solutions to produce and automated Compliance and Audit tool

Autologyx

2014

UK

11-50

SaaS that uses RPA to faciliate a range of regulatory comlpliance tasks.

AxeTrading

2009

UK

11-50

Fixed income pricing and execution management solution, ensuring MiFID II compliance

AxiomSL

1991

USA

200+

Integrated risk and regulatory compliance platform

BCube Analytics

2011

USA

1-10

Delivers segmented rule content with linked supporting authority and a suite of integrated apps that support the entire lifecycle of compliance, in addition to consulting services

BeCLM

2015

France

1-10

Operates in asset freeze screening, politically exposed persons, money laundering and distribution

Behavox

2014

UK

11-50

Compliance reporting and assessment tools, holistic employee monitoring and risk scoring

Bigcontrols

2014

USA

1-10

Automated tracking, reporting, and compliance management for government incentives

BNY Mellon/Pershing

1939

USA

200+

Includes business solutions for managing risk and regulation

Bottomline Technologies

1989

USA

200+

Provides services that include fraud detection, behavioral analytics and regulatory compliance solutions

Broadridge

1962

USA

200+

Offers compliance and regulatory accounting managed services

Capnovum

2014

UK

1-10

Regulatoy watch based on artificial intelligence and automation

Catelas

2007

USA

11-50

Provides eDiscovery & Surveillance solutions to help firms protect their reputations by the early detection of risks such as fraud, insider threats and market manipulation

Checkrecipient

2013

UK

11-50

Artificial intelligence and machine learning tool to analyse historical email data and automatically identify anomalies

ClearMash

2008

Israel

11-50

Real time knowledge discovery solution for "Proactive compliance assurance" and "Governance & Regulation Intelligence"

ClauseMatch

2012

UK

11-50

Online document management and collaboration for Compliance, Legal, Finance, Operations and Risk teams

CodeREG

2018

UK

1-10

Codifies financial legislation into machine executable rules, giving their clients real-time insight and risk identification

Cognitiv+

2015

UK

1-10

Artificial intelligence platform that empowers businesses and law firms with deeper insights on their legal data for compliance purposes.

Compliance Solutions Strategies

2016

UK

51-200

Covers compliance disciplines spanning regulatory reporting, regulatory data management and distribution, pre- and post-trade monitoring and analytics, and compliance management and best practice

Compliance.ai

2016

USA

11-50

Search, Monitor, Access, Research and Track financial regulatory information, in real-time

ComplianceWise

2012

Netherlands

11-50

Online platform to monitor and manage complinace and risk

Compliy

2017

Vietnam

1-10

Offers an AI-powered and automated regulatory change management platform

Comply365

2008

USA

51-200

SaaS platform for real-time data analytics, audit and flexible reporting, regulatory compliance tracking

Comply Exchange

2009

UK

11-50

Deliver a suite of automated & AI inspired products

ComplySci

2003

USA

11-50

Monitor employee risk and automate code of ethics compliance

Continuity Control

2008

USA

51-200

Continuity automates the compliance management process, offering workflow solutions and regulatory alerts.

CoVi Analytics

2015

UK

1-10

Regulatory compliance solution and workflow management

CUBE

2012

UK

51-200

Compliance regulatory watch and risk assessment

Cybot

2012

Denmark

1-10

Provides website compliance with EU General Data Protection Regulation (GDPR) & ePrivacy Directive

Darktrace

2013

UK

200+

Its Enterprise Immune System technology uses AI and machine learning to detects and responds to previously unidentified threats Data Security

Datactics

2007

UK

11-50

Risk and compliance data management

DerivativesTech

2015

Germany

11-50

Automated production of PRIIPs KIDs

DHC Business Solutions

2011

Germany

11-50

Integrated management system and services for digital quality and regulatory compliance management

Digital Insight

2018

UK

1-10

Offers an automated solution to the due diligence, know your customer and compliance market in financial services, insurance, recruitment and other industries

Dilisense

2019

Switzerland

1-10

Free sanction screening for individual and entity names against more than 30 official sanction and criminal lists

Docbyte

2006

Belgium

11-50

Provider of digital information management solutions for large organizations

Dome9

2011

USA

51-200

Delivers end-to-end compliance management with automated data aggregation and in-place remediation for public cloud environments

Domus Semo Sancus (DSS)

2014

Turks and Caicos Island

1-10

AI-powered KYC/AML Enhanced Due Diligence platform that helps organizations comply with AML rules and regulations. Includes ID verification and Link Analysis tools

Droit

2012

USA

11-50

Provides real-time and automated regulatory compliance intelligence for financial instruments trading

Drooms

2001

Germany

51-200

Data room provider that allows highly secured access to confidential documents and safe third party access

Dynamic GCC

2016

Singapore

1-10

SaaS platform for governance, risk and compliance solutions all in one place.

EbixCash Financial Technologies

1999

UK

200+

Provides technology solutions for Investment Compliance and Regulatory Reporting

Ethidex Inc.

2004

Canada

1-10

Software in the area of Governance, Risk and Compliance offering custom compliance management solutions

EuroComply

2015

Ireland

1-10

SaaS management solution for the European General Data Protection Regulation (GDPR)

Evolute

2016

Switzerland

11-50

Software solution and advice for asset managers to ensure regulatory compliance

FeedStock

2015

UK

11-50

AI and machine learning to gather, analyse and filter information for research management while ensuring MiFID II compliance

Fernbach

1986

Luxembourg

51-200

A group of companies offering a suite of technologies and consulting services for treasury and accounting deparments

FIN|SOFT

1999

Luxembourg

11-50

Due diligence & trailer fee software provider for the fund industry

FixNix

2012

USA

11-50

Risk orchestration platform to streamline governance, risk & compliance process via workflows, along with predictive analytics models

Flaminem

2013

France

11-50

A software vendor for KYC solutions and helps companies comply to AML-CFT regulations

Flextrade

1996

USA

200+

Order management system for trading with build in compliance tools

Fonetic

2006

Spain

51-200

Fonetic builds technology that processes and analyses all trade communications data, including voice to ensure compliance, detect fraud and perform trade reconstruction

Fortia Financial Solutions

2012

France

51-100

Solutions for compliance management, internal control, risk management and reporting

Fund-Axis

2006

UK

11-50

Helping investment managers and depositaries adhere to investment compliance, risk and regulatory reporting regulations through solutions and managed services

FundRecs

2013

Ireland

1-10

Cloud based reconciliation software for the global Funds Industry.

FundApps

2010

UK

11-50

Automated shareholding disclosure and investment restrictions

FundCalcs

2012

Ireland

1-10

Cloud based software for fund administration calculations.

FusionATCM

2015

Netherlands

1-10

Trade management platform with compliance management and regulatory reporting components

Gecko Governance

2014

Ireland

1-10

Governance management tool

GFA

2014

Luxembourg

11-50

Data management platform that provides full oversight capabilities to ensure effective and compliant fund distribution activities

Governance.io

2011

Luxembourg

1-10

Governance, Risk and Compliance (GRC) solution dedicated to Investment Fund professionals

GRC Solutions

1999

Australia

11-50

Online legal compliance training and compliance reviews

Greenkey

2013

USA

11-50

Voice-driven collaboration platform with data analytics and workflows

Huntsman Security "Essential 8 Scorecard"

1999

Australia

11-50

Offers a cyber risk control measurement and compliance product "Essential 8 Scorecard"

Helm

2015

USA

1-10

Real-time compliance analysis, connecting businesses with compliance solutions and regulators

Iconicchain

2017

Finland

1-10

Aim to turn regulatory audit and compliance into an automated, real-time process by using private, distributed ledgers shared between regulated companies, auditors and regulators

Idisclose

2015

USA

1-10

Web-based application to generate legal and regulatory documents for entrepreneurs raising capital

InfoGnosis Pte Ltd

2016

Singapore

11-50

Offers a professional advice clinic, in addition to a screening solution to help professionals better comply with regulatory requirements and other related services

Inspirient

2016

Germany

1-10

Inspirient uses Cognitive Analytics in Financial Services to detect Fraud and Money Laundering

IntegrityNext

2016

Germany

11-50

Enables organizations to monitor their suppliers for sustainability and compliance in order to meet the regulatory requirements. The platform automatically obtains the required supplier self-assessments and certificates while monitoring social media for malpractice and reputational risks.

KeeSystem

2009

Monaco

1-10

Platform to manage compliance and generate reports

Key2Control

2013

Netherlands

11-50

Offers a compliance management software focused on integrated internal control, compliance and governance

Kharon

2017

USA

11-50

Provides actionable sanctions-related risk intelligence to financial services firms and other multinational institutions

Laven Tech

2005

UK

11-50

A global consultancy specialising in compliance

Lawson Conner

2012

UK

11-50

Regulatory infrastructure and managed compliance

Lawson Conner Services Ltd

2010

UK

51-200

Provides regulatory infrastructure and managed compliance services

LogSentinel

2017

Netherlands

1-10

Offers a blockchain-protected solution helping fintech organisations to achieve regulation compliance and protect their facilities from data breaches.

Lucsan

1999

Australia

11-50

Offers a data driven compliance service to comply with financial advice regulations

MetricStream

1999

USA

200+

Enterprise and cloud applications for governance, risk, compliance and quality management

MJ Freeway

2010

USA

51-200

Provides software, consulting, and data solutions to ensure compliance in the cannabis businesses

Neota Logic

2010

USA

11-50

Legal end compliance applications

Netguardians

2007

Switzerland

11-50

Automated compliance management software and real-time human behaviour analysis to detect fraud

Neurensic

2015

USA

11-50

Legal end compliance applications

Patch Vantage

2016

USA

1-10

A service model automation technology which keeps Enterprise Oracle Databases & ERP Applications secure, compliant and current; features also include Data Masking

PaymentComponents

2014

UK

11-50

Its aplonAPI framework provides a complete, PSD2 compliant, solution for Banks & Financial Institutions to test their applications

PerformLine

2008

USA

11-50

Offers a solution to mitigate compliance risk across major consumer touchpoints: digital, voice, chat, email and social

Pole Star

1998

UK

51-200

Technology company developing SaaS software solutions and APIs for the maritime, banking & finance and government sectors.

PrivacyCheq

2014

USA

11-50

A SaaS "Transparency and Consent Management" service assisting with GDPR, CCPA, COPPA, LGPD compliance.

Quantexa

2016

UK

51-200

Uses real-time entity resolution with network analytics and AI to knit together data sets and derive actionable intelligence

Quantiply Corporation

2014

USA

1-10

Provides an intelligent automation platform for reducing or eliminating mundane compliance tasks

Quarule

2014

USA

1-10

Compliance and Risk Control tool

Qumram

2011

Switzerland

11-50

Digital audit trail of all online, mobile, and social interactions

Raptor Compliance GmbH

2017

Switzerland

11-50

Automates data protection compliance on data source level by creating a compliance layer over data. ROPA, stakeholder management, automated DSAR management and all other GDPR requirements are provided by the solution

Redland

2001

UK

11-50

Provides compliance solutions for financial services organisations, including accountability software and conduct recording

Red Marker

2013

Australia

11-50

AI Powered Marketing Compliance - Reduce the time, effort and cost of your marketing legal process

Reg UK

2013

UK

11-50

An on-demand cloud-based solution that allows regulated businesses to manage and monitor counterparty risks and relationships worldwide, whilst optimising portfolio management through management of regulatory and financial risk

RegBot

2014

Ireland

1-10

A virtual regulatory co-pilot, who takes care of meeting your regulatory requirements automatically or near-automatically, providing the answers in all cases

RegHub

2018

Germany

1-10

Regulatory change management and compliance platform utilizing through automation and collaboration

Regit

2016

Singapore

1-10

Compliant platform that simplifies the way businesses and customers exchange personal information

Regnosys

2016

UK

1-10

A platform that embeds complex rules as transparent, executable logic, packaged into a cloud-based software that directly plugs into an organisation’s workflows

REGtify

2016

UK

1-10

Regulatory Technology Solutions

Reportix GmbH

2017

Germany

1-10

Creates software for insurance, utilizing extensible smart contracts on blockchain technology. They offer tools, solutions, services, consulting and training for data management.

RequirementONE

2015

US

11-50

Cloud-based centralised, access-controlled environement for creating and storing compliance controls, policies and procedures

RiskSave

2015

UK

1-10

Provides regulatory reporting, compliance consultancy and asset management services to startups and financial institutions

Safescribe

2015

UK

1-10

Helps protect companies and their employees against regulatory, legal and reputational risk issues arising from electronic communications

Seqvoia

2012

Luxembourg

11-50

Advanced fund data tools, including automated document creation for KIIDs, PRIIPs KIDs, factsheets and fund prospectuses

singlerulebook.com

2019

UK

1-10

Rule mapping and regulatory knowledge management

Smart Oversight

2017

Luxembourg

1-10

Smart Oversight create name screening and management tools for the anti-money laundering (AML) and KYC process.

SteelEye

2017

UK

11-50

Expertise in trading, compliance, cloud computing, data science and machine learning

Strytex

2017

Australia

1-10

Online portal with outsourced service that keeps all non-financial compliance documents up to date across company, staff, properties, products, project and suppliers so companies know who or what is non-compliant and why

Suade

2014

UK

11-50

Regulatory Technology Solutions

TAINA Technology Limited

2016

UK

11-50

Builds full service online onboarding platforms covering KYC, AML, MIFID, GDPR, FATCA and CRS

targens GmbH

2006

Germany

200+

Consulting and software company for banking and compliance

Telemessage

1999

USA

51-200

The TeleMessage Mobile Archiver addresses compliance, regulatory and eDiscovery response requirements

TheMarketsTrust

2013

Luxembourg

11-50

Regulatory Technology Solutions

Signarus

2018

UK

1-10

Dedicated to delivering packaged, employee-focused, document read & comply solutions encapsulated in an online compliance digital workplace for a broad spectrum of industries

Theta Lake

2017

USA

11-50

AI-based supervision and compliance suite, helping organizations streamline supervision, review, and archiving of audio and video content

Tillr

2015

UK

11-50

Web-app that automates and optimises audits, assessments and inspections to assist with regulatory compliance

TIQK

2016

Australia

11-50

TIQK AI technology reads financial advice documents in seconds and identifies areas of non compliance

Trust-hub

2016

UK

11-50

Platform that enables clients to create secure and universally accessible personal data sets in accordance with GDPR

Verint Verba

2010

USA

11-50

Enables regulatory compliance by securely recording, archiving, controlling and monitoring omni-channel communications and collaboration.

ViClarity

2008

Ireland

1-10

Enterprise risk management and compliance system

VIGIL

2012

Luxembourg

1-10

Software which gathers governance process, risk management, internal control, control self-assessment within a sole modular solution

VigilantCS

2016

Canada

1-10

Provides a cloud-based platform for the management and monitoring of staff-level compliance

Vigitrust

2003

Ireland

11-50

Cloud-based risk and compliance portals

Voitrax

2014

USA

11-50

Analyses voice and other trading communication data to ensure compliance with Dodd-Frank and other regulatory requirements

VoxSmart

2006

UK

11-50

Cloud-based solution to achieving regulatory and internal compliance by recording all mobile communications

Waymark Tech

2016

UK

1-10

AI-powered, collaborative platform to help legal, compliance and change management teams automatically track, identify and analyse their regulatory requirements

WordFlow

2013

Australia

11-50

Converts rules and regulations from pre-web formats into mobile optimised webpages and links them to related regulations and legislation

Worksmart Ltd

2013

UK

1-10

RegTech provider for the management of people and processes, including SM&CR, T & C, QA and complaints management

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 Transaction Monitoring

Solutions for real time transaction monitoring and auditing. Leverage the benefits of distributed ledger through Blockchain technology and cryptocurrency

Company Name

Inception

Location

People

Analyze N Control

2002

India

11-50

Offering compliance, surveillance and AML risk management including client screening and transaction monitoring, as well as project management in terms of set-up and process re-engineering

Allagma Technologies

2000

Canada

11-50

Offers the eTaxMan solution, a solution for tax authorities to combat sales tax fraud through transaction monitoring

Alto

2009

Luxembourg

1-10

Identification of unusual and significant cash flows in investment funds under UCITS and AIFMD

Ancoa

2010

UK

11-50

End-to-end integrity validation to prevent risks of market abuse, fraud and operational shortcomings

AppZen

2012

USA

11-50

The platform uses AI to automate expense report auditing and detect compliance issues and fraud

b-next

1989

Germany

51-200

Provider of multi-venue, multi-asset class, Capital Markets Surveillance and Compliance software solutions

Beam Solutions

2016

USA

11-50

Uses machine learning and new data sources to offer better AML software for fintechs, banks, broker-dealers, cryptocurrency companies, and other regulated financial institutions

Blockpit

2017

Austria

11-50

Tax Reporting and Portfolio Management for Cryptocurrencies

Chainalysis

2014

USA

11-50

Real time analysis of blockchain transactions and the customers behind the transactions

Clarus

2016

Israel

11-50

Transaction Monitoring solution that helps detect, investigate and report suspicious activity

Compendor

2015

Germany

1-10

Helps financial institutions understand the regulations they need to comply with by providing decisions tools to help take the guess work out of business model impact

Data and More

2016

Denmark

11-50

Focuses on GDPR and other compliance areas, identifies personal and sensitive data, defines data polices and document types and monitors compliance

DX Compliance Solutions

2018

Ireland

11-50

A solution for transaction monitoring, case management and SAR reporting

Elliptic

2013

UK

1-10

Identification of illicit activity on the Bitcoin blockchain

Feedzai

2009

USA

51-200

Uses big data, machine learning and AI to manage risk and for anti-fraud solutions

Fortytwo Data

2015

UK

11-50

Uses machine learning and big data analytics to faciliate transaction monitoring and sanction screening

IdentityMind Global

2011

USA

51-200

Risk management solutions to track entities involved in every transaction

Isignthis

2014

Australia

11-50

Payments & Money Transfer

Real time electronic verification of payment instruments with KYC identification of customers, delivering AML/CFT KYC, payments and transaction monitoring

iSPIRAL

2008

Cyprus

11-50

Hybrid Risk & Transaction Monitoring Solution with a combination of a rule-based engine, big-data analytics and machine learning to detect, investigate and report suspicious activity both in realtime and offline

Monetsu

2013

USA

1-10

Solutions for crypto-currencies using an independent approach to blockchain

Neuroware

2014

Malaysia

51-200

Blockchain and distributed ledger solutions

Paymentscompliance

2013

UK

11-50

Publication of legal and regulatory changes affecting the global and emerging payments communities

Polycoin

2014

Israel

1-10

Risk management and compliance solutions for financial services to manage digital identities and process virtual currencies transactions

Scorechain

2015

Luxembourg

1-10

Business intelligence and big data for the blockchain technologies

Skry

2014

USA

1-10

Blockchain analytics and intelligence

SnapSwap

2015

Luxembourg

11-50

Innovative financial products based on cryptographic technologies, cryptocurrencies, and blockchain

Sysnet Global Solutions

1989

Ireland

200+

Cyber security and compliance solutions

Tookitaki Holding Pte Ltd

2014

Singapore

51-200

Machine learning-powered enterprise software solutions that create sustainable compliance programs for the financial services industry. In the regulatory compliance space, they focus on anti-money laundering and reconciliation management.

Tradeflow

2014

Ireland

1-10

Track trade data over legacy infrastructure and risk alerting

Trapets

2000

Sweden

11-50

Automatic transaction surveillance and compliance for the financial industry

Trustev

2013

Ireland

11-50

Anti-fraud solution

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 Winners of the 1st Deloitte RegTech Challenge

 Shortlisted for the 1st Deloitte RegTech Challenge

In July 2018 Deloitte EMEA Risk Advisory launched the first Deloitte RegTech Challenge, a competition for technological startups offering solutions in the regulatory landscape using Artificial Intelligence. The challenge goal was to find technological solutions for Financial Services players to meet regulatory requirements related to Conduct Risk management. On January 14th 2019 the final selection phase was hosted at Deloitte Greenhouse in Milan. To find out more check out the website, or get in touch with us through the contact form.

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Take a closer look at our related publications on all things RegTech:

This page contains public general information only, and none of Deloitte Touche Tohmatsu Limited, its member firms, or its and their affiliates are, by means of this publication, rendering accounting, business, financial, investment, legal, tax, or other professional advice or services. This information is not comprehensive nor all-encompassing and has been compiled by Deloitte on a best endeavours basis, it is therefore subject to change at any time. The information in this website is not legally binding, does not constitute any advice or recommendation and is provided for information purposes only.

The current version was published on 3 January 2020.

 

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