Analysis
RegTech Universe
Take a closer look at who is orbiting the RegTech space
RegTech (Regulatory Technology) is more than a buzzword, it is a very real movement that is already having an impact on regulatory compliance. Discover our RegTech Universe, where we are compiling a list of RegTech companies along with the technologies and solutions they are offering.
RegTech, the “new Fintech” as we have called it, promises to disrupt the regulatory landscape by providing technologically advanced solutions to the ever increasing demands of compliance within the financial industry.
We would like to share some insights below on a few of the RegTech companies who are providing solutions in the areas of Regulatory Reporting, Risk Management, Identity Management & Control, Compliance, and Transaction Monitoring. You will get an idea of where the RegTech companies are located, their size, when they were founded as well as which industry they are targeting in particular.
Our research on the RegTech Universe is an ongoing exercise and this webpage will be regularly updated with new RegTech companies, so stay tuned!
You can follow us on LinkedIn and Twitter to be sure to catch our next updates, and we would of course be more than happy to hear your take on RegTech, so please do not hesitate to get in touch with us.
Ready for take-off?
We are happy to share with you our take on RegTech as presented during the 2017 ICT spring conference. Watch the video below and come with us on a journey through the RegTech Universe.
Want to explore further?
Take a closer look at our related publications on all things RegTech:
Explore the RegTech Universe
Total:
153 RegTechs
Regulatory Reporting
Risk Management
Identity Management & Control
Compliance
Transaction Monitoring
Regulatory Reporting
Enable automated data distribution and regulatory reporting through big data analytics, real time reporting and cloud
Company Name
Inception
Location
People
Target Industry
Service
2008
1-10
Financial Industry
Technology
Empowers businesses to build real-time reports and analytics from heterogeneous data sources with multiple data structures
2013
51-200
Financial Industry
Consulting & Technology
A single solution for processing data and distributing regulatory reports to relevant regulatory bodies
2015
1-10
Financial Industry
Technology
Data management solution for regulatory reporting and distribution
2009
11-50
Financial Industry
Technology
Reporting software for (AIFMD, FORM PF, Solvency II, COREP, Finrep, HMRC, iXBRL Reporting)
2013
11-50
Financial Industry
Technology
Trading and reporting solutions to both buy and sell side and for major service providers
N/A
1-10
Financial Industry
Technology
Regulatory software solution to allow meeting regulatory requirements such as EMIR,REMIT and MiFID II.
2006
11-50
Investment Funds
Consulting & Technology
Investment compliance monitoring, risk analysis and regulatory reporting technology
2013
51-200
Financial Industry
Technology
Solution that provides order management and information service to the fund industry
2013
11-50
Financial Industry
Technology
Regulatory reporting tool based on Big Data Analytics, real time reporting and Cloud
1989
200+
Financial Industry
Consulting & Technology
Solutions for automation of regulatory reporting and optimisation of cross-product collateral management to meet regulatory requirements
2011
11-50
Insurance
Technology
Gathers data from disparate sources and employs AI to analyse the information and automatically generate regulatory reports
2010
51-200
Financial Industry
Consulting & Technology
Central trade repository for reporting trades and transactions across multiple product classes for European regulatory reporting requirements
2017
11-50
Financial Industry
Technology
Cloud-based suite of software solutions for regulatory reporting
1991
51-200
Insurance
Technology
Fund data utility to connect asset managers and insurers for PRIIPS and Solvency II
2015
1-10
Investment Funds
Technology
Regulatory reporting for funds (CRDIV, FATCA, CRS, Solvency II, AIFMD, EMIR, MIFID II, MIFIR, PRIIPs)
2016
51-200
Financial Industry
Consulting & Technology
Suite of services for pre and post trade reporting
2016
1-10
Financial Industry
Technology
Trading solutions for the enterprises in the electronic Fixed Income and Derivatives markets to ensure regulatory compliance
2010
1-10
Financial Industry
Consulting & Technology
Cloud-based SaaS solutions for treasury and EMIR reporting
2001
51-200
Financial Industry
Technology
Enables financial authorities the supervision of financial companies with a web based data submission portal and real-time validation
Risk Management
Detect compliance and regulatory risks, assess risk exposure and anticipate future threats
Company Name
Inception
Location
People
Target Industry
Service
2013
1-10
Investment Funds
Technology
Risk analytics that detects disruptive events in global financial markets and anticipates price movements
1993
11-50
Financial Industry
Consulting & Technology
Real-time income pricing analysis and counterparty risk
2015
1-10
Financial Industry
Technology
Provides Expected Credit Losses calculations and computation of bank Risk Capital and RAROC
2012
11-50
Financial Industry
Consulting & Technology
Data management and analytics, risk monitoring, compliance workflows and reports
2008
200+
Financial Industry
Technology
Helps companies use machine intelligence and topical data analysis for risk mitigation and regulatory compliance
2002
200+
Financial Industry
Consulting & Technology
Solutions specific to banks, insurers, financial services providers, central banks, and supervisory authorities across the regulatory value chain
2014
11-50
Financial Industry
Technology
Database of US fines since 2009 with analytics on fine trends
2012
11-50
Investment Funds
Consulting & Technology
Due diligence and disclosure services for early stage offerings
2006
200+
Financial Industry
Technology
Compliance, Risk & Analytics Products and Solutions for the Global Financial Services Industry
2012
1-10
Financial Industry
Technology
Solutions for compliance management, internal control, risk management and reporting
2013
1-10
Investment Funds
Technology
FCA regulatory hosting umbrella for funds, start-ups, fintechs and financial services firms.
2000
51-200
Financial Industry
Technology
Platform for financial modelling and portfolio risk analytics
2015
1-10
Financial Industry
Technology
Automates and simplifies the governance and risk management processes
2009
11-50
Banking
Technology
Tools for multi-CCP margin calculations, what-if analysis and stress testing
2010
11-50
Financial Industry
Technology
Platform for credit risk analysis and credit opinions, asset quality review and stress testing
2014
1-10
Financial Industry
Technology
Data management, risk management and stress testing tool
2002
51-200
Financial Industry
Technology
Cloud-based risk and compliance management application
2012
51-200
Financial Industry
Technology
Analsyses structured and unstructured data to provide holistic overviews of human risk and regulatory compliance
2013
1-10
Investment Funds
Technology
Risk management solution for all risks related to AIFMD and UCITS obligations
2012
11-50
Financial Industry
Consulting & Technology
Trading analytics and risk management
2005
51-200
Insurance
Consulting & Technology
Supplier of Insurance Risk management solutions
2009
11-50
Financial Industry
Technology
Solution to detect and investigate suspicious trading
2012
11-50
Financial Industry
Technology
Linear and non-linear algorithms to stress-test asset portfolios
2000
200+
Financial Industry
Technology
Automated risk management and pre-trade/post-trade processing of listed and over the counter transactions
2001
11-50
Financial Industry
Consulting & Technology
Processes and analyses data from various sources to provide trade risk management solutions
Identity Management & Control
Facilitate counterparty due diligence and Know Your Customer (KYC) procedures. AML and anti-fraud screening and detection.
Company Name
Inception
Location
People
Target Industry
Service
1836
200+
Financial Industry
Consulting & Technology
Services for payment efficiency, compliant transactions, bank counterparty insight and AML screening
1999
200+
Financial Industry
Consulting & Technology
Provider of anti-financial crime, risk and compliance solutions
1992
51-200
Financial Industry
Consulting & Technology
Workflow applications for client onboarding, client screening, vendor risk management and front office business research
2005
11-50
Financial Industry
Consulting & Technology
KYC, AML/CFT, OFAC, FinCEN314a modules designed to assess and manage behavioural risks and streamline workflows.
2010
11-50
Financial Industry
Technology
Due diligence tool for regulatory and reputational based risk management
2011
11-50
Financial Industry
Consulting & Technology
Software to assist organisations in meeting financial crime compliance obligations and manage risk
2014
1-10
Financial Industry
Consulting & Technology
Governance, Risk & Compliance, Investment Analysis & Portfolio Management solutions
2000
51-200
Financial Industry
Technology
Uses AI and machine learning to analyse customer information from structured and unstructured data sources
2011
51-200
Financial Industry
Consulting & Technology
Solution to identify adverse information and to conduct KYC and AML compliance checks
2012
51-200
Financial Industry
Technology
KYC software for banking, finance, legal and accountancy businesses.
2009
200+
Financial Industry
Consulting & Technology
Regulatory Onboarding, Client & Counterparty Data Management and Client Lifecycle Management solutions
2015
1-10
Financial Industry
Technology
Counterparty due-diligence with questionnaires integrated
2014
51-200
Financial Industry
Consulting & Technology
Gathers and analyses data from disparate sources to provide compliance-related information, including due diligence solutions
2014
11-50
Banking Industry
Technology
Uses AI to automate the profiling of prospective and existing clients
2013
11-50
Financial Industry
Technology
KYC, Client-Onboarding, AML, DueDil Investigation & Sectorial Analysis solutions
2015
11-50
Financial Industry
Technology
Tools for KYC verification using cyber-security technology and international AML databases as well as local micro data-sources.
2013
11-50
Financial Industry
Technology
Platform to organise, manage and share corporate information to facilitate regulatory compliance
2013
1-10
Financial Industry
Consulting & Technology
KYC-Chain uses distributed ledger technology to provide businesses with secure KYC procedures that gives users ownership of their identity data
2014
1-10
Financial Industry
Technology
Solution for compliance, counterparty risk management and competitive intelligence.
2013
1-10
Banking
Consulting & Technology
Secure communication platform for KYC/CDD purposes
2012
1-10
Financial Industry
Technology
KYC tool providing businesses with automatic regulatory compliance checks during, and after, the client onboarding process
2007
11-50
Financial Industry
Technology
Focus on economic sanctions, anti-money laundering, anti-bribery & corruption and financial fraud
2015
11-50
Financial Industry
Technology
Cloud-based real-time client authentication using AI and cryptography
2007
11-50
Financial Industry
Consulting & Technology
Cloud-based trade counterparty management solution to meet regulatory compliance
2015
1-10
Financial Industry
Technology
Incorporates blockchain technology to facilitate and simplify user-controlled KYC
2013
1-10
Financial Industry
Technology
Money laundering and financial crime public risk information
2011
11-50
Financial Industry
Technology
Identity verification solutions for Anti-Money Laundering (AML) and Know Your Customer (KYC) processes
2014
11-50
Financial Industry
Technology
Interact with customer personal data using a consent-based data sharing platform
Compliance
Real time monitoring and tracking of current state of compliance and upcoming regulations
Company Name
Inception
Location
People
Target Industry
Service
2014
11-50
Financial Industry
Technology
Analyses financial algorithms to ensure regulatory compliance
2015
1-10
Financial Industry
Technology
Albany's Conect platform makes governance and oversight of third parties effortless
2015
1-10
Financial Industry
Technology
Software as a Service for Cyber Security, Risk Management and Compliance
2015
11-50
Financial Industry
Technology
Information security and tracking service. Secure e-statement, secure document sharing and email
2014
11-50
Investment Funds
Technology
Online central repository for investment data and documents
1991
200+
Financial Industry
Consulting & Technology
OIntegrated risk and regulatory compliance platform
2014
11-50
Financial Industry
Technology
Compliance reporting and assessment tools, holistic employee monitoring and risk scoring
2014
1-10
Financial Industry
Technology
Automated tracking, reporting, and compliance management for government incentives
2014
1-10
Financial Industry
Technology
Regulatoy watch based on artificial intelligence and automation
2013
11-50
Financial Industry
Technology
Artificial intelligence and machine learning tool to analyse historical email data and automatically identify anomalies
2008
11-50
Financial Industry
Technology
Real time knowledge discovery solution for "Proactive compliance assurance" and "Governance & Regulation Intelligence"
2012
11-50
Financial Industry
Technology
Online document management and collaboration for Compliance, Legal, Finance, Operations and Risk teams
2008
51-200
Financial Industry
Technology
SaaS platform for real-time data analytics, audit and flexible reporting, regulatory compliance tracking
2003
11-50
Financial Industry
Technology
Monitor employee risk and automate code of ethics compliance
2008
51-200
Financial Industry
Technology
Continuity automates the compliance management process, offering workflow solutions and regulatory alerts.
2015
1-10
Financial Industry
Technology
Regulatory compliance solution and workflow management
2012
51-200
Financial Industry
Consulting & Technology
Compliance regulatory watch and risk assessment
2013
200+
Financial Industry
Consulting & Technology
Its Enterprise Immune System technology uses AI and machine learning to detects and responds to previously unidentified threats Data Security
2012
11-50
Financial Industry
Technology
Provides real-time and automated regulatory compliance intelligence for financial instruments trading
2001
51-200
Financial Industry
Technology
Data room provider that allows highly secured access to confidential documents and safe third party access
1996
200+
Financial Industry
Technology
Order management system for trading with build in compliance tools
2010
11-50
Investment Funds
Consulting & Technology
Automated shareholding disclosure and investment restrictions
2015
1-10
Financial Industry
Technology
Trade management platform with compliance management and regulatory reporting components
2014
11-50
Investment Funds
Consulting & Technology
Data management platform that provides full oversight capabilities to ensure effective and compliant fund distribution activities
2011
1-10
Investment Funds
Technology
Governance, Risk and Compliance (GRC) solution dedicated to Investment Fund professionals
1999
11-50
Financial Industry
Consulting & Technology
Online legal compliance training and compliance reviews
2013
11-50
Financial Industry
Technology
Voice-driven collaboration platform with data analytics and workflows
2015
1-10
Financial Industry
Technology
Real-time compliance analysis, connecting businesses with compliance solutions and regulators
2015
1-10
Financial Industry
Technology
Web-based application to generate legal and regulatory documents for entrepreneurs raising capital
2009
1-10
Financial Industry
Consulting & Technology
Platform to manage compliance and generate reports
2007
11-50
Financial Industry
Technology
Automated compliance management software and real-time human behaviour analysis to detect fraud
2011
11-50
Banking
Technology
Digital audit trail of all online, mobile, and social interactions
2015
1-10
Financial Industry
Technology
Automatic analysis of digital marketing content for compliance risk and workflow solutions for remediation
2012
11-50
Investment Funds
Consulting & Technology
Advanced fund data tools, including automated document creation for KIIDs, PRIIPs KIDs, factsheets and fund prospectuses
2013
11-50
Financial Industry
Consulting & Technology
Regulatory Technology Solutions
2015
11-50
Financial Industry
Technology
Web-app that automates and optimises audits, assessments and inspections to assist with regulatory compliance
2003
11-50
Financial Industry
Consulting & Technology
Cloud-based risk and compliance portals
2014
11-50
Financial Industry
Technology
Analyses voice and other trading communication data to ensure compliance with Dodd-Frank and other regulatory requirements
2013
11-50
Financial Industry
Technology
Converts rules and regulations from pre-web formats into mobile optimised webpages and links them to related regulations and legislation
Transaction Monitoring
Solutions for real time transaction monitoring and auditing. Leverage the benefits of distributed ledger through Blockchain technology and cryptocurrency
Company Name
Inception
Location
People
Target Industry
Service
2009
1-10
Financial Industry
Consulting & Technology
Identification of unusual and significant cash flows in investment funds under UCITS and AIFMD
2010
11-50
Financial Industry
Technology
End-to-end integrity validation to prevent risks of market abuse, fraud and operational shortcomings
2014
11-50
Financial Industry
Technology
Real time analysis of blockchain transactions and the customers behind the transactions
2013
1-10
Financial Industry
Technology
Identification of illicit activity on the Bitcoin blockchain
2009
51-200
Financial Industry
Technology
Incorporates Big Data and machine learning AI to combat fraud and meet compliance in real-time
2011
51-200
Payments & Money Transfer
Consulting & Technology
Risk management solutions to track entities involved in every transaction
2014
11-50
Payments & Money Transfer
Consulting & Technology
Real time electronic verification of payment instruments with KYC identification of customers, delivering AML/CFT KYC, payments and transaction monitoring
2013
1-10
Payments & Money Transfer
Technology
Solutions for crypto-currencies using an independent approach to blockchain
2014
51-200
Payments & Money Transfer
Technology
Blockchain and distributed ledger solutions
2013
11-50
Payments & Money Transfer
Consulting & Technology
Publication of legal and regulatory changes affecting the global and emerging payments communities
2014
1-10
Financial Industry
Technology
Risk management and compliance solutions for financial services to manage digital identities and process virtual currencies transactions
2015
1-10
Financial Industry
Technology
Business intelligence and big data for the blockchain technologies
2015
11-50
Payments & Money Transfer
Technology
Innovative financial products based on cryptographic technologies, cryptocurrencies, and blockchain
1989
200+
Financial Industry
Consulting & Technology
Cyber security and compliance solutions
2014
1-10
Financial Industry
Technology
Track trade data over legacy infrastructure and risk alerting
2000
11-50
Financial Industry
Technology
Automatic transaction surveillance and compliance for the financial industry
This page contains public general information only, and none of Deloitte Touche Tohmatsu Limited, its member firms, or its and their affiliates are, by means of this publication, rendering accounting, business, financial, investment, legal, tax, or other professional advice or services. This information is not comprehensive nor all-encompassing and has been compiled by Deloitte on a best endeavours basis, it is therefore subject to change at any time. The information in this website is not legally binding, does not constitute any advice or recommendation and is provided for information purposes only.
The current version was published on 13 July 2017.
We hope you have gained some valuable insights and would be very happy to hear your feedback or discuss the evolution of RegTech with you personally. Please don’t hesitate to contact us!
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