Analysis
RegTech Universe
Take a closer look at who is orbiting the RegTech space
RegTech (Regulatory Technology) is more than a buzzword, it is a very real movement that is already having an impact on regulatory compliance. Discover our RegTech Universe, where we are compiling a list of RegTech companies along with the technologies and solutions they are offering.
RegTech, the “new Fintech” as we have called it, promises to disrupt the regulatory landscape by providing technologically advanced solutions to the ever increasing demands of compliance within the financial industry.
We would like to share some insights below on a few of the RegTech companies who are providing solutions in the areas of Regulatory Reporting, Risk Management, Identity Management & Control, Compliance, and Transaction Monitoring. You will get an idea of where the RegTech companies are located, their size, when they were founded as well as which industry they are targeting in particular.
Our research on the RegTech Universe is an ongoing exercise and this webpage will be regularly updated with new RegTech companies, so stay tuned!
You can follow us on LinkedIn and Twitter to be sure to catch our next updates, and we would of course be more than happy to hear your take on RegTech, so please do not hesitate to get in touch with us.
Ready for take-off?
We are happy to share with you our take on RegTech as presented during the 2017 ICT spring conference. Watch the video below and come with us on a journey through the RegTech Universe.
Want to explore further?
Take a closer look at our related publications on all things RegTech:
Explore the RegTech Universe
Take a closer look at the companies that make up the RegTech Universe, classified by their area of focus. Click on the planets below to see the lists.
Total:
259 RegTechs
Regulatory Reporting
Risk Management
Identity Management & Control
Compliance
Transaction Monitoring
Regulatory Reporting
Enable automated data distribution and regulatory reporting through big data analytics, real time reporting and cloud
Company Name
Inception
Location
People
Target Industry
Service
2013
51-200
Financial Industry
Consulting & Technology
A single solution for processing data and distributing regulatory reports to relevant regulatory bodies
2015
1-10
Investment fund
Consulting & Technology
Data management and reporting software for fund professionals
2009
11-50
Financial Industry
Technology
Reporting software for (AIFMD, FORM PF, Solvency II, COREP, Finrep, HMRC, iXBRL Reporting)
2002
200+
Financial Industry
Consulting & Technology
Solutions specific to banks, insurers, financial services providers, central banks, and supervisory authorities across the regulatory value chain
2013
11-50
Financial Industry
Technology
Trading and reporting solutions to both buy and sell side and for major service providers
2015
11-50
Financial Industry
Consulting & Technology
Streamlines and automates the back-office operations of Fund Managers and Fund Administrators
N/A
1-10
Financial Industry
Technology
Regulatory software solution to allow meeting regulatory requirements such as EMIR,REMIT and MiFID II.
2014
1-10
Financial Industry
Technology
Generates regulatory reports for financial institutions based on the latest guidelines
2006
11-50
Investment Funds
Consulting & Technology
Investment compliance monitoring, risk analysis and regulatory reporting technology
2013
51-200
Financial Industry
Technology
Solution that provides order management and information service to the fund industry
2013
11-50
Financial Industry
Technology
Regulatory reporting tool based on Big Data Analytics, real time reporting and Cloud
2013
11-50
Financial Industry
Technology
Regulatory reporting data specialists providing quality assurance for financial institutions, large and small
2014
1-10
Financial Industry
Consulting & Technology
Platform that extracts data from scanned financial services contractual documents
1989
200+
Financial Industry
Consulting & Technology
Solutions for automation of regulatory reporting and optimisation of cross-product collateral management to meet regulatory requirements
2015
11-50
Financial Industry
Technology
Regchain, is an ongoing residential loanbook Risk Review tool that assists Financial Institutions in complying with and reporting to regulatory bodies
2013
11-50
Financial Industry
Technology
nadi is a SaaS application dedicated to the production of financial reports, regulatory reporting and investor documents
2011
51-200
Financial Industry
Consulting & Technology
End to end reporting solution for banks, brokerage houses, hedge funds and asset managers
2011
11-50
Insurance
Technology
Gathers data from disparate sources and employs AI to analyse the information and automatically generate regulatory reports
2010
51-200
Financial Industry
Consulting & Technology
Central trade repository for reporting trades and transactions across multiple product classes for European regulatory reporting requirements
2017
11-50
Financial Industry
Technology
Cloud-based suite of software solutions for regulatory reporting
2015
1-10
Investment Funds
Technology
Regulatory reporting for funds (CRDIV, FATCA, CRS, Solvency II, AIFMD, EMIR, MIFID II, MIFIR, PRIIPs)
2016
51-200
Financial Industry
Consulting & Technology
Suite of services for pre and post trade reporting
2016
1-10
Financial Industry
Technology
Trading solutions for the enterprises in the electronic Fixed Income and Derivatives markets to ensure regulatory compliance
2010
1-10
Financial Industry
Consulting & Technology
Cloud-based SaaS solutions for treasury and EMIR reporting
UnaVista, London Stock Exchange Group
2007
51-200
Financial Industry
Technology
An approved EMIR Trade Repository, MiFID Approved Reporting Mechanism and trade repository for SFTR
2001
51-200
Financial Industry
Technology
Enables financial authorities the supervision of financial companies with a web based data submission portal and real-time validation
Risk Management
Detect compliance and regulatory risks, assess risk exposure and anticipate future threats
Company Name
Inception
Location
People
Target Industry
Service
2013
1-10
Investment Funds
Technology
Risk analytics that detects disruptive events in global financial markets and anticipates price movements
1993
11-50
Financial Industry
Consulting & Technology
Real-time income pricing analysis and counterparty risk
2015
1-10
Financial Industry
Technology
Provides Expected Credit Losses calculations and computation of bank Risk Capital and RAROC
2012
11-50
Financial Industry
Consulting & Technology
Data management and analytics, risk monitoring, compliance workflows and reports
2008
200+
Financial Industry
Technology
Helps companies use machine intelligence and topical data analysis for risk mitigation and regulatory compliance
2013
11-50
Financial industry
Technology
Cloud-based SaaS workflow tool for margin and collateral management.
2003
11-50
Broad
Technology
Offers regulated businesses automated spreadsheet risk management solutions allowing same levels of data governance and management control that feature in their IT systems
2014
11-50
Financial Industry
Technology
Collates data from regulatory notices from over 85 major regulators related to enforcements, thematic reviews, business plans, speeches etc. in order to determine future risk impacts.
2012
11-50
Financial industry
Technology
Aggregates, analyses, and anonymises credit risk estimates from market participants to create a new source of credit risk data
2012
11-50
Investment Funds
Consulting & Technology
Due diligence and disclosure services for early stage offerings
2015
11-50
Financial industry
Consulting & Technology
Datarama is a one-stop information source for complex risk/opportunity assessment and due diligence in emerging markets
2005
51-200
Financial industry
Technology
Real-time data monitoring, using machine learning and adaptive behavioural analytics to detect fraud and risk
2006
200+
Financial Industry
Technology
Compliance, Risk & Analytics Products and Solutions for the Global Financial Services Industry
2012
51-100
Financial Industry
Technology
Solutions for compliance management, internal control, risk management and reporting
2013
1-10
Investment Funds
Technology
FCA regulatory hosting umbrella for funds, start-ups, fintechs and financial services firms.
2017
200+
Banking
Technology
Software solution to manage risk, liquidity and profitability.
2000
51-200
Financial Industry
Technology
Platform for financial modelling and portfolio risk analytics
2015
1-10
Financial Industry
Technology
Automates and simplifies the governance and risk management processes
2006
51-200
Broad
Technology
Insider threat management solution that empowers security teams to detect insider threats, streamline the investigation process, and prevent data exfiltration
2009
11-50
Financial industry
Technology
Data analytics for derivative counterparty relationship optimization and risk management
2014
1-10
Financial Industry
Technology
Data management, risk management and stress testing tool
2014
11-50
Financial industry
Technology
Big data anonymization platform helping institutions derive value from analytics while complying with GDPR
2002
51-200
Financial Industry
Technology
Cloud-based risk and compliance management application
2012
11-50
Financial industry
Technology
Analyses fact-to-face conversation with AI and machine learning to support the risk management process
2012
51-200
Financial Industry
Technology
Platform that integrates structured and unstructured data sources to provide holistic visibility of human risk across the enterprise
2013
1-10
Investment Funds
Technology
Risk management solution for all risks related to AIFMD and UCITS obligations
2012
11-50
Financial Industry
Consulting & Technology
Trading analytics and risk management
2005
51-200
Insurance
Consulting & Technology
Supplier of Insurance Risk management solutions
2009
11-50
Financial Industry
Technology
Solution to detect and investigate suspicious trading
2012
11-50
Financial Industry
Technology
Linear and non-linear algorithms to stress-test asset portfolios
2009
11-50
Financial industry
Consulting & Technology
Uses AI to extract and analyse infromation from written contracts to help understand associated risks.
2000
200+
Financial Industry
Technology
Automated risk management and pre-trade/post-trade processing of listed and over the counter transactions
2012
11-50
Financial industry
Technology
Comprehensive software solution to analyse, process and deliver big data for compliance and risk management
2001
11-50
Financial Industry
Consulting & Technology
Processes and analyses data from various sources to provide trade risk management solutions
Identity Management & Control
Facilitate counterparty due diligence and Know Your Customer (KYC) procedures. AML and anti-fraud screening and detection.
Company Name
Inception
Location
People
Target Industry
Service
1836
200+
Financial Industry
Consulting & Technology
Services for payment efficiency, compliant transactions, bank counterparty insight and AML screening
1999
200+
Financial Industry
Consulting & Technology
Provider of anti-financial crime, risk and compliance solutions
2001
51-200
Financial Industry
Technology
An onboarding automation platform for financial services while providing analytics
1996
51-200
Financial Industry
Technology
SaaS workflow and Reference Data solutions for KYC process and AML regulatory obligations
2017
11-50
Financial Industry
Technology
Contributes to the digital transformation of regulated firms in full compliance with regulatory requirements, including customer onbarding, KYC and AML.
2005
11-50
Financial Industry
Consulting & Technology
KYC, AML/CFT, OFAC, FinCEN314a modules designed to assess and manage behavioural risks and streamline workflows.
2010
11-50
Financial Industry
Technology
Due diligence tool for regulatory and reputational based risk management
2011
11-50
Financial Industry
Consulting & Technology
Software to assist organisations in meeting financial crime compliance obligations and manage risk
2015
11-50
Broad
Technology
A digital identity and authentication platform that allows anyone to verify their identity and then use their digital biometric passport on any website to prove who they are
2008
11-50
Financial Industry
Consulting & Technology
Provides a layer of security that lets your customers authenticate themselves through the unique ways they type, swipe and hold their devices, to prevent fraud
2017
11-50
Financial Industry
Consulting & Technology
Provided a Client Due Diligence tool that supports compliance with AML, CRS & FATCA regulation
2014
1-10
Financial Industry
Consulting & Technology
Governance, Risk & Compliance, Investment Analysis & Portfolio Management solutions
2000
51-200
Financial Industry
Technology
Uses AI and machine learning to analyse customer information from structured and unstructured data sources
2011
51-200
Financial Industry
Consulting & Technology
Solution to identify adverse information and to conduct KYC and AML compliance checks
1984
200+
Financial Industry
Consulting & Technology
Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting
2013
11-50
Broad
Technology
Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting
2012
51-200
Financial Industry
Technology
KYC software for banking, finance, legal and accountancy businesses.
2013
200+
Financial Industry
Consulting & Technology
DDIQ is AI-based automated due diligence solution by Exiger aimed at enhancing risk assessment related to clients, investments, transactions, third-parties and counterparties
2009
200+
Financial Industry
Consulting & Technology
Regulatory Onboarding, Client & Counterparty Data Management and Client Lifecycle Management solutions
2016
11-50
Financial industry
Consulting & Technology
Solution to process and verify client onboarding documents in real-time for compliance
1990
51-200
Financial industry
Consulting & Technology
Provides real-time trasnaction and customer screening through their watch list solutions
2015
1-10
Financial Industry
Technology
Counterparty due-diligence with questionnaires integrated
2011
1-10
Banking
Technology
Offers technology that help banks onboard and engage with their customers for various financial services
2017
1-10
Financial Industry
Technology
Biometric-Driven, KYC/AML-compliant, omni-channel whitelabel RegTech platform to help collect and manage identifying information about a person and/or business
2014
51-200
Financial Industry
Consulting & Technology
Gathers and analyses data from disparate sources to provide compliance-related information, including due diligence solutions
2014
11-50
Banking Industry
Technology
Uses AI to automate the profiling of prospective and existing clients
2013
11-50
Financial Industry
Technology
KYC, Client-Onboarding, AML, DueDil Investigation & Sectorial Analysis solutions
2010
200+
Financial industry
Technology
Combines biometric facial recognition, facial image matching, ID verification, and document verification to ensure the physical identity matches the real-world identity.
2015
11-50
Financial Industry
Technology
Tools for KYC verification using cyber-security technology and international AML databases as well as local micro data-sources.
2012
11-50
Financial industry
Technology
Provides real-time access to structured, official and authoritative commercial register data for customer onboarding, AML, enhanced due diligence and ongoing compliance processes or remediation.
2013
11-50
Financial Industry
Technology
Platform to organise, manage and share corporate information to facilitate regulatory compliance
2013
1-10
Financial Industry
Consulting & Technology
KYC-Chain uses distributed ledger technology to provide businesses with secure KYC procedures that gives users ownership of their identity data
2014
1-10
Financial Industry
Technology
Solution for compliance, counterparty risk management and competitive intelligence.
2013
1-10
Banking
Consulting & Technology
Secure communication platform for KYC/CDD purposes
2012
1-10
Financial Industry
Technology
KYC tool providing businesses with automatic regulatory compliance checks during, and after, the client onboarding process
2016
1-10
Financial industry
Technology
MiFIDII-compliant customer risk profiler for financial advisors using machine learning and cognitive science
2015
1-10
Financial industry
Technology
NewBanking provides a platform that enables end-users to verify and share their legal online identity with companies they trust
2016
11-50
Financial industry
Technology
Platform that embeds the KYC/AML process on a blockchain framework, removing the duplication of efforts between financial institutions and other entities
2010
11-50
Broad
Technology
Provides a risk scoring platform that can handle multi-source fraud detection and compliance checks
2013
1-10
Broad
Technology
"Offers real-time 3D facial authentication on consumer mobile devices
2007
11-50
Financial Industry
Technology
Focus on economic sanctions, anti-money laundering, anti-bribery & corruption and financial fraud
2009
11-50
Financial Industry
Technology
The RoboComplianceOfficer offers a new way of gathering, storing and verifying the source of wealth information of a client
2016
1-10
Broad
Technology
Provides fraud prevention technology that combines device intelligence, behavioral analytics, and a real-time decision engine to detect and prevent fraud
2017
1-10
Financial industry
Technology
Employs artificial intelligence to fulfill the requirements of MiFID II/FIDLEG investor risk profiling and KYC data collection
2015
11-50
Financial Industry
Technology
Cloud-based real-time client authentication using AI and cryptography
2011
51-200
Broad
Technology
Platform that delivers AML searches and verifications on Individuals and Businesses across the UK and International Markets
2013
11-50
Financial industry
Consulting & Technology
Real-time voice recognition and identification solution
2014
11-50
Financial industry
Technology
Uses Machine Learning for enhanced, ongoing identity verification and compliance checks
2007
11-50
Financial Industry
Consulting & Technology
Cloud-based trade counterparty management solution to meet regulatory compliance
2015
1-10
Financial Industry
Technology
Incorporates blockchain technology to facilitate and simplify user-controlled KYC
2013
1-10
Financial Industry
Technology
Money laundering and financial crime public risk information
2011
11-50
Financial Industry
Technology
Identity verification solutions for Anti-Money Laundering (AML) and Know Your Customer (KYC) processes
2014
11-50
Financial Industry
Technology
Interact with customer personal data using a consent-based data sharing platform
2017
1-10
Financial Industry
Technology
Ume is a Regtech focusing on digital due diligence of fund distributor (Know your distributor - kyd)
Compliance
Real time monitoring and tracking of current state of compliance and upcoming regulations
Company Name
Inception
Location
People
Target Industry
Service
2009
11-50
Financial industry
Technology
Captures and monitors regulatory data so it can be read by machines and understood by humans.
2014
11-50
Financial Industry
Technology
Analyses financial algorithms to ensure regulatory compliance
2015
1-10
Financial Industry
Technology
Albany's Conect platform makes governance and oversight of third parties effortless
2015
1-10
Financial Industry
Technology
Software as a Service for Cyber Security, Risk Management and Compliance
2017
1-10
Financial industry
Consulting & Technology
Solution to transform complex regulations into digital compliance rules and to manage regulations digitally
2015
11-50
Financial Industry
Technology
Information security and tracking service. Secure e-statement, secure document sharing and email
2000
51-200
Financial industry
Consulting & Technology
SaaS solutions for managing third party risk and compliance at scale
2014
11-50
Investment Funds
Technology
Online central repository for investment data and documents
2017
11-50
Investment Funds
Technology
Online central repository for investment data and documents
2014
11-50
Financial industry
Consulting & Technology
SaaS that uses RPA to faciliate a range of regulatory comlpliance tasks.
2009
11-50
Financial Industry
Technology
Fixed income pricing and execution management solution, ensuring MiFID II compliance
1991
200+
Financial Industry
Consulting & Technology
Integrated risk and regulatory compliance platform
2011
1-10
Broad
Consulting & Technology
Delivers segmented rule content with linked supporting authority and a suite of integrated apps that support the entire lifecycle of compliance, in addition to consulting services
2014
11-50
Financial Industry
Technology
Compliance reporting and assessment tools, holistic employee monitoring and risk scoring
2014
1-10
Financial Industry
Technology
Automated tracking, reporting, and compliance management for government incentives
1939
200+
Broad
Consulting & Technology
Includes business solutions for managing risk and regulation
1989
200+
Broad
Consulting & Technology
Provides services that include fraud detection, behavioral analytics and regulatory compliance solutions
1962
200+
Broad
Consulting & Technology
Offers compliance and regulatory accounting managed services
2014
1-10
Financial Industry
Technology
Regulatoy watch based on artificial intelligence and automation
2013
11-50
Financial Industry
Technology
Artificial intelligence and machine learning tool to analyse historical email data and automatically identify anomalies
2008
11-50
Financial Industry
Technology
Real time knowledge discovery solution for "Proactive compliance assurance" and "Governance & Regulation Intelligence"
2012
11-50
Financial Industry
Technology
Online document management and collaboration for Compliance, Legal, Finance, Operations and Risk teams
2015
1-10
Financial Industry
Technology
Artificial intelligence platform that empowers businesses and law firms with deeper insights on their legal data for compliance purposes.
Compliance Solutions Strategies
2016
51-200
Financial Industry
Technology
Covers compliance disciplines spanning regulatory reporting, regulatory data management and distribution, pre- and post-trade monitoring and analytics, and compliance management and best practice
2016
11-50
Financial industry
Consulting & Technology
Search, Monitor, Access, Research and Track financial regulatory information, in real-time
2012
11-50
Financial Industry
Technology
Online platform to monitor and manage complinace and risk
2017
1-10
Financial Industry
Technology
Offers an AI-powered and automated regulatory change management platform
2008
51-200
Financial Industry
Technology
SaaS platform for real-time data analytics, audit and flexible reporting, regulatory compliance tracking
2003
11-50
Financial Industry
Technology
Monitor employee risk and automate code of ethics compliance
2008
51-200
Financial Industry
Technology
Continuity automates the compliance management process, offering workflow solutions and regulatory alerts.
2015
1-10
Financial Industry
Technology
Regulatory compliance solution and workflow management
2012
51-200
Financial Industry
Consulting & Technology
Compliance regulatory watch and risk assessment
2012
1-10
Broad
Technology
Provides website compliance with EU General Data Protection Regulation (GDPR) & ePrivacy Directive
2013
200+
Financial Industry
Consulting & Technology
Its Enterprise Immune System technology uses AI and machine learning to detects and responds to previously unidentified threats Data Security
2011
51-200
Broad
Technology
Delivers end-to-end compliance management with automated data aggregation and in-place remediation for public cloud environments
1999
200+
Broad
Consulting & Technology
Offers a RegTech solutions suite that enables an efficient and effective regulatory compliance
2012
11-50
Financial Industry
Technology
Provides real-time and automated regulatory compliance intelligence for financial instruments trading
2001
51-200
Financial Industry
Technology
Data room provider that allows highly secured access to confidential documents and safe third party access
2016
1-10
Financial industry
Consulting & Technology
SaaS platform for governance, risk and compliance solutions all in one place.
2015
1-10
Financial industry
Technology
SaaS management solution for the European General Data Protection Regulation (GDPR)
2016
11-50
Investment Fund
Consulting & Technology
Software solution and advice for asset managers to ensure regulatory compliance
2015
11-50
Financial Industry
Technology
AI and machine learning to gather, analyse and filter information for research management while ensuring MiFID II compliance
1986
51-200
Financial Industry
Consulting & Technology
A group of companies offering a suite of technologies and consulting services for treasury and accounting deparments
2012
11-50
Financial Industry
Technology
Risk orchestration platform to streamline governance, risk & compliance process via workflows, along with predictive analytics models
1996
200+
Financial Industry
Technology
Order management system for trading with build in compliance tools
2006
51-200
Financial industry
Technology
Fonetic builds technology that processes and analyses all trade communications data, including voice to ensure compliance, detect fraud and perform trade reconstruction
2006
11-50
Financial industry
Consulting & Technology
Helping investment managers and depositaries adhere to investment compliance, risk and regulatory reporting regulations through solutions and managed services
2013
1-10
Investment fund
Technology
Cloud based reconciliation software for the global Funds Industry.
2010
11-50
Investment Funds
Consulting & Technology
Automated shareholding disclosure and investment restrictions
2012
1-10
Investment Fund
Technology
Cloud based software for fund administration calculations.
2015
1-10
Financial Industry
Technology
Trade management platform with compliance management and regulatory reporting components
2014
11-50
Investment Funds
Consulting & Technology
Data management platform that provides full oversight capabilities to ensure effective and compliant fund distribution activities
2011
1-10
Investment Funds
Technology
Governance, Risk and Compliance (GRC) solution dedicated to Investment Fund professionals
1999
11-50
Financial Industry
Consulting & Technology
Online legal compliance training and compliance reviews
2013
11-50
Financial Industry
Technology
Voice-driven collaboration platform with data analytics and workflows
2015
1-10
Financial Industry
Technology
Real-time compliance analysis, connecting businesses with compliance solutions and regulators
2017
1-10
Financial Industry
Technology
Aim to turn regulatory audit and compliance into an automated, real-time process by using private, distributed ledgers shared between regulated companies, auditors and regulators
2015
1-10
Financial Industry
Technology
Web-based application to generate legal and regulatory documents for entrepreneurs raising capital
2016
11-50
Financial Industry
Technology
Offers a professional advice clinic, in addition to a screening solution to help professionals better comply with regulatory requirements and other related services
2009
1-10
Financial Industry
Consulting & Technology
Platform to manage compliance and generate reports
2010
51-200
Broad
Consulting & Technology
Provides regulatory infrastructure and managed compliance services
1999
11-50
Financial industry
Technology
Offers a data driven compliance service to comply with financial advice regulations
1999
200+
Broad
Consulting & Technology
Enterprise and cloud applications for governance, risk, compliance and quality management
2010
51-200
Healthcare
Consulting & Technology
Provides software, consulting, and data solutions to ensure compliance in the cannabis businesses
2007
11-50
Financial Industry
Technology
Automated compliance management software and real-time human behaviour analysis to detect fraud
2016
1-10
Broad
Technology
A service model automation technology which keeps Enterprise Oracle Databases & ERP Applications secure, compliant and current; features also include Data Masking
2014
11-50
Financial industry
Technology
Its aplonAPI framework provides a complete, PSD2 compliant, solution for Banks & Financial Institutions to test their applications
1998
51-200
Broad
Technology
Technology company developing SaaS software solutions and APIs for the maritime, banking & finance and government sectors.
2016
11-50
Broad
Technology
Uses real-time entity resolution with network analytics and AI to knit together data sets and derive actionable intelligence
2011
11-50
Banking
Technology
Digital audit trail of all online, mobile, and social interactions
2015
1-10
Financial Industry
Technology
Automatic analysis of digital marketing content for compliance risk and workflow solutions for remediation
2013
11-50
Insurance
Technology
Solution which combines 24/7 alerts for financial, corporate, sanctions and regulatory changes in Brokerââ¬â¢s information with electronic exchange of Terms of Business Agreements
2014
1-10
Financial Industry
Technology
A virtual regulatory co-pilot, who takes care of meeting your regulatory requirements automatically or near-automatically, providing the answers in all cases
2016
1-10
Broad
Technology
Compliant platform that simplifies the way businesses and customers exchange personal information
2016
1-10
Financial Industry
Technology
A platform that embeds complex rules as transparent, executable logic, packaged into a cloud-based software that directly plugs into an organisationââ¬â¢s workflows
2017
1-10
Financial industry
Technology
Creates software for insurance, utilizing extensible smart contracts on blockchain technology. They offer tools, solutions, services, consulting and training for data management.
2015
11-50
Financial industry
Technology
Cloud-based centralised, access-controlled environement for creating and storing compliance controls, policies and procedures
2015
1-10
Broad
Technology
Helps protect companies and their employees against regulatory, legal and reputational risk issues arising from electronic communications
2012
11-50
Investment Funds
Consulting & Technology
Advanced fund data tools, including automated document creation for KIIDs, PRIIPs KIDs, factsheets and fund prospectuses
2017
1-10
Broad
Consulting & Technology
Online portal with outsourced service that keeps all non-financial compliance documents up to date across company, staff, properties, products, project and suppliers so companies know who or what is non-compliant and why
2016
11-50
Financial Industry
Technology
Builds full service online onboarding platforms covering KYC, AML, MIFID, GDPR, FATCA and CRS
2006
200+
Financial Industry
Consulting & Technology
Consulting and software company for banking and compliance
2013
11-50
Financial Industry
Consulting & Technology
Regulatory Technology Solutions
2015
11-50
Financial Industry
Technology
Web-app that automates and optimises audits, assessments and inspections to assist with regulatory compliance
2016
11-50
Financial industry
Technology
Platform that enables clients to create secure and universally accessible personal data sets in accordance with GDPR
2010
11-50
Financial Industry
Technology
Enables regulatory compliance by securely recording, archiving, controlling and monitoring omni-channel communications and collaboration.
2003
11-50
Financial Industry
Consulting & Technology
Cloud-based risk and compliance portals
2014
11-50
Financial Industry
Technology
Analyses voice and other trading communication data to ensure compliance with Dodd-Frank and other regulatory requirements
2006
11-50
Financial industry
Technology
Cloud-based solution to achieving regulatory and internal compliance by recording all mobile communications
2016
1-10
Financial industry
Technology
AI-powered, collaborative platform to help legal, compliance and change management teams automatically track, identify and analyse their regulatory requirements
2013
11-50
Financial Industry
Technology
Converts rules and regulations from pre-web formats into mobile optimised webpages and links them to related regulations and legislation
Transaction Monitoring
Solutions for real time transaction monitoring and auditing. Leverage the benefits of distributed ledger through Blockchain technology and cryptocurrency
Company Name
Inception
Location
People
Target Industry
Service
2000
11-50
Broad
Technology
Offers the eTaxMan solution, a solution for tax authorities to combat sales tax fraud through transaction monitoring
2009
1-10
Financial Industry
Consulting & Technology
Identification of unusual and significant cash flows in investment funds under UCITS and AIFMD
2010
11-50
Financial Industry
Technology
End-to-end integrity validation to prevent risks of market abuse, fraud and operational shortcomings
2012
11-50
Financial Industry
Technology
The platform uses AI to automate expense report auditing and detect compliance issues and fraud
1989
51-200
Broad
Consulting & Technology
Provider of multi-venue, multi-asset class, Capital Markets Surveillance and Compliance software solutions
2014
11-50
Financial Industry
Technology
Real time analysis of blockchain transactions and the customers behind the transactions
2016
11-50
Broad
Technology
Transaction Monitoring solution thatÃÂ helps detect, investigate and report suspiciousÃÂ activity
2015
1-10
Financial Industry
Technology
Helps financial institutions understand the regulations they need to comply with by providing decisions tools to help take the guess work out of business model impact
2016
11-50
Broad
Technology
focuses on GDPR and other compliance areas, identifies personal and sensitive data, defines data polices and document types and monitors compliance
2013
1-10
Financial Industry
Technology
Identification of illicit activity on the Bitcoin blockchain
2009
51-200
Financial Industry
Technology
Uses big data, machine learning and AI to manage risk and for anti-fraud solutions
2015
11-50
Financial industry
Technology
Uses machine learning and big data analytics to faciliate transaction monitoring and sanction screening
2011
51-200
Payments & Money Transfer
Consulting & Technology
Risk management solutions to track entities involved in every transaction
2014
11-50
Payments & Money Transfer
Consulting & Technology
Real time electronic verification of payment instruments with KYC identification of customers, delivering AML/CFT KYC, payments and transaction monitoring
2013
1-10
Payments & Money Transfer
Technology
Solutions for crypto-currencies using an independent approach to blockchain
2014
51-200
Payments & Money Transfer
Technology
Blockchain and distributed ledger solutions
2013
11-50
Payments & Money Transfer
Consulting & Technology
Publication of legal and regulatory changes affecting the global and emerging payments communities
2014
1-10
Financial Industry
Technology
Risk management and compliance solutions for financial services to manage digital identities and process virtual currencies transactions
2015
1-10
Financial Industry
Technology
Business intelligence and big data for the blockchain technologies
2015
11-50
Payments & Money Transfer
Technology
Innovative financial products based on cryptographic technologies, cryptocurrencies, and blockchain
1989
200+
Financial Industry
Consulting & Technology
Cyber security and compliance solutions
2014
1-10
Financial Industry
Technology
Track trade data over legacy infrastructure and risk alerting
2000
11-50
Financial Industry
Technology
Automatic transaction surveillance and compliance for the financial industry
This page contains public general information only, and none of Deloitte Touche Tohmatsu Limited, its member firms, or its and their affiliates are, by means of this publication, rendering accounting, business, financial, investment, legal, tax, or other professional advice or services. This information is not comprehensive nor all-encompassing and has been compiled by Deloitte on a best endeavours basis, it is therefore subject to change at any time. The information in this website is not legally binding, does not constitute any advice or recommendation and is provided for information purposes only.
The current version was published on 21 September 2018.
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