RegTech Universe 2023 has been saved
Analysis
RegTech Universe 2023
Take a closer look at who is orbiting in the RegTech space
RegTech (Regulatory Technology) is more than a buzzword, it is a very real movement that is already having an impact on regulatory compliance. Discover our RegTech Universe, where we are compiling a list of RegTech companies along with the technologies and solutions they are offering.
Our report about RegTech Business Cases is out!
In this report, we aim to illustrate the factual value that more than 100 RegTech solutions can deliver to businesses across regulatory reporting, risk management, identity management, compliance and transaction monitoring. We encourage you to delve into the different categories and explore what our RegTech Universe has to offer.
RegTech promises to disrupt the regulatory landscape by providing technologically advanced solutions to the ever increasing demands of compliance within the financial industry.
We would like to share some insights below on RegTech companies who are providing solutions in the areas of Regulatory Reporting, Risk Management, Identity Management & Control, Compliance, and Transaction Monitoring. You will get an idea of where the RegTech companies are located, their size, when they were founded as well as which industry they are targeting in particular.
Our research on the RegTech Universe is an ongoing exercise and this webpage is constantly updated with new RegTech companies, so stay tuned!
You can follow us on LinkedIn and Twitter to be sure to catch our next updates on RegTech, Technology and Innovation. We would of course be more than happy to hear your take on RegTech, so please do not hesitate to get in touch with us.
Not on the map yet?
If you represent a RegTech and you would like to be added to our list, let us know!
Ready for take-off?
We are happy to share with you our take on RegTech.
Watch the video below and come with us on a journey through the RegTech Universe.
Already on the map and have some updates to share?
Contact us to update your information!
Explore the RegTech Universe
Take a closer look at the companies that make up the RegTech Universe, classified by their area of focus. Click on the planets below to see the lists.
RegTech companies that have provided Deloitte with detailed information about their business are marked with 
Total:
485 RegTechs
Regulatory Reporting
Risk Management
Identity Management & Control
Compliance
Transaction Monitoring
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Regulatory Reporting
Enable automated data distribution and regulatory reporting through big data analytics, real time reporting and cloud
Company Name
Inception
Location
People
2006
21-50
acarda is a leading European RegTech provider of regulatory reporting solutions for many clients all over the globe. acarda’s Software as a Service “arep” offers a standardized solution for asset management and fund administration, insurance companies and banks.
2010
51-200
Offers integrated real-time due diligence, transaction monitoring, sanctions screening/watchlist filtering and regulatory reporting capabilities to comply with AML and CTF regulations
2019
1-10
Apex is a leading provider of SEA 15c3-1 software for financial institutions under the regulatory oversight of the SEC and FINRA.
2009
11-50
Reporting software for (AIFMD, FORM PF, Solvency II, COREP, Finrep, HMRC, iXBRL Reporting)
1998
51-200
Offers end to end SaaS solution that enables fund managers to complete regulatory filings within a single platform with built in audit tools, control functions & exceptions reporting
1991
200+
AxiomSL, a leading global provider of solutions and managed services, delivers efficient risk and regulatory data-management and reporting outcomes for financial institutions. Clients leverage AxiomSL’s solutions across financial, liquidity, capital and credit, shareholding disclosure, trade and transaction, and tax mandates. Its single, fully managed, audit-empowered offering, RegCloud® – AxiomSL’s ControllerView® platform in the cloud, futureproofs clients against technology and regulatory change.
2017
11-50
Transforming industry time-consuming reporting processes into an effective reporting supply chain.
2002
200+
Solutions specific to banks, insurers, financial services providers, central banks, and supervisory authorities across the regulatory value chain
2018
1-10
Provides blockchain analytics to identify fraud and opportunity on blockchains
Business Reporting-Advisory Group
2005
11-50
ATOME: Particles is designed to create, validate and export financial report to Excel and XBRL formats and to support multiple reporting frameworks: Solvency II, IORP II, CRD IV, NSTs, etc.
2013
11-50
Trading and reporting solutions to both buy and sell side and for major service providers
2017
1-10
Provides a regulation engine that transformed an international legislation - Common Reporting Standard, into a digital regulation rule
2020
101-200
Cloud Managed Service Regulatory Reporting Suite for MiFID II, Solvency II, IFRS 17, PRIIPs, IORP etc.
2018
1-10
Compliance as a Service is a digital compliance software provider. We are an early stage startup that is currently targeting FSIs and Supervisors with in the Middle East region. Our platform simply put makes the adherence to and the management of regulation easy and simple to achieve. We leverage best-in-class text analytics and cloud technology to achieve this.
2017
11-20
Control Now is an innovative regulatory reporting assurance company that is totally technology-driven. They provide automated transaction reporting accuracy tools (data quality assurance – MiFIR, EMIR, ASIC) and transaction reporting reconciliations tools (reconciliation – MiFIR, EMIR, ASIC, IIROC) as per the regulations.
2017
1-10
Multi-shore tax reporting application for blockchain-based assets. Outsourcing solutions for tax & regulatory reporting as well as withholding tax regimes
2015
11-50
Streamlines and automates the back-office operations of Fund Managers and Fund Administrators
1987
11-20
DASH Regulatory Technologies has been the industry’s leading choice for capital markets regulatory and compliance software solutions. Known as the gold standard, we deliver the most accurate, reliable, and optimized solutions that help top financial firms simplify the complex world of compliance.
2009
>200
DataTracks provides a cloud-based software solution to help you prepare compliance reports for filing with regulators worldwide. DataTracks has been in business since 2005, provides software to prepare compliance reports in 26 countries, serves more than 19,900 clients, and has helped prepare more than 200,000 reports since inception.
N/A
1-10
Regulatory software solution to allow meeting regulatory requirements such as EMIR,REMIT and MiFID II.
2014
1-10
Generates regulatory reports for financial institutions based on the latest guidelines
Dominion Digital Banking & Insurance
2013
51-200
A single solution for processing data and distributing regulatory reports to relevant regulatory bodies
2017
1-10
Provides importers with smart DIY solutions. Every importer will independently control their own critical importing processes, contacting customs authorities, governmental agencies, warehouses, shipping lines and tracing vendors, using a web application
2017
1-10
Fenion is a leading Austrian RegTech providing regulatory reporting and quantitative services within the asset management industry. We support a broad variety of global investment management companies, as well as clients within the insurance, pension fund and banking sector to meet their regulatory reporting requirements.
2006
> 200
Fintellix is a leading provider of digital and regulatory solutions. Our solutions include data management, multi-country regulatory reporting, credit risk, and supervisory technology for the banking and financial services industry. Our industry expertise together with our data management proficiency and deep regulatory understanding enables us to solve complex data, risk and regulatory issues in financial organizations. We help maximize the value of data by transforming it into insightful information and analysis that assist our clients in understanding their business performance, managing, and mitigating risks, and meeting compliance requirements while helping them stay ahead in the digital era. Our data management platform is highly scalable and can be implemented to manage the entire life cycle of data for both regulated entities and regulators/ supervisors. Our packaged risk calculation and regulatory reporting solutions help financial institutions meet compliance requirements for specific jurisdictions/ regulations.
2015
1-10
Post-trade compliance technology solution for investment firms supervising client best interest regulations. Pre-trade solution for advisors to align KYC/KYP.
2006
11-50
Investment compliance monitoring, risk analysis and regulatory reporting technology
2022
1-10
Fundvis is complete management suite where all cross-company workflows for the setup and lifecycle management of the Fund Industry are digitalized. The platform provides a wide range of customizable features to manage daily operations in line with the regulatory requirements of the financial supervisor.
2013
51-200
Solution that provides order management and information service to the fund industry
2013
11-50
Regulatory reporting tool based on Big Data Analytics, real time reporting and Cloud
2019
1-10
id4 is a Software as a Service (SaaS) company specialised in the provision of digital Customer Lifecycle Management (CLM) solutions for financial and non-financial institutions. id4’s solutions help institutions to onboard clients digitally in an increasingly complex regulatory environment, whilst concurrently delivering a client user-friendly experience.
2013
11-50
Regulatory reporting data specialists providing quality assurance for financial institutions, large and small
2019
11-50
Provider of global regulatory compliance reporting, trade surveillance, and supervisory controls covering across asset classes.
2018
1-10
Global cryptocurrency tax platform that enables investors and accountants to generate tax reports compliant with the tax laws in their home country
2000
11-20
Kundesjekk.no solution ease compliance by collecting and visualising data, ensure proper procedures and documentation. Collect data from end users in easy to use and prefilled forms. Facilitate IT systems integration.
2016
11-50
Automated, cloud-based platform that helps organisations know the law that applies to their business, in every jurisdiction.
2014
1-10
Platform that extracts data from scanned financial services contractual documents
1989
200+
Solutions for automation of regulatory reporting and optimisation of cross-product collateral management to meet regulatory requirements
2016
11-50
A global company using Artificial Intelligence and Machine Learning to provide banks and others a better way to conduct Financial Crime Compliance
2015
51-200
Provides an AI powered auditing solution that leverages machine learning and AI techniques
2015
11-50
Regchain, is an ongoing residential loanbook Risk Review tool that assists Financial Institutions in complying with and reporting to regulatory bodies
2008
> 200
Moody’s Analytics provides financial intelligence and analytical tools to help business leaders make better, faster decisions. Our deep risk expertise, expansive information resources, and innovative application of technology help our clients confidently navigate an evolving marketplace. We are known for our industry-leading and award-winning solutions, made up of research, data, software, and professional services, assembled to deliver a seamless customer experience. We create confidence in thousands of organizations worldwide, with our commitment to excellence, open mindset approach, and focus on meeting customer needs.
2013
11-50
nadi is a SaaS application dedicated to the production of financial reports, regulatory reporting and investor documents
2011
51-200
End to end reporting solution for banks, brokerage houses, hedge funds and asset managers
2019
1-10
Provides SaaS solutions for the asset management industry, leveraging data analytics, automation and cloud-based computing.
PANALIS Political Intelligence
2015
1-10
Helps to track political and regulatory information from parliamentary and non-parliamentary sources
2002
51-100
Pincvision enables international operating companies to be compliant with regulatory requirements, respond quickly to changing rules and provides the flexibility & speed to maintain operational excellence and stay in control.
2019
11-20
Point Nine is a regulatory reporting firm providing trade and transaction reporting services to legal entities across the globe.
2019
1-10
Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class cloud based technology solutions that are easy to use and at affordable price points.
Our award-winning ReportAssure Platform, powered by our proprietary assurance engine, performs one of the most comprehensive arsenals of accuracy checks in the industry, giving customers peace of mind that their transaction reports are as complete and accurate as possible.
And by offering affordable, modular subscriptions, we enable financial firms of all sizes to benefit from high-quality, regulatory reporting technology.
Our solutions are used by leading regulatory consultancies ensuring our awareness of regulatory changes on the horizon and removing this uncertainty for our clients.
2011
11-50
Gathers data from disparate sources and employs AI to analyse the information and automatically generate regulatory reports
2017
1-10
Qvonto Regulatory is a complete and automated end-to-end solution for analytics calculations, managing texts & data, and producing regulatory documents such as PRIIP KIDs, UCITS KIIDs, MiFID II reports a.o.
2010
51-200
Central trade repository for reporting trades and transactions across multiple product classes for European regulatory reporting requirements
2020
1-10
Regtick Ltd is a visually intuitive Governance, Risk & Compliance platform which enables senior managers to meet new regulations and evidence on-going compliance with financial conduct standards and other regulatory processes.
2016
1-10
Solutions for the insurance, funds, investment administration and banking industries
2015
1-10
Platform streaming actionable regulatory intelligence, contextually connected to policies, procedures, other documents and information
2015
1-10
"Reporting Center is a RegTech company specialized in reporting software solutions for the European banking market. Elite Reporting Platform covers data extraction, data parse, algorithms computations, reports export in standard format (Excel, XBRL, XML, CSV, TXT etc.).It contains a repository with all the Regulatory Reporting required by the European Banking Authorities (FINREP, COREP, ALMM, LCR, NSFR, MREL, Asset Encumbrance, Own Funds, Large Exposures, Leverage Ratio etc.).
2017
1-10
End-to-end solution for analytics calculations, managing texts & data, and producing regulatory documents such as PRIIP KIDs, UCITS KIIDs and MiFID II reports.
2010
11-50
Provider of a digital ecosystem for capital markets to allow efficient production and regulatory approval of issuance documents and an online portal for issuers to know what to file and when as part of their ongoing regulatory obligations.
2015
1-10
Regulatory reporting for funds (CRDIV, FATCA, CRS, Solvency II, AIFMD, EMIR, MIFID II, MIFIR, PRIIPs)
2015
1-10
Enables the reporting of transactions and positions across all asset classes, with built-in reconciliation and monitoring capabilities to comply with regulations
2016
1-10
Trans World Compliance provides software solutions to simplify the compliance and regulatory requirements for US, Foreign Financial Institutions, tax regulatory bodies and governments.
2016
1-10
Trading solutions for the enterprises in the electronic Fixed Income and Derivatives markets to ensure regulatory compliance
2014
1-10
A mobile communications compliance & governance service to help organizations capture all nonverbal communications on mobile devices including SMS/MMS on social media and communications platforms
UnaVista, London Stock Exchange Group
2007
51-200
An approved EMIR Trade Repository, MiFID Approved Reporting Mechanism and trade repository for SFTR
2018
1-10
Open Banking technology to automate the customer onboarding process, ensure regulatory compliance and transform paper gathering to data download.
1996
> 200
Solution ensures complete compliance with the latest regulatory requirements by fully reconciling mismatching data fields into custom-built reconciliation tables for monitoring
2000
51-200
A Global RegTech Provider of the Year awarded by Central Banking, trusted across 30 countries in supervisory technology for Financial Regulators, regulatory reporting across Banking, Insurance, Pensions and cross-border automated exchange of information (AEOI) for Tax Authorities. Vizor’s latest innovations for the RegTech ecosystem, Vizor Reporting API and Vizor Reporting Centre, have been launched in Singapore and Australia in 2020 to automate regulatory reporting. This reflects Vizor’s commitment to delivering new innovative solutions which digitalise and increase efficiency between regulators and regulated entities.
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Risk Management
Detect compliance and regulatory risks, assess risk exposure and anticipate future threats
Company Name
Inception
Location
People
2012
11-50
Designs and develops enterprise regulatory change management cloud based software solutions
2007
11-50
Specializes in software solutions and has created third-party management & oversight platforms
2013
1-10
Risk analytics that detects disruptive events in global financial markets and anticipates price movements
2015
1-10
Provides Expected Credit Losses calculations and computation of bank Risk Capital and RAROC
2017
1-10
Provider of compliance & security capabilities to governments, banks, healthcare & energy companies, delivered inside of a single piece of software.
2015
11-50
Alyne is a B2B RegTech solution that offers organisations access to 1200+ easy to understand controls to facilitate an efficient and agile process. Organisations can easily create an unparalleled degree of risk transparency with our highly scalable assessments function, performed both within their organisation and to their dependent third parties. Standards, laws and regulations relating to Information Security, Data Privacy, Operational Risk Management, Financial Regulation, BCM and other topics are linked with each control statement and enables an effective solution for measuring compliance.
2012
11-50
Data management and analytics, risk monitoring, compliance workflows and reports
2015
11-50
Specializes in audit, risk and compliance software related to financial crime compliance and risk management
2014
11-50
A data-driven SAAS based solution used to monitor risk and controls, spot hazards/issues and mobilize action
2008
200+
Helps companies use machine intelligence and topical data analysis for risk mitigation and regulatory compliance
1996
21-50
Redefine the way your organisation pursues opportunity and manages risk.
Make the right business decisions with an easy to use solution that provides a comprehensive integrated approach to governance, risk and compliance.
2019
1-10
Circle8 aim is to use advanced technology, such as AI, to address one of the biggest challenges facing the financial services industry. Through automation the Circle8 solution reduce the repetition and allow your business to focus on the value-added. On ensuring that you are providing the best service to your client while minimizing the compliance risk.
2003
11-50
Offers regulated businesses automated spreadsheet risk management solutions allowing same levels of data governance and management control that feature in their IT systems
2014
11-50
Collates data from regulatory notices from over 85 major regulators related to enforcements, thematic reviews, business plans, speeches etc. in order to determine future risk impacts.
2012
11-50
Aggregates, analyses, and anonymises credit risk estimates from market participants to create a new source of credit risk data
2015
11-50
Datarama is a one-stop information source for complex risk/opportunity assessment and due diligence in emerging markets
2011
1-10
Derivitec products have been designed to allow users to understand the risk on their portfolios clearly, and effectively. Available out of the box as a powerful web application, or integrated directly into the client’s own applications, Derivitec covers your risk needs from initial analysis to final attribution, providing complete transparency across all stakeholders in your organisation.
2013
51-200
Provides crypto-asset risk management solutions for financial institutions. Elliptic has assessed risk on transactions, uncovering illicit activities related to money laundering, terrorist fundraising, fraud, and other financial crimes
2018
1-10
We are a start-up operating in the regulatory technology services business (Reg Tech), founded by professionals with a background in corporate compliance activities.
Our business focus is to provide end-to-end support in background checking and forensics activities, covering an extensive list of sources of information, both local and international.
We provide a wide list of services based in data relevant for the compliance routines and our major offering is to leading edge technology for data gathering in public sources, smart compilation of data and risk scoring relative to business counterparties in general (suppliers, customers, business partners etc.), displaying information in a way that brings agility and efficiency to KYC (Know Your Counterparty) practices in general.
2005
51-200
Real-time data monitoring, using machine learning and adaptive behavioural analytics to detect fraud and risk
2006
200+
Compliance, Risk & Analytics Products and Solutions for the Global Financial Services Industry
2021
1-10
GeneriTrend is a big data analytic platform backed by expert consulting that formalizes and automates the process of determining if a trademark is becoming – or has already become – a generic term.
2017
21-50
Grath was born from an idea to build an extensible and easy-to-integrate platform for managing regulatory compliance by a founding team of industry practitioners, passionate about transforming the future of financial services.
Their mission is to eliminate reliance on manual oversight by empowering Audit, Risk and Compliance teams to achieve real-time regulatory assurance.
2014
11-20
Heliocor is an award-winning Regtech company delivering solutions to the financial services industry and beyond. We help our clients cope with the ever-changing demands of regulation by providing solutions that meet all their compliance requirements.
Our platforms use AI and Machine Learning Paradigms to provide a high performant, high-quality solutions infrastructure within our client organizations at an affordable cost for organizations of all sizes and are capable of monitoring a few transactions a day to thousands a second.
2013
1-10
FCA regulatory hosting umbrella for funds, start-ups, fintechs and financial services firms.
Leading Point Financial Markets
2020
1-10
Provider of anti-financial crime, corporate treasury, information security and unstructured data management solutions.
2020
11-20
My Compliance Centre is for firms that are regulated for financial services. For most firms, it replaces a complex network of Excel worksheets, documents and systems with a single, shared and integrated cloud-based compliance management solution.
2009
> 200
Ncontracts is an integrated risk management software company offering governance risk and compliance tools and services to the financial industry. We serve over 4,000 financial institutions and Fintech customers nationwide.
2017
11-20
"Neterium is an API-native regtech, founded in 2017 by a team having a combined 100-year expertise in Financial Crime Compliance (FCC). Today, 80% of all cross-border banking transactions are screened using technologies we previously designed.
Our exclusive focus is to help fintechs, banks and digital platforms perform watchlist screening through our real-time API. Screening is a regulatory obligation for two specific use-cases:
1. Screening of payments (or other financial transactions) against international Sanctions & Embargo lists, as required by law to fight against terrorism financing and money laundering.
2. Onboarding and continuous monitoring of clients or counterparties to comply with sanctions, anti-money laundering and anti-corruption laws, as part of the “Know-Your-Customer” process.
Our cloud-based solution went live in early 2020 and sets a new standard for watchlist screening in terms of performance, flexibility and data analytics, combined with a completely new go-to-market."
2016
11-20
We provide data-driven fraud management, transaction monitoring/screening and AML name checking solutions on the cloud and on-premise. We intend to become a one-stop compliance solution in the RegTech space.
2015
21-50
NOTO is an enterprise grade solution designed to address all financial crime threats. NOTO is a data agnostic and uniquely flexible solution that empowers our users to efficiently combat fraud and money laundering across any vertical or industry. NOTO is designed to consume and simultaneously interpret any user profile, transactional or other related information providing a real-time output that enables businesses to better analyze and understand data at scale, mitigate risk, fight fraud, and remain compliant.
2006
51-200
Insider threat management solution that empowers security teams to detect insider threats, streamline the investigation process, and prevent data exfiltration
2009
11-50
Data analytics for derivative counterparty relationship optimization and risk management
2017
1-10
The Phinity Risk Solutions platform integrates into your risk and compliance processes to help you decrease your risk exposure. Boost your risk management capability and manage your organisational risks, from identification through to remediation with the help of our powerful solutions. Make informed decisions faster with our strong and relevant reporting based on your risk and compliance data.
2021
1-10
In July 2022, the company published its b2b software-as-a-service solution to handle subject right requests in accordance with EU-GDPR. The software is named "PRIVAPI PORTAL" and offers its clients a convenient way to reduce regulatory risk (compliance with EU-GDPR and local data protection regulations) and dramatically decrease the effort required to handle subject rights requests.
2014
11-50
Big data anonymization platform helping institutions derive value from analytics while complying with GDPR
2010
11-50
Helps clients with risk model development and meet regulatory expectations through a combination of consulting and open source software
2012
11-50
Analyses fact-to-face conversation with AI and machine learning to support the risk management process
2012
51-200
Platform that integrates structured and unstructured data sources to provide holistic visibility of human risk across the enterprise
2017
11-20
Regulatory Lab supports European law firms and tax advisers to meet all regulatory requirements by managing the entire onboarding and AML process.
2016
1-10
Enables organisations to directly engage with their risk management, reduce their operational risk levels, monitor their requirements and stress their capital liquidity while staying compliant with the regulatory regimes
2018
1-10
The risklution software is the solution to record and monitor your risks in a structured way. We offer you the possibility to map your risk reporting securely on a single platform. The software supports the user with, among other things, automated risk reports and an internal control system including notification system and alarm chain. Your legal requirements are thus fulfilled.
2018
1-10
Digitizes risk management in small and medium-sized companies, especially in the leasing and factoring industry
1994
> 200
SAI360 is a leading ESG cloud provider connecting GRC, EHS, Sustainability and Learning.
Their SAAS platform with interconnected modules enables organisations to optimise and automate GRC processes like:
• Operational Risk Management
• Internal Control/Audit
• Business Continuity Management
• Third Party and IT Risk Management
• Policy and Regulatory Change Management
2019
51-100
Secuvy is a Next-Generation Cloud Platform to automate Data Security, Privacy Compliance and Governance via AI-Driven workflows. Best in class Data Intelligence especially for Unstructured data.
2018
11-50
Provider of modern data products and applications purposed to fight financial crime.
2009
11-50
Uses AI to extract and analyse infromation from written contracts to help understand associated risks.
2000
200+
Automated risk management and pre-trade/post-trade processing of listed and over the counter transactions
2012
11-50
Comprehensive software solution to analyse, process and deliver big data for compliance and risk management
2018
51-100
TrusTrace is a B2B SaaS platform for product traceability and product compliance. We are focussed on Fashion and Textile industry as they face lot of ESG regulations and continuous requests from country specific customs and consumer authorities.
2001
11-50
Unitas CRI (Country Risk Index) Service provides Country Risk Ratings of 239 Countries with 35 Variables in real-time
1995
200+
Helps banks in automating activities and processes, mitigate fraudulent and malicious instances whilst staying compliant.
2001
11-50
Processes and analyses data from various sources to provide trade risk management solutions
2011
21-50
Automated online due diligence and data enrichment solutions uses sources like dark web, social media, online news/articles and millions of web pages to find relevant connections, detect risk indicators and cut the number of false positives.
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Identity Management & Control
Facilitate counterparty due diligence and Know Your Customer (KYC) procedures. AML and anti-fraud screening and detection.
Company Name
Inception
Location
People
1836
200+
Services for payment efficiency, compliant transactions, bank counterparty insight and AML screening
2001
51-200
An onboarding automation platform for financial services while providing analytics
1996
51-200
SaaS workflow and Reference Data solutions for KYC process and AML regulatory obligations
2019
21-50
ALICE develops and sells a proprietary biometric identity verification solution to onboard new users online quickly and securely. The solution use artificial intelligence to automatically verify a user´s identity by matching their physical appearance with authorised identity proofs such as ID card, driver´s license or passport. This allows their customers to fight impersonation fraud which might occur through cheating the digital onboarding or control access processes with a false identity.
2017
11-50
Contributes to the digital transformation of regulated firms in full compliance with regulatory requirements, including customer onbarding, KYC and AML.
2005
11-50
KYC, AML/CFT, OFAC, FinCEN314a modules designed to assess and manage behavioural risks and streamline workflows.
2011
11-50
Software to assist organisations in meeting financial crime compliance obligations and manage risk
2019
21-50
AsiaVerify provides business verification technology, enabling instant access to business, customer and shareholder verification data, sourced from the most authoritative government registry information sources across Asia, fully translated in real-time.
Conducting compliance checks in Asia can be an expensive, time-consuming, and complicated task, often resulting in incomplete, outdated or inaccurate information, in a language your business cannot use. AsiaVerify’s automated and intuitive platform simplifies this resource-intensive process, transforming how our customers collect KYC/KYB and Ultimate Beneficial Ownership (UBO) data to make better-informed business decisions.
2015
11-50
A digital identity and authentication platform that allows anyone to verify their identity and then use their digital biometric passport on any website to prove who they are
2008
11-50
Provides a layer of security that lets your customers authenticate themselves through the unique ways they type, swipe and hold their devices, to prevent fraud
2017
11-50
Provided a Client Due Diligence tool that supports compliance with AML, CRS & FATCA regulation
2016
51-100
No matter the market or sector, Credas helps businesses streamline their onboarding process using market leading-technology to revolutionise the way they manage their compliance and due diligence.
2014
1-10
Governance, Risk & Compliance, Investment Analysis & Portfolio Management solutions
2000
51-200
Uses AI and machine learning to analyse customer information from structured and unstructured data sources
2011
51-200
Solution to identify adverse information and to conduct KYC and AML compliance checks
2000
51-200
Offers a range of digital services to assist financial institutions with their client onboarding processes
1984
200+
Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting
2013
11-50
Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting
2013
200+
DDIQ is AI-based automated due diligence solution by Exiger aimed at enhancing risk assessment related to clients, investments, transactions, third-parties and counterparties
2009
200+
Regulatory Onboarding, Client & Counterparty Data Management and Client Lifecycle Management solutions
2016
11-50
Solution to process and verify client onboarding documents in real-time for compliance
1990
51-200
Provides real-time trasnaction and customer screening through their watch list solutions
2018
51-200
Complete fraud protection for Banks, insurance, telco’s, eCommerce and gaming from the time their customer signs up to a service, signs in and then uses the service.
fraud.com is a single platform with no gaps, united in defence, strategy, operations, support, maintenance and one that the market can afford.
2013
21-50
The Giant Oak team integrates behavioral scientists, software engineers, and security experts to bridge the gap between the technology needed to store and process big data and the ability to extract meaningful knowledge from it for front line analysts in the financial and federal sectors.
2017
11-50
Managed service solution for KYC/AML due diligence with continuous maintenance of Client's KYC files and mutualisation abilities
2011
1-10
Offers technology that help banks onboard and engage with their customers for various financial services
2016
11-50
Solution for businesses to verify the identity of clients in order to comply with international Anti Money Laundering regulations
2017
1-10
Cloud-based personal data and consent mediation platform that enables a transparent and trustable data sharing economy
1996
11-50
Technology and Business Consulting company providing systems of engagement, integration and advanced analytics solutions to banking and insurance companies.
2017
1-10
Biometric-Driven, KYC/AML-compliant, omni-channel whitelabel RegTech platform to help collect and manage identifying information about a person and/or business
2014
51-200
Gathers and analyses data from disparate sources to provide compliance-related information, including due diligence solutions
2010
200+
Combines biometric facial recognition, facial image matching, ID verification, and document verification to ensure the physical identity matches the real-world identity.
2015
11-50
Tools for KYC verification using cyber-security technology and international AML databases as well as local micro data-sources.
2012
11-50
Global live network that provides real-time access to official commercial and banking registers for Business KYC (KYB) purposes, covering 200 jurisdictions and 110 million companies worldwide
2013
11-50
Platform to organise, manage and share corporate information to facilitate regulatory compliance
1972
200+
SaaS and AI-powered platforms for discovering and managing reputational and regulatory risks through database screening and enhanced due diligence
2013
1-10
KYC-Chain uses distributed ledger technology to provide businesses with secure KYC procedures that gives users ownership of their identity data
2010
21-50
LAB Group provides streamlined digital customer acquisition, identity verification, and onboarding technology, including a complete suite of regulatory and compliance functions to the financial services industry globally. LAB Group’s digital customer acquisition and onboarding Software-as-a-Service supports a seamless, secure, and compliant customer journey with continuous improvement through compliance monitoring, advanced analytics and implementations. LAB’s technology continuously evolves to meet the constantly changing Know Your Customer and Compliance demands of regulators.
2012
1-10
KYC tool providing businesses with automatic regulatory compliance checks during, and after, the client onboarding process
2015
11-50
Leverage open source intelligence and machine learning techniques to enhance due diligence processes
2016
1-10
MiFIDII-compliant customer risk profiler for financial advisors using machine learning and cognitive science
2015
1-10
NewBanking provides a platform that enables end-users to verify and share their legal online identity with companies they trust
2016
11-50
Platform that embeds the KYC/AML process on a blockchain framework, removing the duplication of efforts between financial institutions and other entities
2010
11-50
Provides a risk scoring platform that can handle multi-source fraud detection and compliance checks
2007
11-50
Focus on economic sanctions, anti-money laundering, anti-bribery & corruption and financial fraud
2016
11-50
Provides a technology solution that centralises all an organisation's checks in one location
2009
11-50
The RoboComplianceOfficer offers a new way of gathering, storing and verifying the source of wealth information of a client
2016
1-10
Provides fraud prevention technology that combines device intelligence, behavioral analytics, and a real-time decision engine to detect and prevent fraud
2002
200+
Provides automated customer screening solutions through its AI-driven risk database comprising PEPs, sanctions and adverse media.
1992
> 200
Regula is a global developer of forensic devices and identity verification solutions.
With our 30+ years of experience in forensic research and the largest library of document templates in the world, we create breakthrough technologies in document and biometric verification. Our hardware and software solutions allow over 1,000 organizations and 80 border control authorities globally to provide top-notch client service without compromising safety, security or speed.
2017
1-10
Employs artificial intelligence to fulfill the requirements of MiFID II/FIDLEG investor risk profiling and KYC data collection
2015
11-50
Specializes is gather open-source intelligence (OSINT) from hard target nations. Compliance professionals, law enforcement, and national security professionals leverage these global public records to identify risky networks and ultimate beneficial ownership
2015
51-200
An Enterprise Identity and Compliance platform with an end-to-end identity management solution. Helps guide the flow of any digital transaction in a secure and compliant way.
1995
11-50
Provides advisory services and managed services for know-your-customer (KYC) & customer identification needs, regulatory compliance requirements and secured lending portfolios
2013
11-50
Enables real-time identity updates from trusted identity providers, ensuring that businesses can react quickly to new information, whilst providing privacy.
2016
11-50
Digital identity verification application for the verification of ID card, Passport, Driving License, and Credit/Debit card
2016
101-200
SignDesk is a 5-year old award-winning RegTech pioneer, engaged in providing digital business documentation solutions, with a focus on ID verification, digital onboarding, and KYC validation.
The costs of KYC compliance, along with the inefficiencies associated with traditional onboarding & paper-based verification have resulted in soaring operational costs & loss of productivity, while increasing the dependence of businesses on outdated manual methods. SignDesk aims to completely digitize and automate all aspects of business documentation, including KYC verification & onboarding. We use cutting edge AI & ML techniques to help businesses automate and go paper-free.
Our KYC & ID verification solutions use OCR & AI to extract data from document images, validate relevant information, perform facial matching, and ML-based techniques to filter out fraudulent IDs and profiles. All these capabilities are rooted in a smart & customer-centric interface designed to streamline the KYC process and complete onboarding smoothly.
Our ID validation solutions support various KYC workflows, including VCIP, VBIP & VIPV, and are customizable upon request. Our 350+ clients who utilize our digital KYC solutions have experienced reductions in onboarding costs of 90%, TAT reductions from days to minutes, and a 20% reduction in KYC drop-offs. Our efforts to automate verification have been recognised through various awards, the latest of which is the Best AI/ML Product at InnTech 2020.
Our ID verification solutions are cost-effective, seamless & have been shown to deter fraud. They can also be combined with our other offerings to create an end-to-end solution that can be used for account opening, loan disbursement & insurance verification.
SignDesk additionally offers an eSign suite with Aadhaar, digital & video-based signatures, a nationally acclaimed digital stamping solution & an eMandate solution to automate recurring payments, in an effort to digitize business documentation.
2011
51-200
Platform that delivers AML searches and verifications on Individuals and Businesses across the UK and International Markets
2014
11-50
Uses Machine Learning for enhanced, ongoing identity verification and compliance checks
2016
1-10
TMR Global simplifies Risk Management from start to finish. TMR GLobal delivers lasting cultural change by supporting enterprises with integrated risk management applications which include the ability to execute automated key control testing across data based events, lifting labourous detective controls into real time preventative contros through continual API based assurance.
2007
11-50
Cloud-based trade counterparty management solution to meet regulatory compliance
2011
11-50
Identity verification solutions for Anti-Money Laundering (AML) and Know Your Customer (KYC) processes
2017
1-10
Ume is a Regtech focusing on digital due diligence of fund distributor (Know your distributor - kyd)
2005
51-200
Captures, organizes, classifies and presents information from data through risk reports and link relation graphics. KYC, KYS, KYE, Background checks, risk analysis and due diligence
2018
11-50
Vadis collects and enriches complex business data by matching people and companies with public, private and affinities links, to be able to visualize any potential conflicts of interest
2007
1-10
Established 2007 and offering AML KYC, online training, broad compliance solutions, and company data to regulated sector
2016
51-200
Vital4 is determined to make due diligence smart, light touch, automated and more powerful than anything else out there. We are committed to harnessing technology to drive costs down and deliver unsurpassed results —results that let anyone concerned about compliance sleep better at night.
2020
1-10
Complete technological and legal toolkit built to manage all your AML requirements. Our solution cover all AML requirements, not only KYC but everything, including legal work, risk-scoring and support of our certified experts for AML routine work
2015
21-50
ZignSec offers technology for digital onboarding and ID verification services. Our platform evolves constantly by aggregating the best available verification data providers within each geographic market. By combining individual solutions that meet each customer’s need we can create a powerful workflow that is specific to any business or market.
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Compliance
Real time monitoring and tracking of current state of compliance and upcoming regulations
Company Name
Inception
Location
People
2019
11-50
Combines regulation, risk assessment and risk management into a compliance collaboration platform.
2009
11-50
Captures and monitors regulatory data so it can be read by machines and understood by humans.
1999
200+
Offers a RegTech solutions suite that enables an efficient and effective regulatory compliance
2018
1-10
Automation of cannabis, hemp, CBD and tobacco regulatory compliance and code enforcement.
2020
1-10
Aereve is a Translateral Regtech and Suptech company, specialized in testing screening systems for AML/CFT and KYC efficacy.
We provide unique screening testing solution for English and Chinese with both transliteration and native-to-native capabilities.
2020
1-10
B2B information service provider that combines local legal know-how with technology to give organisations access to the critical legal and regulatory knowledge and expertise they need about developing and growth markets, when and wherever they need it.
2018
1-10
Manages and documents personal data in data sources, whilst incorporating collaborative cognitive learning
2015
1-10
Albany's Conect platform makes governance and oversight of third parties effortless
2017
1-10
Solution to transform complex regulations into digital compliance rules and to manage regulations digitally
2015
11-50
Information security and tracking service. Secure e-statement, secure document sharing and email
1964
200+
Software provider in the field of omni-channel recording, quality management, and analytics
2015
11-50
Deliver Artificial Intelligence (AI) and Machine Learning Solutions to produce and automated Compliance and Audit tool
2009
11-50
Fixed income pricing and execution management solution, ensuring MiFID II compliance
BAE Systems Applied Intelligence
1970
> 200
As part of BAE Systems, Applied Intelligence has a deep knowledge in protecting and enabling large and complex organisations in the face of today’s digital threats.
With our track record for being the trusted partner of governments, we're uniquely able to help financial services institutions counter economic crime and fraud.
With over 20 years of providing regulatory compliance and counter fraud solutions in over 17 countries, they are supported by 2000+ engineers and 3500+ experts whom are trusted by more than a third of the global top 100 banks and protect 100 insurance carriers and their affiliates against crime.
BAE Systems Applied Intelligence is part of the greater BAE Systems group with is over 85000 strong.
2011
1-10
Delivers segmented rule content with linked supporting authority and a suite of integrated apps that support the entire lifecycle of compliance, in addition to consulting services
2015
1-10
Operates in asset freeze screening, politically exposed persons, money laundering and distribution
2014
11-50
Compliance reporting and assessment tools, holistic employee monitoring and risk scoring
2014
1-10
Automated tracking, reporting, and compliance management for government incentives
1989
200+
Provides services that include fraud detection, behavioral analytics and regulatory compliance solutions
2013
21-50
CardX provides solutions for businesses to accept credit cards at 0% cost, making payments more fair for everyone. We offer technology-enabled compliance with the surcharging rules, allowing businesses to keep their payments acceptance simple while providing their customers the option to pay by card.
2003
> 200
Carne helps clients optimize the performance of their management companies, and give asset managers tactical opportunities to increase efficiency. Clients leverage our global infrastructure and digital platform, Curator, through a toolkit which covers directors and designated persons, AML, distribution, due diligence, and tactical management companies. It’s powered by specialized local knowledge with a worldwide footprint.
Carne gives institutional investors, distributors and asset managers new options to strengthen operations by leveraging our technology and global infrastructure. A digital platform that connects you to your fund universe in all jurisdictions, to your industry partners and to every element of management through the product lifecycle. Specialized regulatory expertise and workflow experience built into its processes for agility and control. Data analytics and automation to reduce risk and increase speed.
2020
1-10
Cascade aims to facilitate the complex role that administrators play in the financial sector by offering one centralised solution where the whole relationship of a client and governance process is driven by a single product.
2019
1-10
Watchlist screening tools available online, fully automating manual tasks, and building the world’s largest financial crime compliance database.
2018
11-50
Reads, registers and classifies documents, applying regulatory requirements with no user impact, and no code or integrations.
2007
11-50
Provides eDiscovery & Surveillance solutions to help firms protect their reputations by the early detection of risks such as fraud, insider threats and market manipulation
2013
11-50
Artificial intelligence and machine learning tool to analyse historical email data and automatically identify anomalies
2008
11-50
Real time knowledge discovery solution for "Proactive compliance assurance" and "Governance & Regulation Intelligence"
2012
11-50
Online document management and collaboration for Compliance, Legal, Finance, Operations and Risk teams
2018
1-10
Codifies financial legislation into machine executable rules, giving their clients real-time insight and risk identification
2015
1-10
Artificial intelligence platform that empowers businesses and law firms with deeper insights on their legal data for compliance purposes.
Compliance Solutions Strategies
2016
51-200
Covers compliance disciplines spanning regulatory reporting, regulatory data management and distribution, pre- and post-trade monitoring and analytics, and compliance management and best practice
2016
11-50
Search, Monitor, Access, Research and Track financial regulatory information, in real-time
2008
51-200
SaaS platform for real-time data analytics, audit and flexible reporting, regulatory compliance tracking
2008
51-200
Continuity automates the compliance management process, offering workflow solutions and regulatory alerts.
2019
1-10
CookieFirst - Consent Management Platform. CookieFirst aims to optimize the opt-in rate for the use of data, so that marketing departments have valid data to work with and at the same time comply with international privacy laws.
2012
1-10
Provides website compliance with EU General Data Protection Regulation (GDPR) & ePrivacy Directive
2013
200+
Its Enterprise Immune System technology uses AI and machine learning to detects and responds to previously unidentified threats Data Security
2016
11-50
Focuses on GDPR and other compliance areas, identifies personal and sensitive data, defines data polices and document types and monitors compliance
2021
1-10
Depowise is an investment oversight and compliance monitoring software solution for the fund management companies, fund administrators and depository banks that helps you keep up with constantly changing business environments and growing compliance burdens. It will improve corporate governance and accelerate the implementation of regulatory changes by automating investment compliance and oversight tasks.
2011
11-50
Integrated management system and services for digital quality and regulatory compliance management
2018
1-10
Offers an automated solution to the due diligence, know your customer and compliance market in financial services, insurance, recruitment and other industries
2019
1-10
Free sanction screening for individual and entity names against more than 30 official sanction and criminal lists
2011
51-200
Delivers end-to-end compliance management with automated data aggregation and in-place remediation for public cloud environments
2014
1-10
AI-powered KYC/AML Enhanced Due Diligence platform that helps organizations comply with AML rules and regulations. Includes ID verification and Link Analysis tools
2012
51-200
Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls. Droit partners with leading global financial institutions to create forward-looking operational and regulatory solutions within the ever-changing financial landscape.
2001
51-200
Data room provider that allows highly secured access to confidential documents and safe third party access
EbixCash Financial Technologies
1999
200+
Provides technology solutions for Investment Compliance and Regulatory Reporting
2019
11-20
Etac is a software application focused on the process digitalization in the financial industry. Its primary aim is the automation and streamlining of business processes, error minimization and measurable quality improvement as well as cost reductions. Tedious manual work can be significantly reduced and people can focus on value-adding tasks. At the moment, etac helps its customers to efficiently fulfill regulatory requirements in investment compliance and optimizes the collaboration with external auditors.
2004
1-10
Software in the area of Governance, Risk and Compliance offering custom compliance management solutions
2020
11-50
Automates back office operations, reporting and compliance through white label software for digital wealth management firms.
2015
1-10
SaaS management solution for the European General Data Protection Regulation (GDPR)
2015
11-50
AI and machine learning to gather, analyse and filter information for research management while ensuring MiFID II compliance
1986
51-200
A group of companies offering a suite of technologies and consulting services for treasury and accounting deparments
2017
1-10
Most advanced name matching, searching and unifying technology - able to identify identical to similar names across 38 languages, spelling mistakes and unstructured.
Best of class transaction screening, can screen a name in less than 200 milliseconds and at greater accuracy - making it the world only real time screening solution in the world. Support KYC/KYB process and On-going screening as demanded by law.
2012
11-50
Risk orchestration platform to streamline governance, risk & compliance process via workflows, along with predictive analytics models
2013
11-50
A software vendor for KYC solutions and helps companies comply to AML-CFT regulations
2006
51-200
Fonetic builds technology that processes and analyses all trade communications data, including voice to ensure compliance, detect fraud and perform trade reconstruction
2012
51-100
Solutions for compliance management, internal control, risk management and reporting
2006
11-50
Helping investment managers and depositaries adhere to investment compliance, risk and regulatory reporting regulations through solutions and managed services
2010
51-100
Automated shareholding disclosure, investment restriction, sensitive industry and position limit monitoring.
2015
1-10
Trade management platform with compliance management and regulatory reporting components
2014
11-50
Data management platform that provides full oversight capabilities to ensure effective and compliant fund distribution activities
2019
1-10
PIL develop SaaS regulatory compliance platform that offers an effective automated solution powered by built-in, dynamic integration with regulations and checklists. PIL has met objectives of POC, having market-proven presence, running product, and paying clients. PIL received a grant from the Innovation Authority of Israel in a pilot program by Israel Securities Authority (ISA).
2011
1-10
Governance, Risk and Compliance (GRC) solution dedicated to Investment Fund professionals
2015
1-10
Governor Software offer financial firms the ability to deconstruct regulations, frameworks and policies into visual maps that clearly communicate the obligations that require oversight and enables them to track the changes as they are made to the obligations.
2020
1-10
HARPOCRATES is providing a SaaS-Solution to ensure regulatory compliance in the context of data privacy and Basel III/IV.
This is achieved with the transformation of regulations into digital rules which can be applied to services and applications to ensure compliancy by design. In order to maintain compliancy the rules are updated whenever a change in the regulation occurs and will be applied automatically.
2020
11-20
HelloFlow provides a no-code digital onboarding platform to build a sleek customer experience and use the latest digital identity verification services to ensure regulatory compliance – without compromising the customer experience. Use both global and local identity verification services already integrated into our platform to ensure strong AML and KYC compliance without slowing down the onboarding process.
2015
1-10
Real-time compliance analysis, connecting businesses with compliance solutions and regulators
Huntsman Security "Essential 8 Scorecard"
1999
11-50
Offers a cyber risk control measurement and compliance product "Essential 8 Scorecard"
2017
1-10
Aim to turn regulatory audit and compliance into an automated, real-time process by using private, distributed ledgers shared between regulated companies, auditors and regulators
2015
1-10
Web-based application to generate legal and regulatory documents for entrepreneurs raising capital
2016
11-20
Illumis is the leading public records monitoring solution. Our compliance solutions provide the most comprehensive data coverage available in the industry, helping teams in financial services monitor for risks like undisclosed political contributions by employees and potential pay to play violations.
2021
21-50
Delivery successful projects for over 20 years, iMeta Technologies has been providing client onboarding, Know Your Customer (KYC) and Client Lifecycle Management (CLM) solutions to some of the largest regulated institutions in the world.
Specialising in mastering data, iMeta's regulatory compliance software accelerates the customer journey by rapidly servicing customer requests and managing KYC and anti-money laundering (AML) compliance, to deliver faster onboarding with real time/near real-time service - culminating in an excellent customer experience.
2016
11-50
Offers a professional advice clinic, in addition to a screening solution to help professionals better comply with regulatory requirements and other related services
2016
1-10
Inspirient uses Cognitive Analytics in Financial Services to detect Fraud and Money Laundering
2016
11-50
Enables organizations to monitor their suppliers for sustainability and compliance in order to meet the regulatory requirements. The platform automatically obtains the required supplier self-assessments and certificates while monitoring social media for malpractice and reputational risks.
2017
11-20
Keepabl's Privacy Management SaaS delivers powerful analysis and insights into your Privacy Governance for the board and customers alike. Keepabl instantly creates and updates your GDPR KPIs and Reports as you build out your Data Map, analyse Risk, manage Breaches and more, saving you time, money and stress as well as supporting cultural change and revenue generation.
2013
11-50
Offers a compliance management software focused on integrated internal control, compliance and governance
2017
51-100
Kharon conducts complex, network-based investigations on global security threats. Kharon’s purpose-built platform enables your enterprise to quickly surface, visualize, and understand material relationships between your customers, counterparties, or supply chains, and actors that are sanctioned, associated with a sanctioned jurisdiction, or implicated by other related global security restriction programs.
2016
21-50
Lawsnote's product line and services include Legal Search Engine, Compliance System, Contract Auto-Review System, Online Legal Courses, and a Find-Lawyer Platform.
They devote their research and development energy to legal data analysis and processing. In 2020, they started to apply AI to our compliance solution, building a system to automate the routine manual-reviewing process.
2010
51-200
Provides regulatory infrastructure and managed compliance services
2016
21-50
Libryo filters all law and delivers only the regulations that matter to your business. From EHS to data protection; factory to mine, our regulatory compliance management software has you covered.
2013
21-50
Linkurious provides an investigation platform used to combat fraud and money laundering networks
2017
1-10
Offers a blockchain-protected solution helping fintech organisations to achieve regulation compliance and protect their facilities from data breaches.
1999
11-50
Offers a data driven compliance service to comply with financial advice regulations
2017
11-20
Mesh ID is a KYC sharing solution which acts as a sophisticated technology layer between fund managers, fund investors and fund administrators. They help leading fund managers and service providers to launch funds faster than ever before by automating collection, verification and sharing of investor KYC information.
1999
200+
Enterprise and cloud applications for governance, risk, compliance and quality management
2012
21-50
SaaS website archiving and monitoring platform enhancing regulatory compliance through automated, legally admissible records of all website content
2010
51-200
Provides software, consulting, and data solutions to ensure compliance in the cannabis businesses
2020
51-200
Platform with extensive compliance management capabilities to monitor and manage conflicts of interest in a centralized manner across the organization.
2007
11-50
Automated compliance management software and real-time human behaviour analysis to detect fraud
1987
> 200
Objective Corporation create digital government regulatory software that drives stronger communities and nations.
2016
1-10
A service model automation technology which keeps Enterprise Oracle Databases & ERP Applications secure, compliant and current; features also include Data Masking
2014
11-50
Its aplonAPI framework provides a complete, PSD2 compliant, solution for Banks & Financial Institutions to test their applications
1993
51-200
AI based Trade Compliance solution covers digitization, document management, sanction screening, DUG screening and Red Flag detection.
2007
11-50
Monitoring for regulatory and brand compliance over multiple channels, including web, voice, messages, email and social; identifying and flagging potential violations for remediation, performance management and business insights.
1998
51-200
Technology company developing SaaS software solutions and APIs for the maritime, banking & finance and government sectors.
2012
11-50
Designs and develops mobile digital solutions to ensure compliance, identity management across multiple industries.
2014
11-50
A SaaS "Transparency and Consent Management" service assisting with GDPR, CCPA, COPPA, LGPD compliance.
2019
21-50
Complius® helps organisations strengthen corporate governance and manage regulatory risk (remotely), while letting staff execute compliances using a simple email-based workflow.
2016
51-200
Uses real-time entity resolution with network analytics and AI to knit together data sets and derive actionable intelligence
2014
1-10
Provides an intelligent automation platform for reducing or eliminating mundane compliance tasks
2017
11-50
Automates data protection compliance on data source level by creating a compliance layer over data. ROPA, stakeholder management, automated DSAR management and all other GDPR requirements are provided by the solution
2001
11-50
Provides compliance solutions for financial services organisations, including accountability software and conduct recording
2013
11-50
AI Powered Marketing Compliance - Reduce the time, effort and cost of your marketing legal process
2013
11-50
An on-demand cloud-based solution that allows regulated businesses to manage and monitor counterparty risks and relationships worldwide, whilst optimising portfolio management through management of regulatory and financial risk
2014
1-10
A virtual regulatory co-pilot, who takes care of meeting your regulatory requirements automatically or near-automatically, providing the answers in all cases
2018
1-10
Regulatory change management and compliance platform utilizing through automation and collaboration
2016
1-10
Compliant platform that simplifies the way businesses and customers exchange personal information
2016
1-10
A platform that embeds complex rules as transparent, executable logic, packaged into a cloud-based software that directly plugs into an organisationà ¢â⠉⠢s workflows
2020
21-50
A risk-based approach (RBA) compliance solution integrating KYC and KYT to provide a 360° risk profile by leveraging on a proprietary smart risk assessment engine
2001
> 200
Relativity makes software to help organizations manage large volumes of data and quickly identify key issues during litigation, internal investigations, and compliance operations with SaaS platforms RelativityOne (eDiscovery) and Relativity Trace (communication surveillance).
2017
1-10
Creates software for insurance, utilizing extensible smart contracts on blockchain technology. They offer tools, solutions, services, consulting and training for data management.
2015
11-50
Cloud-based centralised, access-controlled environement for creating and storing compliance controls, policies and procedures
RIMES Technologies Corporation
1996
> 200
RIMES enables compliance officers to monitor trading activity and identify market manipulation and abuse and RegFocus(sm) BMR, the world’s first benchmark inventory management platform, which enables firms to meet the compliance challenges arising from the EU’s benchmarks regulation.
2015
1-10
Provides regulatory reporting, compliance consultancy and asset management services to startups and financial institutions
2015
1-10
Helps protect companies and their employees against regulatory, legal and reputational risk issues arising from electronic communications
2020
1-10
Sanctions.io is the simple, cost effective and easy to integrate API for AML & KYC screening.
2019
11-20
Anti-Money Laundering Compliance Solutions
Drive AML insights with global comprehensive real-time sanction, PEP and adverse media data and enhanced AML Transaction Monitoring Software.
2019
1-10
We are an innovative London based RegTech startup building an AI-driven platform that provides financial crime intelligence. We aim to revolutionize the way compliance works in the financial sector. We bring a paradigm shift from the traditional KYC towards a new concept: Know Your Network. We employ graph-based data based to assess and investigate complex cases. The technology can be also used to monitor transactions. We have a few high profile clients, including private banks, VCs and exchanges. Our startup is accelerated by Startupbootcamp, a leading European accelerator in the space of fintech innovations. Our technology is empowered by Amazon and Neo4J.
2012
11-50
Advanced fund data tools, including automated document creation for KIIDs, PRIIPs KIDs, factsheets and fund prospectuses
1999
51-100
SaaS business proving innovative compliance software solutions such as providing businesses with visibility of third-and-fourth-party contractor networks.
2001
51-100
Skillcast helps companies to transform their staff compliance with e-learning, policy attestations, staff disclosures, compliance surveys and various compliance registers.
2014
51-100
smartKYC fuses artificial intelligence with linguistic and cultural sensitivity and deep domain knowledge to set new standards for KYC quality, whilst transforming productivity and hardwiring compliance conformance.
smartKYC applies AI to extract precise open source intelligence (OSINT) from vast corpuses of information – internet and deep web, news archives, watchlists and corporate databases. All of this happens at speed and at scale creating new possibilities such as straight through processing, batch remediation and continuous KYC risk monitoring.
2017
1-10
Smart Oversight create name screening and management tools for the anti-money laundering (AML) and KYC process.
1999
101-200
StarCompliance is the leading provider of compliance software for the global financial industry. Software is scalable and easy-to-use for both end users and compliance administrators—helping organizations reduce risk, gain efficiencies, and drive employee adoption.
2017
11-50
Expertise in trading, compliance, cloud computing, data science and machine learning
2017
1-10
Online portal with outsourced service that keeps all non-financial compliance documents up to date across company, staff, properties, products, project and suppliers so companies know who or what is non-compliant and why
2016
11-50
Builds full service online onboarding platforms covering KYC, AML, MIFID, GDPR, FATCA and CRS
1999
51-200
The TeleMessage Mobile Archiver addresses compliance, regulatory and eDiscovery response requirements
1997
21-50
Go-to platform for Regtech and Compliance. All services are worldwide, providing documents and data for KYC and EDD on 380 million corporates and 5 billion adults.
2018
1-10
Dedicated to delivering packaged, employee-focused, document read & comply solutions encapsulated in an online compliance digital workplace for a broad spectrum of industries
2017
11-50
AI-based supervision and compliance suite, helping organizations streamline supervision, review, and archiving of audio and video content
2015
11-50
Web-app that automates and optimises audits, assessments and inspections to assist with regulatory compliance
2016
11-50
TIQK AI technology reads financial advice documents in seconds and identifies areas of non compliance
2008
11-20
TriLine GRC can help embed a fully integrated 3 lines of defence and develop a risk and compliance culture across all parts of your business. Having a single integrated platform that facilitates the front line ownership of the risk and compliance obligations by all staff members also increases your value for money. TriLine GRC is that single platform. TriLine GRC is the ‘nudge’ you could be looking for. Oversee all your risk and compliance obligations from your desktop, with real-time dashboards, reports and alerts, to focus your critical resources. With TriLine GRC, you also get workflow, automated emails and in-depth reporting.
2016
11-50
Platform that enables clients to create secure and universally accessible personal data sets in accordance with GDPR
2020
1-10
Tools to validate a vendor at business speed, build a documented compliance on privacy and vendor management and track the vendor risk.
2020
11-20
Provision of Travel Rule compliance and connectivity for Virtual Assets Industry
2010
11-50
Enables regulatory compliance by securely recording, archiving, controlling and monitoring omni-channel communications and collaboration.
2012
1-10
Software which gathers governance process, risk management, internal control, control self-assessment within a sole modular solution
2016
1-10
Provides a cloud-based platform for the management and monitoring of staff-level compliance
2014
11-50
Analyses voice and other trading communication data to ensure compliance with Dodd-Frank and other regulatory requirements
2006
11-50
Cloud-based solution to achieving regulatory and internal compliance by recording all mobile communications
2016
1-10
AI-powered, collaborative platform to help legal, compliance and change management teams automatically track, identify and analyse their regulatory requirements
2011
21-50
Web Shield, founded in 2011, is a leading RegTech company offering real-time on-boarding and risk-based monitoring solutions. As the trusted partner of international players in the field of merchant acquiring and payment processing, we assist our clients by enabling exceptionally fast client on-boarding and compliance in an increasingly complex regulatory landscape.
The modular design of our high-end SaaS solutions can be adapted to an organisation's individual risk appetite and compliance requirements. They give you security by protecting you from fraudulent merchants and dubious businesses.
Web Shield is an official Mastercard Merchant Monitoring Service Provider, which means that Principal Members can expect assessment mitigation when they use and register our solutions.
With the Web Shield Academy, we operate an educational program for underwriters that is unique in the industry and since 2017, we organise RiskConnect, the annual Networking Conference for anti-fraud, compliance and risk professionals to encourage cooperation across the industry.
2015
11-20
Wecan is a leader in decentralized network to enhance regulatory processes. Their focus is to enhance transparency as well as consistency and to standardize regulatory processes, to deliver sound interpretations of ambiguous regulations and thus to provide higher levels of quality at lower cost.
Werkflo Software Solutions Pty Limited
2020
1-10
Werkflo is an integrated software solution in risk management, compliance and processing activities for the trust and asset markets of financial services providers, globally.
2017
1-10
Online application built on a comprehensive and dynamic database of state regulatory requirements. It enables your financial or lending institution to generate surveys and searches tailored to your specific business type and licensing, the financial products you offer, and where you offer those products.
1989
51-200
Integrated regulatory compliance and reporting solution suite that establishes a single source of data for finance, risk and regulatory reporting.
2013
11-50
Converts rules and regulations from pre-web formats into mobile optimised webpages and links them to related regulations and legislation
2013
1-10
RegTech provider for the management of people and processes, including SM&CR, T & C, QA and complaints management
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Transaction Monitoring
Solutions for real time transaction monitoring and auditing. Leverage the benefits of distributed ledger through Blockchain technology and cryptocurrency
Company Name
Inception
Location
People
2002
11-50
Offering compliance, surveillance and AML risk management including client screening and transaction monitoring, as well as project management in terms of set-up and process re-engineering
2000
11-50
Offers the eTaxMan solution, a solution for tax authorities to combat sales tax fraud through transaction monitoring
2009
1-10
Identification of unusual and significant cash flows in investment funds under UCITS and AIFMD
2010
11-50
End-to-end integrity validation to prevent risks of market abuse, fraud and operational shortcomings
2012
11-50
The platform uses AI to automate expense report auditing and detect compliance issues and fraud
1989
51-200
Provider of multi-venue, multi-asset class, Capital Markets Surveillance and Compliance software solutions
2016
11-50
Uses machine learning and new data sources to offer better AML software for fintechs, banks, broker-dealers, cryptocurrency companies, and other regulated financial institutions
2017
11-20
Ceptinel is specialized in fraud prevention and regulatory compliance technology. Ceptinel's system allows to process and combine a large amount of data from multiple sources and levels of complexity, generating controls and alerts that help to detect anomalous situations and prevent risks efficiently in real time.
2014
11-50
Chainalysis is the blockchain data platform that provides data, software, services, and research to government agencies, exchanges, financial institutions, and insurance and cybersecurity companies in over 60 countries. Its data powers investigation, compliance, and market intelligence software that has been used to solve some of the world’s most high-profile criminal cases and grow consumer access to cryptocurrency safely. Backed by Accel, Addition, Benchmark, Coatue, Paradigm, Ribbit, and other leading firms in venture capital, Chainalysis builds trust in blockchains to promote more financial freedom with less risk.
2006
> 200
Offering compliance, surveillance and AML risk management including client screening and transaction monitoring, as well as project management in terms of set-up and process re-engineering
2016
11-50
Transaction Monitoring solution that helps detect, investigate and report suspicious activity
2015
1-10
Helps financial institutions understand the regulations they need to comply with by providing decisions tools to help take the guess work out of business model impact
2016
11-50
Focuses on GDPR and other compliance areas, identifies personal and sensitive data, defines data polices and document types and monitors compliance
2018
11-50
A solution for transaction monitoring, case management and SAR reporting
2009
51-200
Uses big data, machine learning and AI to manage risk and for anti-fraud solutions
2002
11-50
Tools to bring value for a more efficient and effective way of AML compliance and financial messaging.
2015
11-50
Uses machine learning and big data analytics to faciliate transaction monitoring and sanction screening
2005
101-200
Provider of IT solutions to governments and regulatory authorities to assist them in their digital transformation and the effective promotion of a compliant and truly inclusive digital ecosystem.
2011
51-200
Risk management solutions to track entities involved in every transaction
2014
11-50
Real time electronic verification of payment instruments with KYC identification of customers, delivering AML/CFT KYC, payments and transaction monitoring
2008
11-50
Hybrid Risk & Transaction Monitoring Solution with a combination of a rule-based engine, big-data analytics and machine learning to detect, investigate and report suspicious activity both in realtime and offline
2013
11-50
Publication of legal and regulatory changes affecting the global and emerging payments communities
2014
1-10
Risk management and compliance solutions for financial services to manage digital identities and process virtual currencies transactions
2017
11-50
Shield orchestrates the complete communications lifecycle of an organization. The world’s leading AI-powered platform automates the entire communications process, from capture, archiving, analytics through proactive monitoring and hybrid trade and eComms surveillance.
2010
51-100
AI-driven transaction monitoring technology for payments, banking and fintech companies used to understand client's behaviour and detect suspicious activity.
2015
11-50
Innovative financial products based on cryptographic technologies, cryptocurrencies, and blockchain
2018
21-50
As the first Crypto-native market integrity hub, Solidus Labs comprehensive market surveillance and risk monitoring suite covers the entire customer journey through the financial institution, aggregating the risk from onboarding to trading and everything in-between.
2019
1-10
Founded by a team of financial crime experts in 2019, we believe in the value of using AI and Machine Learning in the optimization of financial crime detection. We provide lean machine learning based solutions that enable easy access to AML and Fraud Analytics.
Our solutions deliver fully automated development and roll-out of financial crime detection models, always up-to-date and individually optimized for our customers.
2014
51-200
Machine learning-powered enterprise software solutions that create sustainable compliance programs for the financial services industry. In the regulatory compliance space, they focus on anti-money laundering and reconciliation management.
2018
21-50
Next generation blockchain intelligence to help financial institutions, cryptocurrency businesses, and government agencies detect digital asset fraud and financial crime.
2007
101-200
One-stop-shop for AML technologies. Through its integrated capabilities, Reis™ RCS brings an immediate response to financial institutions aiming to deploy a comprehensive, modern and customizable AML solution.
2018
21-50
Unit21 helps protect businesses against adversaries through a simple API and dashboard for detecting and managing money laundering, fraud, and other sophisticated risks across multiple industries.
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Winners of the 1st Deloitte RegTech Challenge
Shortlisted for the 1st Deloitte RegTech Challenge
In July 2018 Deloitte EMEA Risk Advisory launched the first Deloitte RegTech Challenge, a competition for technological startups offering solutions in the regulatory landscape using Artificial Intelligence. The challenge goal was to find technological solutions for Financial Services players to meet regulatory requirements related to Conduct Risk management. On January 14th 2019 the final selection phase was hosted at Deloitte Greenhouse in Milan. To find out more check out the website, or get in touch with us through the contact form.
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This page contains public general information only, and none of Deloitte Touche Tohmatsu Limited, its member firms, or its and their affiliates are, by means of this publication, rendering accounting, business, financial, investment, legal, tax, or other professional advice or services. This information is not comprehensive nor all-encompassing and has been compiled by Deloitte on a best endeavours basis, it is therefore subject to change at any time. The information in this website is not legally binding, does not constitute any advice or recommendation and is provided for information purposes only.
The current version was published on 27 February 2023.
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