Regtech companies to solve compliance and regulatory issues

Analysis

RegTech Universe 2023

Take a closer look at who is orbiting in the RegTech space

RegTech (Regulatory Technology) is more than a buzzword, it is a very real movement that is already having an impact on regulatory compliance. Discover our RegTech Universe, where we are compiling a list of RegTech companies along with the technologies and solutions they are offering.

Our report about RegTech Business Cases is out! 

In this report, we aim to illustrate the factual value that more than 100 RegTech solutions can deliver to businesses across regulatory reporting, risk management, identity management and control, compliance and transaction monitoring. We encourage you to delve into the different categories and explore what our RegTech Universe has to offer.

RegTech promises to disrupt the regulatory landscape by providing technologically advanced solutions to the ever increasing demands of compliance within the financial industry.

We would like to share some insights below on RegTech companies who are providing solutions in the areas of Regulatory Reporting, Risk Management, Identity Management & Control, Compliance, and Transaction Monitoring. You will get an idea of where the RegTech companies are located, their size, when they were founded as well as which industry they are targeting in particular.

Our research on the RegTech Universe is an ongoing exercise and this webpage is constantly updated with new RegTech companies, so stay tuned!

You can follow us on LinkedIn and Twitter to be sure to catch our next updates on RegTech, Technology and Innovation. We would of course be more than happy to hear your take on RegTech, so please do not hesitate to get in touch with us.  

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Ready for take-off?

We are happy to share with you our take on RegTech.

Watch the video below and come with us on a journey through the RegTech Universe.

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Explore the RegTech Universe

Take a closer look at the companies that make up the RegTech Universe, classified by their area of focus. Click on the planets below to see the lists.

RegTech companies that have provided Deloitte with detailed information about their business are marked with

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 Regulatory Reporting

Enable automated data distribution and regulatory reporting through big data analytics, real time reporting and cloud

Company Name

Inception

Location

People

acarda GmbH

2006

Germany

21-50

acarda is a leading European RegTech provider of regulatory reporting solutions for many clients all over the globe.
acarda’s Software as a Service “arep” offers a standardized solution for asset management and fund administration, insurance companies and banks.

Alessa

2010

Canada

51-200

Offers integrated real-time due diligence, transaction monitoring, sanctions screening/watchlist filtering and regulatory reporting capabilities to comply with AML and CTF regulations

April Software

2015

Luxembourg

1-10

Data management and reporting software for fund professionals

AQMetrics

2012

Ireland

11-50

A platform for existing, emerging and future risks and regulations

Arkk Solutions

2009

UK

11-50

Reporting software for (AIFMD, FORM PF, Solvency II, COREP, Finrep, HMRC, iXBRL Reporting)

Artius Global

2014

Singapore

21-50

Provider of regulatory technology (Regtech) solutions to simplify regulatory reporting globally. Artius Global Shareholding Disclosure solution covers multiple disclosure regimes including Substantial Shareholding, Takeover, Short Selling, Sensitive Industries and others in over 100 capital markets.

Axioma Inc.

1998

UK

51-200

Offers end to end SaaS solution that enables fund managers to complete regulatory filings within a single platform with built in audit tools, control functions & exceptions reporting

AxiomSL

1991

USA

> 200

AxiomSL, a leading global provider of solutions and managed services, delivers efficient risk and regulatory data-management and reporting outcomes for financial institutions. Clients leverage AxiomSL’s solutions across financial, liquidity, capital and credit, shareholding disclosure, trade and transaction, and tax mandates. Its single, fully managed, audit-empowered offering, RegCloud® – AxiomSL’s ControllerView® platform in the cloud, futureproofs clients against technology and regulatory change.

b.fine

2017

Belgium

11-50

Transforming industry time-consuming reporting processes into an effective reporting supply chain.

Bearingpoint

2002

Netherlands

> 200

Solutions specific to banks, insurers, financial services providers, central banks, and supervisory authorities across the regulatory value chain

BlockchainIntel

2018

USA

1-10

Provides blockchain analytics to identify fraud and opportunity on blockchains

Blockpit

2017

Austria

21-50

Provides infrastructure-as-a-service for crypto asset reporting, offering enriched and standardized onchain transaction data, multishore tax reporting frameworks, price data and tax classification for over 500.000 blockchain-based assets. change category: regulatory reporting.

Business Reporting-Advisory Group

2005

Poland

11-50

ATOME: Particles is designed to create, validate and export financial report to Excel and XBRL formats and to support multiple reporting frameworks: Solvency II, IORP II, CRD IV, NSTs, etc.

S&P Global Market Intelligence Cappitech

2013

Israel

> 200

Provides regulatory reporting, best execution analysis and business intelligence solutions that meet the fast-evolving needs of the largest and most complex financial and non-financial institutions. Our cloud-based, cross-regulation SaaS platform fully automates the reporting process and provides a comprehensive view on a single, intuitive dashboard for reporting regimes such as EMIR, MiFID, SFTR, FinfraG, SEC, CFTC, Canadian reporting, ASIC, MAS, JFSA and others.

Catena Technologies

2002

Singapore

11-50

Provides derivatives trade reporting solutions

Centenal

2017

Singapore

1-10

Provides a regulation engine that transformed an international legislation - Common Reporting Standard, into a digital regulation rule

CG3-1 Regulatory Capital

2019

USA

1-10

Apex is a leading provider of SEA 15c3-1 software for financial institutions under the regulatory oversight of the SEC and FINRA.

Cleversoft group

2020

Germany

101-200

Cloud Managed Service Regulatory Reporting Suite for MiFID II, Solvency II, IFRS 17, PRIIPs, IORP etc.

Commcise

2013

UK

11-50

Commissions management and reporting solution

Surety

2022

UK

1-10

RegTech company that deploy in-class technology to help companies meet their regulatory obligations irrespective of sector or jurisdiction. Surety focuses on two verticals: 1) Financial Services compliance; and 2) Sustainability disclosures. Our toolset underpins key complaince processes including: regulatory document interpretation/disambiguation; mapping of regulatory text to internal controls; review of compliance requirements, evidence provision and compliance scoring; compliance data visualisation and analytics; internal/external compliance reporting.

Control Now

2017

UK

11-20

Control Now is an innovative regulatory reporting assurance company that is totally technology-driven. They provide automated transaction reporting accuracy tools (data quality assurance – MiFIR, EMIR, ASIC) and transaction reporting reconciliations tools (reconciliation – MiFIR, EMIR, ASIC, IIROC) as per the regulations.

CRT

2011

Croatia

1-10

Manufacturing of technology and systems for financial regulators and undertakings that would support them in a seamless manner transition throguh supervisory convergence and more granular reporting that is underway.

CryptoTax

2017

Germany

1-10

Multi-shore tax reporting application for blockchain-based assets. Outsourcing solutions for tax & regulatory reporting as well as withholding tax regimes

Cxi

2015

Australia

11-50

Streamlines and automates the back-office operations of Fund Managers and Fund Administrators

Dash Regulatory Technologies

1987

USA

11-20

DASH Regulatory Technologies has been the industry’s leading choice for capital markets regulatory and compliance software solutions. Known as the gold standard, we deliver the most accurate, reliable, and optimized solutions that help top financial firms simplify the complex world of compliance.

DataTracks

2009

Singapore

>200

DataTracks provides a cloud-based software solution to help you prepare compliance reports for filing with regulators worldwide. DataTracks has been in business since 2005, provides software to prepare compliance reports in 26 countries, serves more than 19,900 clients, and has helped prepare more than 200,000 reports since inception.

DeltaconX

N/A

Switzerland

21-50

Regulatory transaction reporting platform, offering enhanced multi-regulatory capabilities in exception management, data management, and reconciliation management on declared transactions.

DEX Regulatory Suite

2014

Netherlands

1-10

Generates regulatory reports for financial institutions based on the latest guidelines

Dominion Digital Banking & Insurance

2013

UK

51-200

A single solution for processing data and distributing regulatory reports to relevant regulatory bodies

Eezyimport

2017

Israel

1-10

Provides importers with smart DIY solutions. Every importer will independently control their own critical importing processes, contacting customs authorities, governmental agencies, warehouses, shipping lines and tracing vendors, using a web application

Fenion

2017

Austria

11-20

Produces and delivers a broad range of regulatory services and related quantitative calculations. Amongst others, we produce Solvency II TPT / Fund-of Funds TPTs including a Look-Through, VAG 2.0, S.06.03, CRR II, GroMiKV, AIFMD, PKG, BVQA and FundsXML.

Fintellix

2006

India

> 200

Fintellix is a leading provider of digital and regulatory solutions. Our solutions include data management, multi-country regulatory reporting, credit risk, and supervisory technology for the banking and financial services industry. Our industry expertise together with our data management proficiency and deep regulatory understanding enables us to solve complex data, risk and regulatory issues in financial organizations. We help maximize the value of data by transforming it into insightful information and analysis that assist our clients in understanding their business performance, managing, and mitigating risks, and meeting compliance requirements while helping them stay ahead in the digital era. Our data management platform is highly scalable and can be implemented to manage the entire life cycle of data for both regulated entities and regulators/ supervisors. Our packaged risk calculation and regulatory reporting solutions help financial institutions meet compliance requirements for specific jurisdictions/ regulations.

Funds-Axis

2006

UK

11-50

Investment compliance monitoring, risk analysis and regulatory reporting technology

Fundvis

2022

Luxembourg

1-10

Fundvis is complete management suite where all cross-company workflows for the setup and lifecycle management of the Fund Industry are digitalized. The platform provides a wide range of customizable features to manage daily operations in line with the regulatory requirements of the financial supervisor.

Fundsquare

2013

Luxembourg

51-200

Solution that provides order management and information service to the fund industry

Hexanika

2013

USA

11-50

Regulatory reporting tool based on Big Data Analytics, real time reporting and Cloud

Hub 85

2017

UK

1-10

A workflow analytics and business intelligence solution

Indagia

2018

Switzerland

1-10

Provides a machine learning based SaaS to financial auditors

id4

2019

Switzerland

1-10

id4 is a Software as a Service (SaaS) company specialised in the provision of digital Customer Lifecycle Management (CLM) solutions for financial and non-financial institutions. id4’s solutions help institutions to onboard clients digitally in an increasingly complex regulatory environment, whilst concurrently delivering a client user-friendly experience.

inDoW Technology Company

2019

USA

1-10

Software to manage and report insurance compliance information.

Kaizen Reporting

2013

UK

11-50

Regulatory reporting data specialists providing quality assurance for financial institutions, large and small

Kohesiv

2019

USA

11-50

Provider of global regulatory compliance reporting, trade surveillance, and supervisory controls covering across asset classes.

Koinly

2018

UK

1-10

Global cryptocurrency tax platform that enables investors and accountants to generate tax reports compliant with the tax laws in their home country

Kundesjekk.no

2000

Norway

11-20

Kundesjekk.no solution ease compliance by collecting and visualising data, ensure proper procedures and documentation. Collect data from end users in easy to use and prefilled forms. Facilitate IT systems integration.

Libryo

2016

UK

11-50

Automated, cloud-based platform that helps organisations know the law that applies to their business, in every jurisdiction.

LINGUA CUSTODIA

2011

Luxembourg

11-50

Fintech expert in Machine Learning applied to financial translations

Logical Construct

2014

USA

1-10

Platform that extracts data from scanned financial services contractual documents

Lombard Risk

1989

UK

> 200

Solutions for automation of regulatory reporting and optimisation of cross-product collateral management to meet regulatory requirements

MAP FinTech

2014

Cyprus

11-50

A regulatory technology provider to the financial services industry

Merlon Intelligence

2016

USA

11-50

A global company using Artificial Intelligence and Machine Learning to provide banks and others a better way to conduct Financial Crime Compliance

MindBridge Ai

2015

Canada

51-200

Provides an AI powered auditing solution that leverages machine learning and AI techniques

Moneycatcha Pty Ltd

2015

UK

11-50

Regchain, is an ongoing residential loanbook Risk Review tool that assists Financial Institutions in complying with and reporting to regulatory bodies

Moody's Analytics

2008

UK

> 200

Moody’s Analytics provides financial intelligence and analytical tools to help business leaders make better, faster decisions. Our deep risk expertise, expansive information resources, and innovative application of technology help our clients confidently navigate an evolving marketplace. We are known for our industry-leading and award-winning solutions, made up of research, data, software, and professional services, assembled to deliver a seamless customer experience. We create confidence in thousands of organizations worldwide, with our commitment to excellence, open mindset approach, and focus on meeting customer needs.

Nadi Solutions

2013

UK

11-50

nadi is a SaaS application dedicated to the production of financial reports, regulatory reporting and investor documents

NEX Regulatory Reporting

2011

USA

51-200

End to end reporting solution for banks, brokerage houses, hedge funds and asset managers

Next Gate Tech

2019

Luxembourg

1-10

Provides SaaS solutions for the asset management industry, leveraging data analytics, automation and cloud-based computing.

Novatus Advisory

2019

UK

21-50

Novatus Advisory combines market-leading RegTech tools with expert advisors to provide tailored and effective solutions for financial services firms. Our unique approach to the regulatory environment enables us to drive impact through action and innovation.

PANALIS Political Intelligence

2015

Germany

1-10

Helps to track political and regulatory information from parliamentary and non-parliamentary sources

Pincvision

2002

Netherlands

51-100

Our main purpose is to simplify the complex regulatory landscape that our customers face across multiple subject areas, developing solutions that automate compliance processes and convert subject matter knowledge into business rules, to ensure our customers stay compliant with local laws and regulations. We provide end-to-end solutions. From data enrichment, regulatory reporting and risk monitoring to regulatory management. we help businesses mitigate risks and avoid penalties while staying compliant with local laws and regulations. In summary, our business purpose is to make trade compliance simple, automated, and hassle-free for our customers. We believe that our people and our partnerships are critical to achieving this purpose.

Point Nine

2019

Cyprus

11-20

Point Nine is a regulatory reporting firm providing trade and transaction reporting services to legal entities across the globe.

Profinch

2014

India

> 200

Global fintech company offering data, digital, and consulting solutions to the banking, financial services, and insurance (BFSI) sectors. Atumverse, by Profinch, is a BFSI-specific composable platform with an IDE, covering data, digital, and regulatory requirements. The platform is an integrated, low-code, technology-agnostic, secure, and cloud-ready solution that allows users to create workflows and applications based on specific needs across channels and user groups. Atumverse comes with over 30 out-of-the-box digital and data applications. The platform enables end-to-end digitization and comes with banking business-specific reporting and dashboards, analytics, and central bank reporting capabilities.

Qomply

2019

UK

11-20

Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class cloud based technology solutions that are easy to use and at affordable price points.
Our award-winning ReportAssure Platform, powered by our proprietary assurance engine, performs one of the most comprehensive arsenals of accuracy checks in the industry, giving customers peace of mind that their transaction reports are as complete and accurate as possible.
And by offering affordable, modular subscriptions, we enable financial firms of all sizes to benefit from high-quality, regulatory reporting technology.
Our solutions are used by leading regulatory consultancies ensuring our awareness of regulatory changes on the horizon and removing this uncertainty for our clients.

QuanTemplate

2011

Gibraltar

11-50

Gathers data from disparate sources and employs AI to analyse the information and automatically generate regulatory reports

Qvonto Regulatory

2017

Denmark

1-10

Qvonto Regulatory is a complete and automated end-to-end solution for analytics calculations, managing texts & data, and producing regulatory documents such as PRIIP KIDs, UCITS KIIDs, MiFID II reports a.o.

RegCentric

2017

Australia

21-50

Provides services and software solutions in Finance, Risk and Regulatory Reporting to the financial services industry. Reg360 solution leverage the latest advances in technology to deliver cost-effective and scalable enterprise solutions to automate manual processes, improve governance & controls and deliver enterprise insights through analytics.

REGIS-TR

2010

Luxembourg

51-200

Central trade repository for reporting trades and transactions across multiple product classes for European regulatory reporting requirements

Reg Metrics

2021

UK

1-10

Regulatory compliance software that guides users through their regulatory strategy from the initial step, understanding if their device is a medical device, their classification all the way to understanding which part of the regulation applies to their device. RegMetrics demystifies the medical device regulations, is user-friendly, device-specific, and can be used by anyone without prior regulatory knowledge.

RegTek Solutions

2017

USA

11-50

Cloud-based suite of software solutions for regulatory reporting

Regtick

2020

UK

1-10

Regtick Ltd is a visually intuitive Governance, Risk & Compliance platform which enables senior managers to meet new regulations and evidence on-going compliance with financial conduct standards and other regulatory processes.

Reitigh Software

2016

Ireland

1-10

Solutions for the insurance, funds, investment administration and banking industries

Reportix GmbH

2017

Germany

1-10

We help to validate and ETL any type of XBRL reports on a large scale: cloud-based, reliable, fast. We provide a visual interface for creating and managing ETL workflows supporting any target database system. Our software is fully XBRL certified and the fastest low-footprint processor world-wide. XBRL reports may be ESG reports, financial reports, banking or insurance regulatory reports, government data etc.

RequirementONE

2015

UK

1-10

Platform streaming actionable regulatory intelligence, contextually connected to policies, procedures, other documents and information

Reporting Center

2015

Romania

11-20

Provides RegTech Solutions for the Financial Industry. Reporting Center is a software company specialized in reporting software solutions for the banking market, focused on engineering elastic solutions able to accommodate the frequently changing regulation in banking. Our main product, Elite Reporting Platform - an innovative tool to accurately automate the Regulatory Reporting for Banks and other financial institutions. It covers data extraction, data parse, algorithms computations, reports export in standard format (Excel, XBRL, XML, CSV, TXT etc.). It contains a repository with all the Regulatory Reporting required by the European Banking Authority (FINREP, COREP, ALMM, LCR, NSFR, MREL, Asset Encumbrance, Own Funds, Large Exposures, Leverage Ratio etc.).

Riskdocuments

2017

Denmark

1-10

End-to-end solution for analytics calculations, managing texts & data, and producing regulatory documents such as PRIIP KIDs, UCITS KIIDs and MiFID II reports.

ScribeStar

2010

UK

11-50

Provider of a digital ecosystem for capital markets to allow efficient production and regulatory approval of issuance documents and an online portal for issuers to know what to file and when as part of their ongoing regulatory obligations.

Setrega

1999

USA

> 200

Comprehensive RegTech platform to comply with one or more regulatory institutions

Taleo Reporting

2015

Luxembourg

1-10

Regulatory reporting for funds (CRDIV, FATCA, CRS, Solvency II, AIFMD, EMIR, MIFID II, MIFIR, PRIIPs)

TRAction Fintech

2015

UK

21-50

TRAction is a software provider, a consulting firm and a reporting agent. Our end-to-end solution not only assists you with all aspects of regulatory reporting, but saves you costs. TRAction only charges for your transaction reporting. There are no additional fees for software, setup or consulting.

TRADEcho

2016

UK

51-200

Suite of services for pre and post trade reporting

Trans World Compliance

2016

USA

1-10

Trans World Compliance provides software solutions to simplify the compliance and regulatory requirements for US, Foreign Financial Institutions, tax regulatory bodies and governments.

TransFICC

2016

UK

1-10

Trading solutions for the enterprises in the electronic Fixed Income and Derivatives markets to ensure regulatory compliance

Treamo

2010

Austria

1-10

Cloud-based SaaS solutions for treasury and EMIR reporting

txtsmarter

2014

USA

1-10

A mobile communications compliance & governance service to help organizations capture all nonverbal communications on mobile devices including SMS/MMS on social media and communications platforms

UnaVista, London Stock Exchange Group

2007

UK

51-200

An approved EMIR Trade Repository, MiFID Approved Reporting Mechanism and trade repository for SFTR

Visible Capital

2018

UK

1-10

Open Banking technology to automate the customer onboarding process, ensure regulatory compliance and transform paper gathering to data download.

Virtusa

1996

USA

> 200

Solution ensures complete compliance with the latest regulatory requirements by fully reconciling mismatching data fields into custom-built reconciliation tables for monitoring

Vizor

2000

Ireland

51-200

A Global RegTech Provider of the Year awarded by Central Banking, trusted across 30 countries in supervisory technology for Financial Regulators, regulatory reporting across Banking, Insurance, Pensions and cross-border automated exchange of information (AEOI) for Tax Authorities. Vizor’s latest innovations for the RegTech ecosystem, Vizor Reporting API and Vizor Reporting Centre, have been launched in Singapore and Australia in 2020 to automate regulatory reporting. This reflects Vizor’s commitment to delivering new innovative solutions which digitalise and increase efficiency between regulators and regulated entities.

Wecan Group

2015

Switzerland

11-50

Wecan® Blockchain Platform offers a must have professional and compliant alternative to WhatsApp for wealth management sector with Wecan Connect and allows to manage and share compliance data and documents with the Wecan Comply.

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 Risk Management

Detect compliance and regulatory risks, assess risk exposure and anticipate future threats

Company Name

Inception

Location

People

360factors

2012

USA

11-50

Designs and develops enterprise regulatory change management cloud based software solutions

AI and Partners

2021

NL

1-10

Advisor for EU AI Act Compliance. Specialized in providing comprehensive and tailored solutions for companies subject to the EU AI Act, guiding them through the intricacies of regulatory requirements and enabling responsible and accountable AI practices.

Albany Group

2007

UK

11-50

Specializes in software solutions and has created third-party management & oversight platforms

AlgoDynamix

2013

UK

1-10

Risk analytics that detects disruptive events in global financial markets and anticipates price movements

Algorithmica

1993

Sweden

11-50

Real-time income pricing analysis and counterparty risk

AlgoSave

2015

Israel

1-10

Provides Expected Credit Losses calculations and computation of bank Risk Capital and RAROC

All Compliance Services

2017

USA

1-10

Provider of compliance & security capabilities to governments, banks, healthcare & energy companies, delivered inside of a single piece of software.

Alyne

2015

Germany

11-50

Alyne is a B2B RegTech solution that offers organisations access to 1200+ easy to understand controls to facilitate an efficient and agile process. Organisations can easily create an unparalleled degree of risk transparency with our highly scalable assessments function, performed both within their organisation and to their dependent third parties. Standards, laws and regulations relating to Information Security, Data Privacy, Operational Risk Management, Financial Regulation, BCM and other topics are linked with each control statement and enables an effective solution for measuring compliance.

AQMetrics

2012

Ireland

11-50

Data management and analytics, risk monitoring, compliance workflows and reports

Arctic Intelligence

2015

Australia

11-50

Specializes in audit, risk and compliance software related to financial crime compliance and risk management

AuditComply

2014

UK

11-50

A data-driven SAAS based solution used to monitor risk and controls, spot hazards/issues and mobilize action

Ayasdi

2008

USA

> 200

Helps companies use machine intelligence and topical data analysis for risk mitigation and regulatory compliance

Camms

1996

Australia

21-50

Redefine the way your organisation pursues opportunity and manages risk.
Make the right business decisions with an easy to use solution that provides a comprehensive integrated approach to governance, risk and compliance.

Circle8

2019

Australia

1-10

Circle8 aim is to use advanced technology, such as AI, to address one of the biggest challenges facing the financial services industry. Through automation the Circle8 solution reduce the repetition and allow your business to focus on the value-added. On ensuring that you are providing the best service to your client while minimizing the compliance risk.

CloudMargin

2013

UK

11-50

Cloud-based SaaS workflow tool for margin and collateral management.

ClusterSeven

2003

UK

11-50

Offers regulated businesses automated spreadsheet risk management solutions allowing same levels of data governance and management control that feature in their IT systems

Corlytics

2014

Ireland

51-100

Corlytics purpose is to help firms manage and minimise the risk associated with regulatory compliance and the resulting impact of enforcement on firm reputation, individuals’ careers and to the bottom line. To this end they provide a digital library of regulations, and an associated rules inventory to inform firms of what they must comply with. Corlytics also provides a regulatory monitoring solution to help manage continuous changes to the in-force laws and rules. In addition, Corlytics provides a document management solution to Mange Regulatory Compliance policies, the firm’s instantiation of regulations and an end-to-end solution to manage regulations from the external authorities that place obligations on firms right through to the internal impact assessments, procedures and policies, attestations and ultimately enables firms to uncover their regulatory risk exposure.

Credit Benchmark

2012

UK

11-50

Aggregates, analyses, and anonymises credit risk estimates from market participants to create a new source of credit risk data

CrowdCheck

2012

USA

11-50

Due diligence and disclosure services for early stage offerings

Datarama

2015

Singapore

11-50

Datarama is a one-stop information source for complex risk/opportunity assessment and due diligence in emerging markets

Derivitec Ltd

2011

UK

1-10

Cloud native risk analytics platform with associated API services.

Elliptic

2013

UK

51-200

Provides crypto-asset risk management solutions for financial institutions. Elliptic has assessed risk on transactions, uncovering illicit activities related to money laundering, terrorist fundraising, fraud, and other financial crimes

EthQuo

2018

Brazil

1-10

We are a start-up operating in the regulatory technology services business (Reg Tech), founded by professionals with a background in corporate compliance activities.
Our business focus is to provide end-to-end support in background checking and forensics activities, covering an extensive list of sources of information, both local and international.
We provide a wide list of services based in data relevant for the compliance routines and our major offering is to leading edge technology for data gathering in public sources, smart compilation of data and risk scoring relative to business counterparties in general (suppliers, customers, business partners etc.), displaying information in a way that brings agility and efficiency to KYC (Know Your Counterparty) practices in general.

Featurespace

2005

UK

51-200

Real-time data monitoring, using machine learning and adaptive behavioural analytics to detect fraud and risk

Fintellix

2006

India

> 200

Compliance, Risk & Analytics Products and Solutions for the Global Financial Services Industry

FundCalcs

2012

Ireland

1-10

Automation of Fund Admin for complex funds, non standard funds, custom reporting and data management etc.

GeneriTrend

2021

Australia

1-10

GeneriTrend is a big data analytic platform backed by expert consulting that formalizes and automates the process of determining if a trademark is becoming – or has already become – a generic term.

Grath Ltd

2019

UK

21-50

Grath was born from an idea to build an extensible and easy-to-integrate platform for managing regulatory compliance by a founding team passionate about transforming the future of financial services.
Our mission is to eliminate reliance on manual oversight by empowering Audit, Risk and Compliance teams to achieve real-time regulatory assurance. Effortlessly scale your oversight capabilities with the most intuitive regulatory compliance platform.

Heliocor Ltd.

2014

UK

11-20

Heliocor is an award-winning Regtech company delivering solutions to the financial services industry and beyond. We help our clients cope with the ever-changing demands of regulation by providing solutions that meet all their compliance requirements.
Our platforms use AI and Machine Learning Paradigms to provide a high performant, high-quality solutions infrastructure within our client organizations at an affordable cost for organizations of all sizes and are capable of monitoring a few transactions a day to thousands a second.

Met Facilities

2013

UK

1-10

FCA regulatory hosting umbrella for funds, start-ups, fintechs and financial services firms.

Finastra

2017

UK

> 200

Software solution to manage risk, liquidity and profitability.

Leading Point Financial Markets

2020

UK

1-10

Provider of anti-financial crime, corporate treasury, information security and unstructured data management solutions.

Linkurious

2013

France

21-50

A data visualization and analysis platform that enables users to explore and make sense of complex networks and graphs. The platform is designed to help users uncover hidden insights and patterns within their data and make better-informed decisions. With Linkurious, users can easily import data from a variety of sources. The platform offers a range of tools and features to help users explore their data. Additionally, Linkurious offers a number of collaboration features that make it easy for teams to work together on complex data projects. With its user-friendly interface and powerful analysis capabilities, Linkurious is an ideal tool for data scientists, researchers, and other professionals who need to analyze and visualize large and complex datasets.

Modelity Technologies

2000

Israel

51-200

Platform for financial modelling and portfolio risk analytics

Ncontracts

2009

USA

>200

Ncontracts is an integrated risk management software company offering governance risk and compliance tools and services to the financial industry. We serve over 4,000 financial institutions and Fintech customers nationwide.

Neterium

2017

Belgium

11-20

"Neterium is an API-native regtech, founded in 2017 by a team having a combined 100-year expertise in Financial Crime Compliance (FCC). Today, 80% of all cross-border banking transactions are screened using technologies we previously designed.

Our exclusive focus is to help fintechs, banks and digital platforms perform watchlist screening through our real-time API. Screening is a regulatory obligation for two specific use-cases:

1 - Screening of payments (or other financial transactions) against international Sanctions & Embargo lists, as required by law to fight against terrorism financing and money laundering.

2 - Onboarding and continuous monitoring of clients or counterparties to comply with sanctions, anti-money laundering and anti-corruption laws, as part of the “Know-Your-Customer” process.

Our cloud-based solution went live in early 2020 and sets a new standard for watchlist screening in terms of performance, flexibility and data analytics, combined with a completely new go-to-market."

NeoRM

2015

USA

1-10

Automates and simplifies the governance and risk management processes

Neota Logic

2010

USA

11-50

Legal end compliance applications

NOTO

2015

Bulgaria

21-50

NOTO is an enterprise grade solution designed to address all financial crime threats. NOTO is a data agnostic and uniquely flexible solution that empowers our users to efficiently combat fraud and money laundering across any vertical or industry. NOTO is designed to consume and simultaneously interpret any user profile, transactional or other related information providing a real-time output that enables businesses to better analyze and understand data at scale, mitigate risk, fight fraud, and remain compliant.

Observeit

2006

USA

51-200

Insider threat management solution that empowers security teams to detect insider threats, streamline the investigation process, and prevent data exfiltration

Open Risk

2014

Netherlands

1-10

Provides training and risk analysis tools

Open GAMMA

2009

UK

11-50

Data analytics for derivative counterparty relationship optimization and risk management

OS-IS

2010

Netherlands

11-50

Credit risk analysis solutions

Percentile

2014

UK

1-10

Data management, risk management and stress testing tool

Phinity Risk Solutions

2017

Ireland

1-10

The Phinity Risk Solutions platform integrates into your risk and compliance processes to help you decrease your risk exposure. Boost your risk management capability and manage your organisational risks, from identification through to remediation with the help of our powerful solutions. Make informed decisions faster with our strong and relevant reporting based on your risk and compliance data.

PRIVAPI GmbH

2021

Germany

1-10

Offers a smart software-as-a-service solution to process data subject rights requests in compliance with the requirements of European data protection law. By automating essential process steps (e.g. identification of data subjects, establishment of encrypted communication incl. file exchange, system-generated individual response letters), the processing effort of a request is significantly reduced and at the same time the risk of a violation of the GDPR is reduced.

Privitar

2014

UK

11-50

Big data anonymization platform helping institutions derive value from analytics while complying with GDPR

Promapp

2002

New Zealand

51-200

Cloud-based risk and compliance management application

Provenir

2004

USA

51-200

Risk analytic and decisioning solution.

Quaternion Risk Management

2010

Ireland

11-50

Helps clients with risk model development and meet regulatory expectations through a combination of consulting and open source software

Recordsure

2012

UK

11-50

Analyses fact-to-face conversation with AI and machine learning to support the risk management process

RedOwl Analytics

2012

USA

51-200

Platform that integrates structured and unstructured data sources to provide holistic visibility of human risk across the enterprise

Reg Lab

2017

Netherlands

11-20

Regulatory Lab supports European law firms and tax advisers to meet all regulatory requirements by managing the entire onboarding and AML process.

Regtify

2016

Cyprus

1-10

Enables organisations to directly engage with their risk management, reduce their operational risk levels, monitor their requirements and stress their capital liquidity while staying compliant with the regulatory regimes

RemitRix

2017

Israel

1-10

Actuarial, Accounting & Risk Management SaaS platform for Insurance Companies

Risklution

2018

Germany

1-10

The risklution software is the solution to record and monitor your risks in a structured way. We offer you the possibility to map your risk reporting securely on a single platform. The software supports the user with, among other things, automated risk reports and an internal control system including notification system and alarm chain. Your legal requirements are thus fulfilled.

Risklytics

2018

Germany

1-10

Our activities focus on risk-management and controlling for banks and financial services institutions, especially leasing and factoring companies. With our risklytics software, we support you in setting up and optimising risk-management that complies with regulatory requirements. With (as much) data and analyses as possible, we optimise your decision-making processes, bring structure to your regulatory processes and digitalise your reporting.

RiskSystem

2013

Ireland

1-10

Risk management solution for all risks related to AIFMD and UCITS obligations

SAI360

1994

USA

> 200

SAI360 is a leading ESG cloud provider connecting GRC, EHS, Sustainability and Learning.
Their SAAS platform with interconnected modules enables organisations to optimise and automate GRC processes like:

• Operational Risk Management
• Internal Control/Audit
• Business Continuity Management
• Third Party and IT Risk Management
• Policy and Regulatory Change Management

Scaled risk

2012

France

11-50

Trading analytics and risk management

Secondfloor

2005

Netherlands

51-200

Supplier of Insurance Risk management solutions

Secuvy AI

2019

USA

51-100

Secuvy is a Next-Generation Cloud Platform to automate Data Security, Privacy Compliance and Governance via AI-Driven workflows. Best in class Data Intelligence especially for Unstructured data.

Starling

2014

USA

11-50

Provides continuous governance risk metrics that scale across the entire enterprise without relying on intrusive surveys or traditional surveillance.

Swissmetrics

2014

Switzerland

1-10

SaaS platform for monitoring credit risk

Sybenetix

2009

UK

11-50

Solution to detect and investigate suspicious trading

Symetrics

2012

Netherlands

11-50

Linear and non-linear algorithms to stress-test asset portfolios

Symlogik

2018

Italy

11-50

Linear and non-linear algorithms to stress-test asset portfolios

The Data Initiative

2018

USA

11-50

Provider of modern data products and applications purposed to fight financial crime.

ThoughtRiver

2009

Singapore

11-50

Uses AI to extract and analyse infromation from written contracts to help understand associated risks.

Traiana

2000

USA

> 200

Automated risk management and pre-trade/post-trade processing of listed and over the counter transactions

TickSmith

2012

Canada

11-50

Comprehensive software solution to analyse, process and deliver big data for compliance and risk management

TrusTrace

2018

Sweden

101-200

A digital platform for product traceability and compliance. The TrusTrace platform has high quality primary ESG data about product (Bill of materials, chain of custody etc) and place of production (facility ESG performance). This data has been used by fashion brands to communicate transparently with customers, increase % of sustainable products in their portfolio, and to ensure and demonstrate compliance to various regulations and custom directives.

UNITAS

2001

South Korea

11-50

Unitas CRI (Country Risk Index) Service provides Country Risk Ratings of 239 Countries with 35 Variables in real-time

Univius

1995

India

> 200

Helps banks in automating activities and processes, mitigate fraudulent and malicious instances whilst staying compliant.

Visual Risk

2001

Australia

11-50

Processes and analyses data from various sources to provide trade risk management solutions

Web-IQ Business

2011

Netherlands

21-50

Automated online due diligence and data enrichment solutions uses sources like dark web, social media, online news/articles and millions of web pages to find relevant connections, detect risk indicators and cut the number of false positives.

Workscope

2018

UK

1-10

An automated discovery and analysis platform that delivers visibility, insights and control over end-user-computing applications. It provides a real-time view of spreadsheet files, their associated usage, complexity, risk, and data lineage so that organisations can understand the scale and complexity of internal processes. Thus, organisations can make data-driven decisions and focus resources on the most impactful areas of risk mitigation and process transformation.

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 Identity Management & Control

Facilitate counterparty due diligence and Know Your Customer (KYC) procedures. AML and anti-fraud screening and detection.

Company Name

Inception

Location

People

Accuity

1836

USA

> 200

Services for payment efficiency, compliant transactions, bank counterparty insight and AML screening

Actimize

1999

USA

> 200

Provider of anti-financial crime, risk and compliance solutions

Agreement Express

2001

Canada

51-200

An onboarding automation platform for financial services while providing analytics

Alacra

1996

USA

51-200

SaaS workflow and Reference Data solutions for KYC process and AML regulatory obligations

Alice Biometrics

2019

Spain

21-50

ALICE develops and sells a proprietary biometric identity verification solution to onboard new users online quickly and securely. The solution use artificial intelligence to automatically verify a user´s identity by matching their physical appearance with authorised identity proofs such as ID card, driver´s license or passport. This allows their customers to fight impersonation fraud which might occur through cheating the digital onboarding or control access processes with a false identity.

Algoreg

2017

Luxembourg

11-50

Contributes to the digital transformation of regulated firms in full compliance with regulatory requirements, including customer onbarding, KYC and AML.

Arachnys

2010

UK

11-50

Due diligence tool for regulatory and reputational based risk management

Arctic Intelligence

2011

Australia

11-50

Software to assist organisations in meeting financial crime compliance obligations and manage risk

AsiaVerify

2019

Singapore

21-50

Provides business verification technology, enabling instant access to business, customer and shareholder verification data, sourced from the most authoritative government registry information sources across Asia, fully translated in real-time. Conducting compliance checks in Asia can be an expensive, time-consuming, and complicated task, often resulting in incomplete, outdated or inaccurate information, in a language your business cannot use. AsiaVerify’s automated and intuitive platform simplifies this resource-intensive process, transforming how our customers collect KYC/KYB and Ultimate Beneficial Ownership (UBO) data to make better-informed business decisions.

Authenteq

2015

Iceland

11-50

A digital identity and authentication platform that allows anyone to verify their identity and then use their digital biometric passport on any website to prove who they are

BehavioSec

2008

Sweden

11-50

Provides a layer of security that lets your customers authenticate themselves through the unique ways they type, swipe and hold their devices, to prevent fraud

Chaordic

2017

Switzerland

11-50

Provided a Client Due Diligence tool that supports compliance with AML, CRS & FATCA regulation

Credas

2016

UK

21-50

No matter the market or sector, Credas helps businesses streamline their onboarding process using market leading-technology to revolutionise the way they manage their compliance and due diligence.

Contego

2011

UK

11-50

Risk, compliance & anti-fraud solution

Digital Reasoning

2000

USA

51-200

Uses AI and machine learning to analyse customer information from structured and unstructured data sources

DueDil

2011

UK

51-200

Solution to identify adverse information and to conduct KYC and AML compliance checks

e4

2000

South Africa

51-200

Offers a range of digital services to assist financial institutions with their client onboarding processes

EarlyIQ

2012

USA

1-10

On-demand investor due diligence reports

EastNets

1984

UAE

> 200

Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting

Electronic IDentification

2013

Spain

11-50

Provider of compliance and payments solutions for the Financial Services industry, including solutions around financial crime, risk management, monitoring, analysis and reporting

Encompass

2012

UK

51-200

KYC software for banking, finance, legal and accountancy businesses.

Exiger (DDIQ)

2013

USA

> 200

DDIQ is AI-based automated due diligence solution by Exiger aimed at enhancing risk assessment related to clients, investments, transactions, third-parties and counterparties

Finform

2016

Switzerland

11-50

Solution to process and verify client onboarding documents in real-time for compliance

Fircosoft

1990

France

51-200

Provides real-time trasnaction and customer screening through their watch list solutions

Fraud.com International Ltd

2018

UK

51-200

Complete fraud protection for Banks, insurance, telco’s, eCommerce and gaming from the time their customer signs up to a service, signs in and then uses the service.
fraud.com is a single platform with no gaps, united in defence, strategy, operations, support, maintenance and one that the market can afford.

Giant Oak

2013

USA

21-50

The Giant Oak team integrates behavioral scientists, software engineers, and security experts to bridge the gap between the technology needed to store and process big data and the ability to extract meaningful knowledge from it for front line analysts in the financial and federal sectors.

Global Fund Watch

2015

Sweden

1-10

Counterparty due-diligence with questionnaires integrated

i-Hub

2017

Luxembourg

11-50

Managed service solution for KYC/AML due diligence with continuous maintenance of Client's KYC files and mutualisation abilities

IDmission

2011

USA

1-10

Offers technology that help banks onboard and engage with their customers for various financial services

idwall

2016

Brazil

51-200

Provides identity verification, document authentication and KYC/AML solutions

ID-Pal

2016

Ireland

11-50

Solution for businesses to verify the identity of clients in order to comply with international Anti Money Laundering regulations

iGrant.io

2017

Sweden

1-10

Cloud-based personal data and consent mediation platform that enables a transparent and trustable data sharing economy

Infosistema

1996

Portugal

11-50

Technology and Business Consulting company providing systems of engagement, integration and advanced analytics solutions to banking and insurance companies.

Intelitruth

2017

USA

1-10

Biometric-Driven, KYC/AML-compliant, omni-channel whitelabel RegTech platform to help collect and manage identifying information about a person and/or business

Intelligo Group

2014

Israel

51-200

Gathers and analyses data from disparate sources to provide compliance-related information, including due diligence solutions

InvestGlass

2014

Switzerland

11-50

Uses AI to automate the profiling of prospective and existing clients

Invoxis

2013

France

11-50

KYC, Client-Onboarding, AML, DueDil Investigation & Sectorial Analysis solutions

Jumio

2010

USA

> 200

Combines biometric facial recognition, facial image matching, ID verification, and document verification to ensure the physical identity matches the real-world identity.

Know Your Customer

2015

Hong Kong

50-100

Modular compliance technology to build end-to-end digital onboarding, KYC and KYB solutions. Includes the widest coverage of real-time company registry connections in the market and AI-driven UBO identification across borders.

kompany

2012

Austria

11-50

Global live network that provides real-time access to official commercial and banking registers for Business KYC (KYB) purposes, covering 200 jurisdictions and 110 million companies worldwide

Kompli

2016

UK

1-10

Customer Due Dilligence

KoreConX

2013

Canada

11-50

Platform to organise, manage and share corporate information to facilitate regulatory compliance

KROLL

1972

USA

> 200

SaaS and AI-powered platforms for discovering and managing reputational and regulatory risks through database screening and enhanced due diligence

KYC-Chain

2013

Hong Kong

1-10

KYC-Chain uses distributed ledger technology to provide businesses with secure KYC procedures that gives users ownership of their identity data

KYC3

2014

Luxembourg

1-10

Solution for compliance, counterparty risk management and competitive intelligence.

KYC360°

2002

UK

1-10

Customer Due Dilligence

KYC Exchange Net

2013

Switzerland

1-10

Secure communication platform for KYC/CDD purposes

Kyckr

2015

Ireland

11-50

KYC due diligence and customer on-boarding

Kyckr

2015

Ireland

11-50

KYC due diligence and customer on-boarding

LAB Group

2010

Australia

21-50

LAB Group provides streamlined digital customer acquisition, identity verification, and onboarding technology, including a complete suite of regulatory and compliance functions to the financial services industry globally. LAB Group’s digital customer acquisition and onboarding Software-as-a-Service supports a seamless, secure, and compliant customer journey with continuous improvement through compliance monitoring, advanced analytics and implementations. LAB’s technology continuously evolves to meet the constantly changing Know Your Customer and Compliance demands of regulators.

LEI Worldwide

2017

Ireland

11-50

LEI Worldwide provides LEI solutions and a management system (RAMP 2.0) for regulated firms who fall under the scope of one or more of the 200+ LEI mandated regulations globally.

Mitek

1985

USA

51-200

Mobile identity verification software solutions

muinmos

2012

Denmark

1-10

KYC tool providing businesses with automatic regulatory compliance checks during, and after, the client onboarding process

Neotas

2015

UK

11-50

Leverage open source intelligence and machine learning techniques to enhance due diligence processes

Neuroprofiler

2016

France

1-10

MiFIDII-compliant customer risk profiler for financial advisors using machine learning and cognitive science

NewBanking

2015

Denmark

11-20

A digital identity verification and compliance platform designed to help businesses verify their customers' identities and comply with regulatory requirements. The platform offers identity verification, document validation, and risk assessment. Using advanced technology, NewBanking Identity streamlines the customer onboarding process, reducing the need for manual checks and speeding up the time it takes to verify a customer's identity. NewBanking Identity also helps businesses stay compliant with regulations such as KYC (Know Your Customer) and AML (Anti-Money Laundering) by verifying customer identities and providing a comprehensive audit trail and PEP/Sanctions screening.

Norbloc

2016

Sweden

21-50

Software provider of digital compliance modules that cover the whole Know-Your-Customer lifespan from data collection, management, validation and review via our digital onboarding platform Sancus, to data sharing and monetization via the blockchain-based Atlas and Fides platforms. Norbloc's platforms allow auditable sharing of validated KYC data at the request of the customer, enforcing one version of truth across an ecosystem.

NorthRow

2010

UK

11-50

Provides a risk scoring platform that can handle multi-source fraud detection and compliance checks

OneVisage

2013

Switzerland

1-10

"Offers real-time 3D facial authentication on consumer mobile devices

Onfido

2012

UK

51-200

Identity verification and background checks

OpusDatum

2007

UK

11-50

Focus on economic sanctions, anti-money laundering, anti-bribery & corruption and financial fraud

PASS

2016

UK

11-50

Provides a technology solution that centralises all an organisation's checks in one location

PassFort

2015

UK

1-10

Customer due diligence (CDD) solution

Planet of Finance

2009

Monaco

11-50

The RoboComplianceOfficer offers a new way of gathering, storing and verifying the source of wealth information of a client

Precognitive

2016

USA

1-10

Provides fraud prevention technology that combines device intelligence, behavioral analytics, and a real-time decision engine to detect and prevent fraud

RDC

2002

USA

> 200

Provides automated customer screening solutions through its AI-driven risk database comprising PEPs, sanctions and adverse media.

Regula

1992

Latvia

> 200

Regula is a global developer of forensic devices and identity verification solutions.
With our 30+ years of experience in forensic research and the largest library of document templates in the world, we create breakthrough technologies in document and biometric verification. Our hardware and software solutions allow over 1,000 organizations and 80 border control authorities globally to provide top-notch client service without compromising safety, security or speed.

Risk Ident

2012

Germany

11-50

Anti-fraud solutions

Riskifier

2017

Switzerland

1-10

Employs artificial intelligence to fulfill the requirements of MiFID II/FIDLEG investor risk profiling and KYC data collection

Sayari Labs

2015

USA

11-50

Specializes is gather open-source intelligence (OSINT) from hard target nations. Compliance professionals, law enforcement, and national security professionals leverage these global public records to identify risky networks and ultimate beneficial ownership

Scanovate

2015

Israel

51-200

An Enterprise Identity and Compliance platform with an end-to-end identity management solution. Helps guide the flow of any digital transaction in a secure and compliant way.

SecureFact

1995

Canada

11-50

Provides advisory services and managed services for know-your-customer (KYC) & customer identification needs, regulatory compliance requirements and secured lending portfolios

Sedicii

2013

Ireland

11-20

Enables confidential data collaborations without the need to share any underlying data through the provision of Privacy Enhancing Technologies, A.I. and a set of identity tools and services that enable the building of trusted data collaborations between organisations and people. Sedicii is developing a new approach to sensitive data and identity.

Shufti Pro

2016

UK

11-50

Digital identity verification application for the verification of ID card, Passport, Driving License, and Credit/Debit card

Simple KYC

2015

USA

1-10

Customer onboarding tools

SignDesk

2016

India

101-200

SignDesk is a 5-year old award-winning RegTech pioneer, engaged in providing digital business documentation solutions, with a focus on ID verification, digital onboarding, and KYC validation.

The costs of KYC compliance, along with the inefficiencies associated with traditional onboarding & paper-based verification have resulted in soaring operational costs & loss of productivity, while increasing the dependence of businesses on outdated manual methods. SignDesk aims to completely digitize and automate all aspects of business documentation, including KYC verification & onboarding. We use cutting edge AI & ML techniques to help businesses automate and go paper-free.

Our KYC & ID verification solutions use OCR & AI to extract data from document images, validate relevant information, perform facial matching, and ML-based techniques to filter out fraudulent IDs and profiles. All these capabilities are rooted in a smart & customer-centric interface designed to streamline the KYC process and complete onboarding smoothly.

Our ID validation solutions support various KYC workflows, including VCIP, VBIP & VIPV, and are customizable upon request. Our 350+ clients who utilize our digital KYC solutions have experienced reductions in onboarding costs of 90%, TAT reductions from days to minutes, and a 20% reduction in KYC drop-offs. Our efforts to automate verification have been recognised through various awards, the latest of which is the Best AI/ML Product at InnTech 2020.

Our ID verification solutions are cost-effective, seamless & have been shown to deter fraud. They can also be combined with our other offerings to create an end-to-end solution that can be used for account opening, loan disbursement & insurance verification.

SignDesk additionally offers an eSign suite with Aadhaar, digital & video-based signatures, a nationally acclaimed digital stamping solution & an eMandate solution to automate recurring payments, in an effort to digitize business documentation.

Signyz

2015

India

11-50

Cloud-based real-time client authentication using AI and cryptography

SmartSearch

2011

UK

51-200

Platform that delivers AML searches and verifications on Individuals and Businesses across the UK and International Markets

Spitch

2013

Switzerland

11-50

Real-time voice recognition and identification solution

Sumsub

2015

UK

11-50

One gate to KYC, KYB, AML and crypto compliance

ThisIsMe

2014

South Africa

11-50

Uses Machine Learning for enhanced, ongoing identity verification and compliance checks

TMR Global

2016

Australia

1-10

TMR Global simplifies Risk Management from start to finish.
TMR GLobal delivers lasting cultural change by supporting enterprises with integrated risk management applications which include the ability to execute automated key control testing across data based events, lifting labourous detective controls into real time preventative contros through continual API based assurance.

Trade Informatics

2007

USA

11-50

Cloud-based trade counterparty management solution to meet regulatory compliance

Tradle

2015

UK

1-10

Incorporates blockchain technology to facilitate and simplify user-controlled KYC

TransparINT

2013

USA

1-10

Money laundering and financial crime public risk information

Trax Print

2016

Australia

1-10

Platform that secures digital and printed documents against fraud

Trulioo

2011

Canada

11-50

Identity verification solutions for Anti-Money Laundering (AML) and Know Your Customer (KYC) processes

Trunomi

2014

USA

11-50

Interact with customer personal data using a consent-based data sharing platform

Ume

2017

Luxembourg

1-10

Ume is a Regtech focusing on digital due diligence of fund distributor (Know your distributor - kyd)

upLexis

2005

Brazil

51-200

Captures, organizes, classifies and presents information from data through risk reports and link relation graphics. KYC, KYS, KYE, Background checks, risk analysis and due diligence

Vadis Technologies

2018

Belgium

11-50

Vadis collects and enriches complex business data by matching people and companies with public, private and affinities links, to be able to visualize any potential conflicts of interest

Veriphy Ltd

2007

UK

1-10

Established 2007 and offering AML KYC, online training, broad compliance solutions, and company data to regulated sector

Vital4

2016

USA

51-200

Vital4 is determined to make due diligence smart, light touch, automated and more powerful than anything else out there. We are committed to harnessing technology to drive costs down and deliver unsurpassed results —results that let anyone concerned about compliance sleep better at night.

ZeroTolerance

2020

UK

1-10

Complete technological and legal toolkit built to manage all your AML requirements. Our solution cover all AML requirements, not only KYC but everything, including legal work, risk-scoring and support of our certified experts for AML routine work

ZignSec

2015

Sweden

21-50

ZignSec offers technology for digital onboarding and ID verification services. Our platform evolves constantly by aggregating the best available verification data providers within each geographic market. By combining individual solutions that meet each customer’s need we can create a powerful workflow that is specific to any business or market.

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 Compliance

Real time monitoring and tracking of current state of compliance and upcoming regulations

Company Name

Inception

Location

People

6clicks

2019

Australia

51-100

Offers an end-to-end solution for understanding compliance requirements, managing internal controls, defining your ideal compliance/audit processes and workflows, automating manual tasks, and monitoring/reporting on your compliance posture.

8of9

2009

USA

11-50

Captures and monitors regulatory data so it can be read by machines and understood by humans.

Abside RegTech

1999

Spain

> 200

Offers a RegTech solutions suite that enables an efficient and effective regulatory compliance

Adherence Compliance

2018

USA

1-10

Automation of cannabis, hemp, CBD and tobacco regulatory compliance and code enforcement.

Aereve

2020

Hong Kong

1-10

Aereve is a Translateral Regtech and Suptech company, specialized in testing screening systems for AML/CFT and KYC efficacy.
We provide unique screening testing solution for English and Chinese with both transliteration and native-to-native capabilities.

Afriwise

2020

Belgium

1-10

B2B information service provider that combines local legal know-how with technology to give organisations access to the critical legal and regulatory knowledge and expertise they need about developing and growth markets, when and wherever they need it.

Aesthetic Integration

2014

UK

11-50

Analyses financial algorithms to ensure regulatory compliance

Ai XPRT

2016

UK

51-100

AI solutions for regulatory compliance and audit

Aigine

2018

Sweden

1-10

Aigine provides AI-powered automated information classification for unstructured data, giving our customers true information control. Aigine automatically generates and updates the mandatory Records of Processing Activities (ROPA) according to the GDPR article 30, and the mandatory Information Asset Register (IAR) according to NIS2/ISO27001 chapter 8. The solution can also, trough fine tuning, assess, classify, and monitor information concerning Export control, National security, CMMC, Trade secrets, IP-protection or any other classification need. By gaining true information control our customers does not only get compliant, but they also reduce the amount of unstructured data stored, giving lower costs and CO2 emissions.

Albany Group

2015

UK

1-10

Albany's Conect platform makes governance and oversight of third parties effortless

AML Partners

2005

USA

21-50

A behavioral software development and consulting firm that provides CLM, KYC, Risk Modelling, ID Verification, Anti Money Laundering, Screening for Global Sanctions + PEP + Media, FinCEN314a Screening, and Dynamic Case Management Module to assess as well as manage risk and streamline workflows. RegTechONE is the culmination of AML Partners’ to create a centralized Modular platform for effective and efficient controls pertaining to Know Your Customer (KYC), Anti Money Laundering (AML), Screening, Dynamic Workflow, and Business Process Management.

Apiax

2017

Switzerland

1-10

Solution to transform complex regulations into digital compliance rules and to manage regulations digitally

Apricity Compliance Ltd

2017

UK

1-10

Provide Compliance Support to other businesses

Aprivacy

2015

Canada

11-50

Information security and tracking service. Secure e-statement, secure document sharing and email

Aravo Solutions

2000

USA

51-200

SaaS solutions for managing third party risk and compliance at scale

ASC Technology AG

1964

Germany

> 200

Software provider in the field of omni-channel recording, quality management, and analytics

Ascent

2015

USA

11-50

Helps financial services firms automate aspects of compliance

AssetLogic

2014

Luxembourg

11-50

Online central repository for investment data and documents

AtlasNLP

2017

Australia

11-50

Online central repository for investment data and documents

AuditXprt

2015

UK

11-50

Deliver Artificial Intelligence (AI) and Machine Learning Solutions to produce and automated Compliance and Audit tool

Autologyx

2014

UK

11-50

SaaS that uses RPA to faciliate a range of regulatory comlpliance tasks.

AxeTrading

2009

UK

11-50

Fixed income pricing and execution management solution, ensuring MiFID II compliance

BAE Systems Applied Intelligence

1970

UK

> 200

As part of BAE Systems, Applied Intelligence has a deep knowledge in protecting and enabling large and complex organisations in the face of today’s digital threats.

With our track record for being the trusted partner of governments, we're uniquely able to help financial services institutions counter economic crime and fraud.

With over 20 years of providing regulatory compliance and counter fraud solutions in over 17 countries, they are supported by 2000+ engineers and 3500+ experts whom are trusted by more than a third of the global top 100 banks and protect 100 insurance carriers and their affiliates against crime.

BAE Systems Applied Intelligence is part of the greater BAE Systems group with is over 85000 strong.

BCube Analytics

2011

USA

1-10

Simplifies across your organization by enabling collaboration between all stakeholders using an AI-driven platform with end-to-end workflows, and annually eliminates thousands of hours of manual efforts. Types of Audits supported: Financial, Regulatory, Operational, HR, IT, Security, etc. Types of Policies that can be managed: Financial, Regulatory, Operational, HR, IT, Security, etc.

BeCLM

2015

France

21-50

An integrated solution that provides several modules to help organizations automate their AML, asset freezes, sanctions and PEPs checks; KYC processes; requirements control; sales; and regulatory documentary base.

Behavox

2014

UK

11-50

Compliance reporting and assessment tools, holistic employee monitoring and risk scoring

Bigcontrols

2014

USA

1-10

Automated tracking, reporting, and compliance management for government incentives

BNY Mellon/Pershing

1939

USA

> 200

Includes business solutions for managing risk and regulation

BoardiGo

2021

Luxembourg

1-10

Web and mobile application that dramatically simplifies the board management process while keeping it secure and compliant. Easy to use for board members and corporate secretaries, in online or hybrid mode, BoardiGO saves time and keeps track. Its embedded e-signature guarantees the legality of votes and signatures (compliant eIDAS).

Bottomline Technologies

1989

USA

> 200

Provides services that include fraud detection, behavioral analytics and regulatory compliance solutions

Broadridge

1962

USA

> 200

Offers compliance and regulatory accounting managed services

Capiche

2015

Canada

1-10

Brings the capital raising process on-line, automating the preparation of all required documentation, facilitating interactions with investors and guiding financings to completion. To date, we’ve been use d by TSXV, CSE and private-stage companies to raise over $250m from 5,000 investors in more than 100 financings.

Capnovum

2014

UK

1-10

Regulatoy watch based on artificial intelligence and automation

CardX

2013

USA

21-50

CardX provides solutions for businesses to accept credit cards at 0% cost, making payments more fair for everyone. We offer technology-enabled compliance with the surcharging rules, allowing businesses to keep their payments acceptance simple while providing their customers the option to pay by card.

Carne Group

2003

Ireland

> 200

Carne helps clients optimize the performance of their management companies, and give asset managers tactical opportunities to increase efficiency. Clients leverage our global infrastructure and digital platform, Curator, through a toolkit which covers directors and designated persons, AML, distribution, due diligence, and tactical management companies. It’s powered by specialized local knowledge with a worldwide footprint.

Carne gives institutional investors, distributors and asset managers new options to strengthen operations by leveraging our technology and global infrastructure. A digital platform that connects you to your fund universe in all jurisdictions, to your industry partners and to every element of management through the product lifecycle. Specialized regulatory expertise and workflow experience built into its processes for agility and control. Data analytics and automation to reduce risk and increase speed.

Cascade Lab

2019

Luxembourg

11-20

SaaS platform that centralizes client data by structuring registries of clients and counterparties and providing a complete AML/KYC and Compliance framework.

Castellum.AI

2019

USA

1-10

Watchlist screening tools available online, fully automating manual tasks, and building the world’s largest financial crime compliance database.

Castlepoint

2018

Australia

11-50

Reads, registers and classifies documents, applying regulatory requirements with no user impact, and no code or integrations.

Catelas

2007

USA

11-50

Provides eDiscovery & Surveillance solutions to help firms protect their reputations by the early detection of risks such as fraud, insider threats and market manipulation

Checkrecipient

2013

UK

11-50

Artificial intelligence and machine learning tool to analyse historical email data and automatically identify anomalies

ClearMash

2008

Israel

11-50

Real time knowledge discovery solution for "Proactive compliance assurance" and "Governance & Regulation Intelligence"

ClauseMatch

2012

UK

51-100

Is an award-winning software platform that regulated companies depend on to manage policy management and regulatory change efficiently, prove compliance, and stay responsive and agile in an ever-changing landscape.

CodeREG

2018

UK

1-10

Codifies financial legislation into machine executable rules, giving their clients real-time insight and risk identification

Cognitiv+

2015

UK

1-10

Artificial intelligence platform that empowers businesses and law firms with deeper insights on their legal data for compliance purposes.

Compliance Solutions

2016

UK

51-200

Provider of digital legal & compliance solutions. MCS Compliance Platform offers a selection of over 20 innovative IT systems that cover all relevant areas of compliance. Due to the modular structure of the platform, its range of functions can be flexibly adapted to different needs. It is freely scalable: from the operation of a single system to a broad compliance solution.

Compliance.ai

2016

USA

11-50

Search, Monitor, Access, Research and Track financial regulatory information, in real-time

ComplianceWise

2012

Netherlands

11-50

Online platform to monitor and manage complinace and risk

Complii Fintec Solutions

2010

Australia

51-100

Integrated Risk & compliance management platform for equity capital markets participants. Complii’s customisable, modular platform is designed to automate record and report on an AFS Licensee’s compliance obligations.

Compliy

2017

Vietnam

1-10

Offers an AI-powered and automated regulatory change management platform

Comply365

2008

USA

51-200

SaaS platform for real-time data analytics, audit and flexible reporting, regulatory compliance tracking

ComplyAdvantage

2014

UK

51-200

Application for AML and KYC

Comply Exchange

2009

UK

11-50

Deliver a suite of automated & AI inspired products

ComplySci

2003

USA

11-50

Monitor employee risk and automate code of ethics compliance

Continuity Control

2008

USA

51-200

Continuity automates the compliance management process, offering workflow solutions and regulatory alerts.

CookieFirst

2019

Netherlands

1-10

CookieFirst - Consent Management Platform. CookieFirst aims to optimize the opt-in rate for the use of data, so that marketing departments have valid data to work with and at the same time comply with international privacy laws.

CoVi Analytics

2015

UK

1-10

Regulatory compliance solution and workflow management

CUBE

2012

UK

51-200

Compliance regulatory watch and risk assessment

Cybot

2012

Denmark

1-10

Provides website compliance with EU General Data Protection Regulation (GDPR) & ePrivacy Directive

Cynopsis Solutions

2014

Singapore

21-50

A RegTech company that focuses on anti-money laundering and countering terrorism financing software to automate manual processes and digitise analogue records and documentation. to provide a complete case management system that not only automates identity management – ID verification using facial recognition software combined with optical character reading (OCR) - but also satisfies the broader regulatory reporting requirements such as client screening (PEP, Sanctions, Adverse Media) and risk assessments as well as providing the necessary ongoing due-diligence, transaction monitoring and audit trails to meet the increasingly stringent KYC regulatory requirements across the world.

Darktrace

2013

UK

> 200

Its Enterprise Immune System technology uses AI and machine learning to detects and responds to previously unidentified threats Data Security

Data and more

2016

Denmark

11-50

Focuses on GDPR and other compliance areas, identifies personal and sensitive data, defines data polices and document types and monitors compliance

Datactics

2007

UK

11-50

Risk and compliance data management

DerivativesTech

2015

Germany

11-50

Automated production of PRIIPs KIDs

Depowise

2021

Estonia

1-10

Depowise is an investment oversight and compliance monitoring software solution for the fund management companies, fund administrators and depository banks that helps you keep up with constantly changing business environments and growing compliance burdens. It will improve corporate governance and accelerate the implementation of regulatory changes by automating investment compliance and oversight tasks.

DHC Business Solutions

2011

Germany

11-50

Integrated management system and services for digital quality and regulatory compliance management

Digital Insight

2018

UK

1-10

Offers an automated solution to the due diligence, know your customer and compliance market in financial services, insurance, recruitment and other industries

Diligencia

-

UK

51-100

Diligencia helps customers to find essential information on organisations registered in Africa and the Middle East. they enable clients to effectively manage their compliance obligations, market strategies and counterparty risks in the MEA region. Diligencia aims is to provide factual data, based exclusively on primary sources. Due to the difficulties of retrieving data from the jurisdictions they cover, the raw material they use can vary from paper-based records, official gazette publications or bulk registry data. From these sources tey use agile technology and human resources to collect, standardise, transliterate, curate and deliver multiple connected datasets. Diligencia's online platform ClarifiedBy.com offers access to verified information on organisations and individuals, enabling users to quickly identify ultimate beneficial owners, links to ruling families and to conduct compliance screening. For those situations where a deeper level of analysis is needed, Diligencia offers a range of specialist corporate intelligence.

Dilisense

2019

Switzerland

1-10

Sanction, PEP and criminal watchlist screening against individual and entity names. Transparent coverage and fair pricing.

Docbyte

2006

Belgium

11-50

Provider of digital information management solutions for large organizations

Dome9

2011

USA

51-200

Delivers end-to-end compliance management with automated data aggregation and in-place remediation for public cloud environments

Domus Semo Sancus (DSS)

2014

Turks and Caicos Island

1-10

AI-powered KYC/AML Enhanced Due Diligence platform that helps organizations comply with AML rules and regulations. Includes ID verification and Link Analysis tools

Droit

2012

USA

51-200

Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls. Droit partners with leading global financial institutions to create forward-looking operational and regulatory solutions within the ever-changing financial landscape.

Drooms

2001

Germany

51-200

Data room provider that allows highly secured access to confidential documents and safe third party access

Dynamic GCC

2016

Singapore

1-10

SaaS platform for governance, risk and compliance solutions all in one place.

EbixCash Financial Technologies

1999

UK

> 200

Provides technology solutions for Investment Compliance and Regulatory Reporting

EPICTec

2019

Switzerland

11-20

Etac is a software application focused on the process digitalization in the financial industry. Its primary aim is the automation and streamlining of business processes, error minimization and measurable quality improvement as well as cost reductions. Tedious manual work can be significantly reduced and people can focus on value-adding tasks. At the moment, etac helps its customers to efficiently fulfill regulatory requirements in investment compliance and optimizes the collaboration with external auditors.

Ethic Alliance

2023

USA

1-10

guides, protects and helps financially reward whistleblowers under U.S. law. We use a variety of laws typically known as Qui Tam, that allow a private person to bring a lawsuit on behalf of the government and receive a reward. They include information about waste, abuse, fraud, or corruption in government grants or loans, information about insider trading, sanctions violations, bribing of foreign officials by US companies or citizens, money laundering, and trafficking.

Ethidex Inc.

2004

Canada

1-10

Software in the area of Governance, Risk and Compliance offering custom compliance management solutions

ETNA

2020

Canada

11-50

Automates back office operations, reporting and compliance through white label software for digital wealth management firms.

EuroComply

2015

Ireland

1-10

SaaS management solution for the European General Data Protection Regulation (GDPR)

Evolute

2016

Switzerland

11-50

Software solution and advice for asset managers to ensure regulatory compliance

FeedStock

2015

UK

11-50

AI and machine learning to gather, analyse and filter information for research management while ensuring MiFID II compliance

Fenergo

2009

Ireland

> 200

Fenergo's software digitally orchestrates every client journey from initial Know your Customer (KYC) and client onboarding, automating regulatory compliance and enabling continuous monitoring throughout the client lifecycle (transaction monitoring, perpetual KYC), all the way to client offboarding. Fenergo is recognized for its in-depth financial services and regulatory expertise and out-of-the-box rules engine which ensures financial institutions are future-proofed against evolving KYC, Anti-Money Laundering (AML), Environmental, Social and Governance (ESG) tax and prudential regulations. Headquartered in Dublin, Ireland, Fenergo has offices in North America, the UK, Poland, Spain, South Africa, Asia Pacific, and the United Arab Emirates.

Fernbach

1986

Luxembourg

51-200

A group of companies offering a suite of technologies and consulting services for treasury and accounting deparments

Fincom.co

2017

Israel

1-10

Most advanced name matching, searching and unifying technology - able to identify identical to similar names across 38 languages, spelling mistakes and unstructured.
Best of class transaction screening, can screen a name in less than 200 milliseconds and at greater accuracy - making it the world only real time screening solution in the world. Support KYC/KYB process and On-going screening as demanded by law.

Fineksus

2002

Turkey

51-100

Develops cutting-edge tools for an efficient and effective AML compliance and financial messaging technologies. PayGate™ Compliance package covers all the fundamental operations based on AI and machine learning to maintain surveillance of financial systems.

Finologee

2017

Luxembourg

21-50

Finologee is a fast-growing digital platform operator of robust, ready-made, and compliant systems and APIs for open finance, digital onboarding, KYC lifecycle management, professional payments as well as telecom routing and micropayments.

FIN|SOFT

1999

Luxembourg

11-50

Due diligence & trailer fee software provider for the fund industry

FixNix

2012

USA

11-50

Risk orchestration platform to streamline governance, risk & compliance process via workflows, along with predictive analytics models

Flaminem

2013

France

11-50

A software vendor for KYC solutions and helps companies comply to AML-CFT regulations

Flextrade

1996

USA

> 200

Order management system for trading with build in compliance tools

Fonetic

2006

Spain

51-200

Fonetic builds technology that processes and analyses all trade communications data, including voice to ensure compliance, detect fraud and perform trade reconstruction

Four Eyes Financial

2015

Canada

21-50

Increases compliance teams’ capacities by 50% while adding enormous value to risk-related data and workflows which can be used across the wealth management firm. The Intelligent Compliance Platform has quickly displaced legacy systems to help wealth firms organize, streamline and automate: Trade Surveillance & Suitability, Product & Peer Comparison, Point of Sale Distribution, Product & KYC Lifecycle Management, and Case Management. The Platform also enables Client Onboarding with a proprietary Client Risk Profiler and a dynamic Client Portal with Embedded Video Conferencing.

Fortia Financial Solutions

2012

France

51-100

Solutions for compliance management, internal control, risk management and reporting

Fund-Axis

2006

UK

11-50

Helping investment managers and depositaries adhere to investment compliance, risk and regulatory reporting regulations through solutions and managed services

Fund Recs

2013

Ireland

1-10

Cloud based reconciliation software for the global Funds Industry.

FundApps

2010

UK

51-100

Automated shareholding disclosure, investment restriction, sensitive industry and position limit monitoring.

FusionATCM

2015

Netherlands

1-10

Trade management platform with compliance management and regulatory reporting components

Gecko Governance

2014

Ireland

1-10

Governance management tool

GFA

2014

Luxembourg

11-50

Data management platform that provides full oversight capabilities to ensure effective and compliant fund distribution activities

Global PIL

2019

Israel

1-10

PIL develop SaaS regulatory compliance platform that offers an effective automated solution powered by built-in, dynamic integration with regulations and checklists. PIL has met objectives of POC, having market-proven presence, running product, and paying clients. PIL received a grant from the Innovation Authority of Israel in a pilot program by Israel Securities Authority (ISA).

Governance.com

2014

Luxembourg

21-50

Governance.com is the Low-Code Application Platform enabling rapid process automation in the asset management sector. The platform digitalises processes for efficient client lifecycle management, risk management and compliance operations. The adaptable and fast-to- implement platform uniquely integrates with complex and siloed IT architectures and helps asset management institutions remain regulatory compliant while saving time and money with digitalised processes.

Governance.io

2011

Luxembourg

1-10

Governance, Risk and Compliance (GRC) solution dedicated to Investment Fund professionals

Governor Software

2015

Ireland

1-10

Governor Software offer financial firms the ability to deconstruct regulations, frameworks and policies into visual maps that clearly communicate the obligations that require oversight and enables them to track the changes as they are made to the obligations.

GRC Solutions

1999

Australia

11-50

Online legal compliance training and compliance reviews

Greenkey

2013

USA

11-50

Voice-driven collaboration platform with data analytics and workflows

Harpocrates

2020

Germany

1-10

Offers a Compliance-as-a-Service (CaaS) platform which provides a highly automated technology stack to analyse documents/contracts, convert laws & regulations into digital assets to ensure compliance or contract understanding.

HelloFlow

2020

Denmark

11-20

HelloFlow provides a no-code digital onboarding platform to build a sleek customer experience and use the latest digital identity verification services to ensure regulatory compliance – without compromising the customer experience. Use both global and local identity verification services already integrated into our platform to ensure strong AML and KYC compliance without slowing down the onboarding process.

Helm

2015

USA

1-10

Real-time compliance analysis, connecting businesses with compliance solutions and regulators

Huntsman Security "Essential 8 Scorecard"

1999

Australia

11-50

Offers a cyber risk control measurement and compliance product "Essential 8 Scorecard"

Iconicchain

2017

Finland

1-10

Aim to turn regulatory audit and compliance into an automated, real-time process by using private, distributed ledgers shared between regulated companies, auditors and regulators

Idisclose

2015

USA

1-10

Web-based application to generate legal and regulatory documents for entrepreneurs raising capital

Illumis

2016

USA

11-20

Illumis is the leading public records monitoring solution. Our compliance solutions provide the most comprehensive data coverage available in the industry, helping teams in financial services monitor for risks like undisclosed political contributions by employees and potential pay to play violations.

iMeta Technologies Ltd.

2000

UK

21-50

iMeta Technologies Ltd. provides Complete Client Onboarding, KYC, AML & Client Lifecycle Management (CLM) Software for Wholesale, Corporate, Institutional Banking & Capital Markets, and delivers accelerated, compliant customer journeys, from onboarding to offboarding and everything in between. CLM is complicated for large corporate and institutional customers/counterparties and requires a solution that can deal with the complex nature of multi-product, cross-border onboarding. Our trusted experts have built a proven platform for firms to onboard the parties to their business relationships, manage KYC and AML compliance and accelerate end-to-end customer journeys – enabling firms to meet their global regulatory compliance obligations whilst delivering a great customer experience from day one.

InfoGnosis Pte Ltd

2016

Singapore

11-50

Offers a professional advice clinic, in addition to a screening solution to help professionals better comply with regulatory requirements and other related services

Inspirient

2016

Germany

1-10

Inspirient uses Cognitive Analytics in Financial Services to detect Fraud and Money Laundering

IntegrityNext

2016

Germany

11-50

Enables organizations to monitor their suppliers for sustainability and compliance in order to meet the regulatory requirements. The platform automatically obtains the required supplier self-assessments and certificates while monitoring social media for malpractice and reputational risks.

InvestorCOM

1992

Canada

51-100

InvestorCOM offers innovative suite of FinTech solutions developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry. their compliance platform satisfies the principles set out by regulators and supports the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring leading to better financial decisions.

Keepabl

2017

UK

11-20

Keepabl's Privacy Management SaaS delivers powerful analysis and insights into your Privacy Governance for the board and customers alike. Keepabl instantly creates and updates your GDPR KPIs and Reports as you build out your Data Map, analyse Risk, manage Breaches and more, saving you time, money and stress as well as supporting cultural change and revenue generation.

Key2Control

2013

Netherlands

11-50

Offers a compliance management software focused on integrated internal control, compliance and governance

Kharon

2017

USA

51-100

Kharon conducts complex, network-based investigations on global security threats. Kharon’s purpose-built platform enables your enterprise to quickly surface, visualize, and understand material relationships between your customers, counterparties, or supply chains, and actors that are sanctioned, associated with a sanctioned jurisdiction, or implicated by other related global security restriction programs.

Laven Tech

2005

UK

11-50

A global consultancy specialising in compliance

Lawsnote

2016

Taiwan

21-50

Lawsnote's product line and services include Legal Search Engine, Compliance System, Contract Auto-Review System, Online Legal Courses, and a Find-Lawyer Platform.
They devote their research and development energy to legal data analysis and processing. In 2020, they started to apply AI to our compliance solution, building a system to automate the routine manual-reviewing process.

Lawson Conner

2012

UK

11-50

Regulatory infrastructure and managed compliance

Lawson Conner Services Ltd

2010

UK

51-200

Provides regulatory infrastructure and managed compliance services

Libryo

2016

UK

21-50

Libryo filters all law and delivers only the regulations that matter to your business. From EHS to data protection; factory to mine, our regulatory compliance management software has you covered.

LogSentinel

2017

Netherlands

1-10

Offers a blockchain-protected solution helping fintech organisations to achieve regulation compliance and protect their facilities from data breaches.

Lucsan

1999

Australia

11-50

Offers a data driven compliance service to comply with financial advice regulations

Mesh ID

2017

Netherlands

11-20

Mesh ID is a KYC sharing solution which acts as a sophisticated technology layer between fund managers, fund investors and fund administrators. They help leading fund managers and service providers to launch funds faster than ever before by automating collection, verification and sharing of investor KYC information.

MetricStream

1999

USA

> 200

Enterprise and cloud applications for governance, risk, compliance and quality management

MirrorWeb

2012

UK

21-50

SaaS website archiving and monitoring platform enhancing regulatory compliance through automated, legally admissible records of all website content

MJ Freeway

2010

USA

51-200

Provides software, consulting, and data solutions to ensure compliance in the cannabis businesses

MCO (MyComplianceOffice)

2020

USA

> 200

Provides compliance management software that enables companies around the world, large and small, to reduce their risk of misconduct and provide proof of regulatory compliance. Our integrated SaaS platform lets compliance professionals demonstrate they are proactively managing the regulated activities of the company, employees and third-party relationships. With MyComplianceOffice, firms can take a centralized approach to monitoring employee compliance and conflicts of interest, communicate compliance obligations across the organization, perform third party due diligence, and detect transactional conflicts of interest that occur during the life cycle of a deal.

My Compliance Centre

2020

UK

21-50

We provide a fully integrated Compliance Management System for regulated financial services firms to assist them manage their compliance obligations efficiently. Our broad solutions include Compliance Operations, Employee Compliance and Governance.

Napier

2015

UK

101-200

Our advanced financial crime risk management platform Napier Continuum is a comprehensive suite of compliance solutions that puts the power to fight financial crime in the hands of the financial institutions using it.

Netguardians

2007

Switzerland

11-50

Automated compliance management software and real-time human behaviour analysis to detect fraud

Neurensic

2015

USA

11-50

Legal end compliance applications

Objective Corporation

1987

Australia

> 200

We develop outstanding digital government software driving stronger communities and nations. Our Objective RegWorks solution is designed specifically for licensing, compliance and enforcement enabling regulators to make informed consistent decisions, increase productivity and improve safety outcomes.

Patch Vantage

2016

USA

1-10

A service model automation technology which keeps Enterprise Oracle Databases & ERP Applications secure, compliant and current; features also include Data Masking

PaymentComponents

2014

UK

11-50

Its aplonAPI framework provides a complete, PSD2 compliant, solution for Banks & Financial Institutions to test their applications

Pelican AI

1993

UK

51-200

AI based Trade Compliance solution covers digitization, document management, sanction screening, DUG screening and Red Flag detection.

PerformLine

2007

USA

51-100

PerformLine makes it easy for compliance teams to oversee and manage marketing compliance and consumer protection obligations while enabling growth. The PerformLine platform, trusted by brands globally, provides end-to-end sales and marketing compliance, from pre-production approvals with document review to live monitoring across consumer facing channels including the web, calls, messaging, emails, and social media.

Pocketworks

2012

UK

11-50

Designs and develops mobile digital solutions to ensure compliance, identity management across multiple industries.

Pole Star

1998

UK

51-200

Technology company developing SaaS software solutions and APIs for the maritime, banking & finance and government sectors.

Polixis

2012

Switzerland

51-100

Polixis is a RegTech company, headquartered in Geneva, Switzerland. Polixis offers software and data solutions. Their two core software products are ARDIS, which stands for Applied Risk & Data Intelligence Solution, and PEP&REP. Polixis helps clients better navigate the complex Risk & Regulation landscape with a particular focus on Private Banking, M&A, Trade Finance and Asset Management.

PrivacyCheq

2014

USA

11-50

A SaaS "Transparency and Consent Management" service assisting with GDPR, CCPA, COPPA, LGPD compliance.

Quant LegalTech

2019

Singapore

21-50

Complius® helps organisations strengthen corporate governance and manage regulatory risk (remotely), while letting staff execute compliances using a simple email-based workflow.

Quantexa

2016

UK

51-200

Uses real-time entity resolution with network analytics and AI to knit together data sets and derive actionable intelligence

Quantiply Corporation

2014

USA

1-10

Provides an intelligent automation platform for reducing or eliminating mundane compliance tasks

Quarule

2014

USA

1-10

Compliance and Risk Control tool

Qumram

2011

Switzerland

11-50

Digital audit trail of all online, mobile, and social interactions

Raptor Compliance GmbH

2017

Switzerland

11-50

Automates data protection compliance on data source level by creating a compliance layer over data. ROPA, stakeholder management, automated DSAR management and all other GDPR requirements are provided by the solution

Redland

2001

UK

11-50

Provides compliance solutions for financial services organisations, including accountability software and conduct recording

Red Marker

2013

Australia

21-50

Uses custom trained, proprietary AI and automation to remove the manual work behind legal reviews of marketing, identifying legal/compliance and brand risk in documents and on websites, and providing suggested changes to remove said risks.. The power of AI and automation removes the repetitive nature of the process and increases accuracy in identifying risks, whilst decreasing human error and inconsistency. Concise and consistent feedback also reduces the rounds of amends required between marketing and legal, promoting increased collaboration and satisfaction across both departments.

Reglab

2017

Netherlands

21-50

RegLab helps law firms, tax firms, accounting firms and investment firms be 100% AML compliant without frustrations. RegLab has automated the client acceptance and all other AML required obligations ensuring a friendly client onboarding, 85% time saving and facilitating the supervisor.

Reg UK

2013

UK

11-50

An on-demand cloud-based solution that allows regulated businesses to manage and monitor counterparty risks and relationships worldwide, whilst optimising portfolio management through management of regulatory and financial risk

RegBot

2014

Ireland

1-10

A virtual regulatory co-pilot, who takes care of meeting your regulatory requirements automatically or near-automatically, providing the answers in all cases

RegHub

2018

Germany

1-10

Regulatory change management and compliance platform utilizing through automation and collaboration

Regit

2016

Singapore

1-10

Compliant platform that simplifies the way businesses and customers exchange personal information

Regnosys

2016

UK

1-10

A platform that embeds complex rules as transparent, executable logic, packaged into a cloud-based software that directly plugs into an organisationà ¢â⠉⠢s workflows

Regology

2017

USA

1-10

Regology provides a world-class regulatory intelligence platform that enables organizations to quickly identify all applicable legal content, monitor incoming changes, and easily map them to risks and controls using the most advanced artificial intelligence.

Regtank

2020

Singapore

21-50

A risk-based approach (RBA) compliance solution integrating KYC and KYT to provide a 360° risk profile by leveraging on a proprietary smart risk assessment engine

REGtify

2016

UK

1-10

Regulatory Technology Solutions

Relata

2015

UK

11-20

AI-powered Relata platform with real-time data capture at its core. Our insight-first approach provides intelligence that frees sales teams from gut-based decisions. That way, you don’t target the wrong people, take the wrong next action, and miss vital growth opportunities.

Relativity

2001

USA

> 200

Relativity makes software to help organizations manage large volumes of data and quickly identify key issues during litigation, internal investigations, and compliance operations with SaaS platforms RelativityOne (eDiscovery) and Relativity Trace (communication surveillance).

RequirementONE

2015

US

11-50

Cloud-based centralised, access-controlled environement for creating and storing compliance controls, policies and procedures

RIMES Technologies Corporation

1996

US

> 200

RIMES enables compliance officers to monitor trading activity and identify market manipulation and abuse and RegFocus(sm) BMR, the world’s first benchmark inventory management platform, which enables firms to meet the compliance challenges arising from the EU’s benchmarks regulation.

RiskSave

2015

UK

1-10

Provides regulatory reporting, compliance consultancy and asset management services to startups and financial institutions

Safescribe

2015

UK

1-10

Helps protect companies and their employees against regulatory, legal and reputational risk issues arising from electronic communications

Sanctions.io

2020

USA

11-20

Sanctions & PEP Screening for AML and Trade Compliance - Made Simple. Smart AI-powered Sanctions, PEP and Criminal Watchlists Screening for your AML, KYC & Trade Compliance screening needs.

Sanctions Scanner

2019

UK

11-20

An artificial intelligence-supported compliance software company that offers solutions to prevent money laundering and terrorist financing in the field of Regulatory Technologies (RegTech).Transaction Monitoring tool monitors customer transactions in real-time to detect high-risk and suspicious activities. Today, we play an active role in the fight against financial crimes of more than 300 companies in +40 countries and provide software services.

Schwarzthal Tech

2019

UK

1-10

We are an innovative London based RegTech startup building an AI-driven platform that provides financial crime intelligence. We aim to revolutionize the way compliance works in the financial sector. We bring a paradigm shift from the traditional KYC towards a new concept: Know Your Network. We employ graph-based data based to assess and investigate complex cases. The technology can be also used to monitor transactions. We have a few high profile clients, including private banks, VCs and exchanges. Our startup is accelerated by Startupbootcamp, a leading European accelerator in the space of fintech innovations. Our technology is empowered by Amazon and Neo4J.

Seqvoia

2012

Luxembourg

11-50

Advanced fund data tools, including automated document creation for KIIDs, PRIIPs KIDs, factsheets and fund prospectuses

Shieldhub

1999

USA

51-100

SaaS business proving innovative compliance software solutions such as providing businesses with visibility of third-and-fourth-party contractor networks.

Signarus

2018

UK

1-10

Dedicated to delivering packaged, employee-focused, document read & comply solutions encapsulated in an online compliance digital workplace for a broad spectrum of industries

singlerulebook.com

2019

UK

1-10

Rule mapping and regulatory knowledge management

Sinpex

2020

Germany

21-50

Sinpex offers a platform to digitize and automate compliance processes (i.e., KYC, Client Onboarding, Client Remediation). The platform integrates all necessary services i.e. AML-Screening, Credit-Check & ID-Verification and creates a audit-proof KYC-report at the end. The technology is based on AI and Natural Language Processing. With the use of Sinpex the Onboarding and KYC-processes can be reduced from months to hours.

Skillcast

2001

UK

101-200

Provides technology and content for companies to digitise their staff compliance. The Skillcast off-the-shelf ("OTS") course libraries include Global Compliance and Global Risk libraries that are available in multiple languages for multinational companies and Essential Compliance, FCA and Insurance Compliance libraries for companies in the UK.The course libraries and the technology are provided on annual subscriptions to simplify the procurement process and enable customers to provide training and compliance tools on a single integrated platform. Skillcast holds the Feefo Platinum Trusted Service Award for customer service.

smartKYC

2014

UK

51-100

smartKYC fuses artificial intelligence with linguistic and cultural sensitivity and deep domain knowledge to set new standards for KYC quality, whilst transforming productivity and hardwiring compliance conformance.
smartKYC applies AI to extract precise open source intelligence (OSINT) from vast corpuses of information – internet and deep web, news archives, watchlists and corporate databases. All of this happens at speed and at scale creating new possibilities such as straight through processing, batch remediation and continuous KYC risk monitoring.

Smart Oversight

2017

Luxembourg

1-10

Smart Oversight create name screening and management tools for the anti-money laundering (AML) and KYC process.

StarCompliance

1999

US

101-200

StarCompliance is the leading provider of compliance software for the global financial industry. Software is scalable and easy-to-use for both end users and compliance administrators—helping organizations reduce risk, gain efficiencies, and drive employee adoption.

SteelEye

2017

UK

11-50

Expertise in trading, compliance, cloud computing, data science and machine learning

Strytex

2017

Australia

1-10

Online portal with outsourced service that keeps all non-financial compliance documents up to date across company, staff, properties, products, project and suppliers so companies know who or what is non-compliant and why

Suade

2014

UK

11-50

Regulatory Technology Solutions

TAINA Technology Limited

2016

UK

21-50

The fully automated TAINA Platform validates W-series and CRS forms in all formats, saving our clients costs, reducing their risk and radically improving their customer experience. Seamlessly integrate our Online Customer Portal into your digital experience, to allow your customers to complete and submit tax forms from any device, through simple and intuitive journeys with built-in IRS guidance and real-time validation checks. Streamline your FATCA and CRS validation and remediation process with our Tax Operations Validation Portal. Allow your tax operations’ teams to efficiently validate W and CRS forms in all format and other complex tasks with a built in workflow, OCR, change in circumstance monitoring, withholding tax calculator, intermediary multi-tier manager tool all with a robust audit trail.

targens GmbH

2006

Germany

> 200

Consulting and software company for banking and compliance

Telemessage

1999

USA

51-200

The TeleMessage Mobile Archiver addresses compliance, regulatory and eDiscovery response requirements

The Armadillo Group Limited

1997

UK

21-50

RegTech and Compliance business specialising in On-boarding Due Diligence and data supply systems that has unparalleled global relationships and data sources, proprietary technologies and ‘know how’. Our systems are also carried by other global commercial data Regtech providers. The Armadillo universe gives access to 500 million companies, 1 billion businesses and 5 billion individuals worldwide, also sourcing information from 1,000 + local registries across 220 countries.

TheMarketsTrust

2013

Luxembourg

11-50

Regulatory Technology Solutions

Theta Lake

2017

USA

11-50

AI-based supervision and compliance suite, helping organizations streamline supervision, review, and archiving of audio and video content

Tillr

2015

UK

11-50

Web-app that automates and optimises audits, assessments and inspections to assist with regulatory compliance

TIQK

2016

Australia

11-50

TIQK AI technology reads financial advice documents in seconds and identifies areas of non compliance

TriLine GRC

2008

Australia

11-20

TriLine GRC can help embed a fully integrated 3 lines of defence and develop a risk and compliance culture across all parts of your business. Having a single integrated platform that facilitates the front line ownership of the risk and compliance obligations by all staff members also increases your value for money. TriLine GRC is that single platform. TriLine GRC is the ‘nudge’ you could be looking for. Oversee all your risk and compliance obligations from your desktop, with real-time dashboards, reports and alerts, to focus your critical resources. With TriLine GRC, you also get workflow, automated emails and in-depth reporting.

Trust-hub

2016

UK

11-50

Platform that enables clients to create secure and universally accessible personal data sets in accordance with GDPR

Vendict

2020

Israel

1-10

Tools to validate a vendor at business speed, build a documented compliance on privacy and vendor management and track the vendor risk.

VerifyVASP

2020

Singapore

11-20

Addresses the challenge of the Travel Rule compliance, providing an unique solution for regulated VASPs to comply with the Travel Rule requirement and Enhance Risk Mitigation measure mandated toward counterparty relationship with Travel Rule non-obliged VASPs.

Verint Verba

2010

USA

11-50

Enables regulatory compliance by securely recording, archiving, controlling and monitoring omni-channel communications and collaboration.

ViClarity

2008

Ireland

1-10

Enterprise risk management and compliance system

VIGIL

2007

Luxembourg

1-10

The VIGIL application allows you to digitalise your risk management, organise your compliance and RC missions, ensure your compliance (RGPD, ISO, GAP ...), manage your Due Diligences.

VigilantCS

2016

Canada

1-10

Provides a cloud-based platform for the management and monitoring of staff-level compliance

Vigitrust

2003

Ireland

11-50

Cloud-based risk and compliance portals

Voitrax

2014

USA

11-50

Analyses voice and other trading communication data to ensure compliance with Dodd-Frank and other regulatory requirements

VoxSmart

2006

UK

11-50

Cloud-based solution to achieving regulatory and internal compliance by recording all mobile communications

Waymark Tech

2016

UK

1-10

AI-powered, collaborative platform to help legal, compliance and change management teams automatically track, identify and analyse their regulatory requirements

Web Shield

2011

Germany

21-50

Web Shield, founded in 2011, is a leading RegTech company offering real-time on-boarding and risk-based monitoring solutions. As the trusted partner of international players in the field of merchant acquiring and payment processing, we assist our clients by enabling exceptionally fast client on-boarding and compliance in an increasingly complex regulatory landscape.

The modular design of our high-end SaaS solutions can be adapted to an organisation's individual risk appetite and compliance requirements. They give you security by protecting you from fraudulent merchants and dubious businesses.

Web Shield is an official Mastercard Merchant Monitoring Service Provider, which means that Principal Members can expect assessment mitigation when they use and register our solutions.

With the Web Shield Academy, we operate an educational program for underwriters that is unique in the industry and since 2017, we organise RiskConnect, the annual Networking Conference for anti-fraud, compliance and risk professionals to encourage cooperation across the industry.

Werkflo Software Solutions Pty Limited

2020

Australia

1-10

Werkflo is an integrated software solution in risk management, compliance and processing activities for the trust and asset markets of financial services providers, globally.

Winnow

2017

USA

1-10

A database-driven, RegTech platform that provides subscribers with accurate topic-driven surveys and automated compliance change management. Winnow catalogs over 57,000 individual state and federal law requirements maintained by an experienced team of attorneys and professionals.

Wolters Kluwer

1989

USA

51-200

Integrated regulatory compliance and reporting solution suite that establishes a single source of data for finance, risk and regulatory reporting.

WordFlow

2013

Australia

11-50

Converts rules and regulations from pre-web formats into mobile optimised webpages and links them to related regulations and legislation

Worksmart Ltd

2013

UK

1-10

RegTech provider for the management of people and processes, including SM&CR, T & C, QA and complaints management

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 Transaction Monitoring

Solutions for real time transaction monitoring and auditing. Leverage the benefits of distributed ledger through Blockchain technology and cryptocurrency

Company Name

Inception

Location

People

Analyze N Control

2002

India

11-50

Offering compliance, surveillance and AML risk management including client screening and transaction monitoring, as well as project management in terms of set-up and process re-engineering

Allagma Technologies

2000

Canada

11-50

Offers the eTaxMan solution, a solution for tax authorities to combat sales tax fraud through transaction monitoring

Alto

2009

Luxembourg

1-10

Identification of unusual and significant cash flows in investment funds under UCITS and AIFMD

Ancoa

2010

UK

11-50

End-to-end integrity validation to prevent risks of market abuse, fraud and operational shortcomings

AppZen

2012

USA

11-50

The platform uses AI to automate expense report auditing and detect compliance issues and fraud

b-next

1989

Germany

51-200

Provider of multi-venue, multi-asset class, Capital Markets Surveillance and Compliance software solutions

Beam Solutions

2016

USA

11-50

Uses machine learning and new data sources to offer better AML software for fintechs, banks, broker-dealers, cryptocurrency companies, and other regulated financial institutions

Ceptinel

2017

Chile

11-20

Ceptinel is specialized in fraud prevention and regulatory compliance technology. Ceptinel's system allows to process and combine a large amount of data from multiple sources and levels of complexity, generating controls and alerts that help to detect anomalous situations and prevent risks efficiently in real time.

Chainalysis

2014

USA

11-50

Chainalysis is the blockchain data platform that provides data, software, services, and research to government agencies, exchanges, financial institutions, and insurance and cybersecurity companies in over 60 countries. Its data powers investigation, compliance, and market intelligence software that has been used to solve some of the world’s most high-profile criminal cases and grow consumer access to cryptocurrency safely. Backed by Accel, Addition, Benchmark, Coatue, Paradigm, Ribbit, and other leading firms in venture capital, Chainalysis builds trust in blockchains to promote more financial freedom with less risk.

Clari5

2006

USA

> 200

Offering compliance, surveillance and AML risk management including client screening and transaction monitoring, as well as project management in terms of set-up and process re-engineering

Clarus

2016

Israel

11-50

Transaction Monitoring solution that helps detect, investigate and report suspicious activity

Compendor

2015

Germany

1-10

Helps financial institutions understand the regulations they need to comply with by providing decisions tools to help take the guess work out of business model impact

Conpend

2016

Netherlands

51-200

Helps banks and large corporates in their digital transformation journey. By reducing risk and costs in Trade and Supply Chain Finance and empower Operations and Compliance teams to independently increase their effectiveness. The platform digitises the paper flow and with an integrated suite of AML and Commercial controls enabling complete automation of the compliance and commercial checks on traditionally paper-based transactions.

Data and More

2016

Denmark

11-50

Focuses on GDPR and other compliance areas, identifies personal and sensitive data, defines data polices and document types and monitors compliance

Divly

2021

Sweden

1-10

An internationally focused cryptocurrency tax platform made for investors and accountants. Divly can be used to track your cryptocurrency portfolio and generate tax reports compliant with local regulations.

DX Compliance Solutions

2018

Ireland

11-50

A solution for transaction monitoring, case management and SAR reporting

Elliptic

2013

UK

1-10

Identification of illicit activity on the Bitcoin blockchain

Feedzai

2009

USA

51-200

Uses big data, machine learning and AI to manage risk and for anti-fraud solutions

Fortytwo Data

2015

UK

11-50

Uses machine learning and big data analytics to faciliate transaction monitoring and sanction screening

Global Voice Group

2005

South Africa

101-200

Provider of IT solutions to governments and regulatory authorities to assist them in their digital transformation and the effective promotion of a compliant and truly inclusive digital ecosystem.

IdentityMind Global

2011

USA

51-200

Risk management solutions to track entities involved in every transaction

Isignthis

2014

Australia

11-50

Real time electronic verification of payment instruments with KYC identification of customers, delivering AML/CFT KYC, payments and transaction monitoring

iSPIRAL

2008

Cyprus

11-50

Complytek.ai (part of iSPIRAL) is a regulatory technology software provider delivering state-of-art AML, KYC, Risk and Compliance solutions. expertise in various sectors such as Banking and other Financial Institutions, FX Trading & Brokers, Insurance firms, Payment firms, Professional Services, Gaming & Gambling firms.

KeeSystem

2009

Monaco

11-20

Our mission is to simplify and improve the daily life of private wealth managers. We help independent asset managers and family offices to increase their impact in terms of services, profitability and development of their business thanks to our award-winning portfolio management solution, KeeSense. Our clients gain access to an enhanced version of their business, reducing and controlling the challenges and constraints of the financial industry.

Microvista Technologies Pvt Ltd

2016

India

1-10

GST Verification API is a web-based application programming interface (API) that allows businesses to verify their customers' or vendors' GSTIN (Goods and Services Tax Identification Number). This API is used to verify the GSTIN number of a customer or vendor, which is a unique 15-digit number assigned to every registered taxpayer in India. It helps businesses to ensure that the GSTIN provided by the customer or vendor is valid and genuine by verifying it online instantly, thus avoiding any fraudulent activities.

Monetsu

2013

USA

1-10

Solutions for crypto-currencies using an independent approach to blockchain

Nerodata

2016

Turkey

1-10

Provider for all-in-one compliance platform for AML name screening, fraud detection, transaction monitoring and customer/merchant risk assessment. Our software empowers industry leading clients from banks to wallets and insurance. Our platform can be used both on our GDPR compliant private cloud or on-premise. We provide full guarantee to comply with any local and global AML CFT regulations and can provide regulatory reporting functionality.

Neuroware

2014

Malaysia

51-200

Blockchain and distributed ledger solutions

Paymentscompliance

2013

UK

11-50

Publication of legal and regulatory changes affecting the global and emerging payments communities

Polycoin

2014

Israel

1-10

Risk management and compliance solutions for financial services to manage digital identities and process virtual currencies transactions

Scorechain

2015

Luxembourg

1-10

Business intelligence and big data for the blockchain technologies

Shield

2017

Israel

11-50

Shield orchestrates the complete communications lifecycle of an organization. The world’s leading AI-powered platform automates the entire communications process, from capture, archiving, analytics through proactive monitoring and hybrid trade and eComms surveillance.

Skry

2014

USA

1-10

Blockchain analytics and intelligence

Slimmer AI Sentinels

2010

Netherlands

51-100

AI-driven transaction monitoring technology for payments, banking and fintech companies used to understand client's behaviour and detect suspicious activity.

SnapSwap

2015

Luxembourg

11-50

Innovative financial products based on cryptographic technologies, cryptocurrencies, and blockchain

Solidus Labs

2018

USA

21-50

As the first Crypto-native market integrity hub, Solidus Labs comprehensive market surveillance and risk monitoring suite covers the entire customer journey through the financial institution, aggregating the risk from onboarding to trading and everything in-between.

Spotixx

2019

Germany

21-50

Delivers new solutions for next generation AML and Fraud Analytics. Spotixx solutions deliver fully automated development and roll-out of financial crime detection models, always up-to-date and individually optimized.

Sysnet Global Solutions

1989

Ireland

> 200

Cyber security and compliance solutions

Tookitaki Holding Pte Ltd

2014

Singapore

51-200

Machine learning-powered enterprise software solutions that create sustainable compliance programs for the financial services industry. In the regulatory compliance space, they focus on anti-money laundering and reconciliation management.

Tradeflow

2014

Ireland

1-10

Track trade data over legacy infrastructure and risk alerting

Trapets

2000

Sweden

11-50

Automatic transaction surveillance and compliance for the financial industry

TRM Labs, Inc.

2018

USA

21-50

Next generation blockchain intelligence to help financial institutions, cryptocurrency businesses, and government agencies detect digital asset fraud and financial crime.

Trustev

2013

Ireland

11-50

Anti-fraud solution

Vneuron Risk & Compliance

2007

France

101-200

One-stop-shop for AML technologies. Through its integrated capabilities, Reis™ RCS brings an immediate response to financial institutions aiming to deploy a comprehensive, modern and customizable AML solution.

Unit21

2018

USA

21-50

Unit21 helps protect businesses against adversaries through a simple API and dashboard for detecting and managing money laundering, fraud, and other sophisticated risks across multiple industries.

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This page contains public general information only, and none of Deloitte Touche Tohmatsu Limited, its member firms, or its and their affiliates are, by means of this publication, rendering accounting, business, financial, investment, legal, tax, or other professional advice or services. This information is not comprehensive nor all-encompassing and has been compiled by Deloitte on a best endeavours basis, it is therefore subject to change at any time. The information in this website is not legally binding, does not constitute any advice or recommendation and is provided for information purposes only.

The current version was published on 27 February 2023.

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