Preparation for UCITS V sanction rules


Preparation for UCITS V sanction rules

Executive summary

The current criminal and administrative sanction landscape in Europe is a patchwork of differing sanction regimes that vary country by country: each country defines when a sanction is imposed and the severity of that sanction. Most importantly, there is no obligation at present to publish the results of findings, leaving consumers unable to verify if an investment fund entity with which they are looking to enter into a business relationship is compliant with the relevant regulatory frameworks. This is about to change. 

Having recognised this lack of harmonised approach, the European Commission has drafted a regulatory response under UCITS V to tackle the issues.

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Performance issue 16 - January 2015

Performance is a triannual digest, dedicated to investment management professionals, which brings you the latest articles, news and market developments from Deloitte’s professionals and clients.  

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