Regulatory Response

Services

Regulatory Response

Effective compliance remediation and recovery 

In a constantly changing regulatory environment, even the most diligent organizations can find themselves out of compliance. While a proactive approach to regulatory compliance is always preferable, sometime a reactive response is unavoidable. Deloitte’s Regulatory Response services help clients respond to specific breakdowns in their regulatory compliance programs. Engagements are often driven by actual—or prospective—regulatory censure and accordingly, Deloitte often works with its clients’ external counsel in performing these services.

We offer:

  • Regulatory Compliance Framework Failure Assessment and Gap Analysis – We help organisations assess the causes of the compliance breakdown and identify the gaps in policies, procedures, controls, and governance to be remediated.
  • Regulatory Compliance Framework Remediation Design and Implementation – We drive organisations to remediate regulatory compliance failures by developing and implementing remediation plans to address regulatory findings.
  • Regulatory Compliance Framework Failure Impact Assessment, Evaluation, and Response – We guide organisations’ efforts to assess and evaluate the impacts of compliance failures, including analysis through the use of data and analytics, and develop appropriate, targeted or whole-of-firm response strategies.

Deloitte named a global leader in Regulatory Compliance Program Consulting by ALM

ALM Intelligence named Deloitte as a global leader in Regulatory Compliance Program Consulting. In the report, entitled Regulatory Compliance Program Consulting 2017, ALM Intelligence highlights, “Deloitte is on the forefront of helping clients evolve and elevate the role of the chief compliance officer (CCO) and the compliance function in advancing the enterprise wide strategic goals and business objectives through the development of deeper integration and alignment between compliance and its internal and external stakeholders.”
 

Global leader

Aloysius Teh

Aloysius Teh

National Leader - Risk Advisory Services

Aloysius provides a range of financial, IT and operational risk management and internal audit services to clients in the public and private sectors. He has assisted a number of clients develop their i... More

Catherine Waugh

Catherine Waugh

Partner - Risk Advisory Services

I am committed to helping my clients develop a deeper understanding of the technology and information risks present within their organisations. My experience means I can assist business and technology... More

Roopa Raj

Roopa Raj

Director - Risk Advisory

In today’s ever changing world, managing risk and regulatory compliance is often complex and requires organisations to understand their business through a number of different lenses. I am passionate a... More