David O'Carroll

With over 12 years of risk, compliance and legal experience in both New Zealand and overseas, my experience is underpinned by professional qualifications as a Chartered Accountant and as an admitted lawyer in Australia.

Part of the risk and regulatory team, I’m passionate about uplifting the risk maturity and resilience of New Zealand’s financial services sector.

My areas of expertise include conduct risk, risk framework design and implementation, regulatory and compliance, internal audit, remediations and business continuity.