Financial control assurance and advisory services
Deloitte's FSI Controls Assurance and Advisory team is focused on improving your internal controls.
Deloitte’s FSI Controls Assurance and Advisory team combines our dedication to serving the financial services industry with a passion for improving your internal controls. Our core services are tailored to each sector and include:
- Control assurance services in relation to GS 007 and ASAE 3402
- Specialist assessments of control frameworks for financial institutions
- Specialist FSI co-sourced and outsourced internal audit services.
Examples of recent projects include assessments of:
- Payments controls across several subsidiary companies
- Investment compliance monitoring assessment for a large asset manager including international benchmarking
- Investment risk benchmarking (market, counterparty and liquidity) across several large asset managers
- End-to-end unit pricing controls
- Prudential standards compliance by superannuation funds and mutuals
- Controls over superannuation administration transitions
- Securities issuance and lending controls.