Financial control assurance & advisory services


Financial control assurance & advisory services

Deloitte's FSI Controls Assurance & Advisory team is focused on improving your internal controls.

Explore Content

Deloitte’s FSI Controls Assurance & Advisory team combines our dedication to serving the financial services industry with a passion for improving your internal controls. Our core services are tailored to each sector and include:

  • Control assurance services in relation to GS 007 and ASAE 3402
  • Specialist assessments of control frameworks for financial institutions
  • Specialist FSI co-sourced and outsourced internal audit services.

Examples of recent projects include assessments of:

  • Payments controls across several subsidiary companies
  • Investment compliance monitoring assessment for a large asset manager including international benchmarking
  • Investment risk benchmarking (market, counterparty and liquidity) across several large asset managers
  • End-to-end unit pricing controls
  • Prudential standards compliance by superannuation funds and mutuals
  • Controls over superannuation administration transitions
  • Securities issuance and lending controls.

Contact us

Francis Thomas

Francis Thomas

Chief Executive Officer, Deloitte East Timor

Francis is the CEO of Deloitte in East Timor as well as being the Regional Managing Partner of Deloitte in the Northern Territory of Australia. Francis’ experience is diverse and includes assurance (e... More