Services
Governance and regulatory consulting
Deloitte has extensive experience in delivering high-quality regulatory advice to our financial services clients.
Deloitte has extensive experience in delivering high-quality regulatory advice to our financial services clients. Our services cover the following areas:
1.Regulatory transformation and productivity
- Redesigning operating models to improve the effectiveness of governance, risk and compliance practices
- Implementing robust governance, risk and compliance processes
- Designing and building risk frameworks
- Design and implementation support
- Post-implementation assessments.
2. Regulatory readiness (new and upcoming regulation)
- Impact assessment and gap analysis
- Design and implementation support
- Post-implementation assessments
- Awareness and technical training.
3. Proactive independent regulatory support for:
- All queries and notices
- ASIC and APRA enforceable undertakings
- Remediation management and advice.
4. Ongoing regulatory and compliance advisory
- Secondments of specialist resources
- Diagnostics of business practices to meet current and future requirements
- Industry benchmarking and compliance assessments
- Internal audit and due diligence support (regulatory subject matter expertise)
- Licensing applications
- Three Lines of Defence advice.
5. Financial planning consulting
- Operating model diagnostics
- Enhancing monitoring and supervision frameworks
- Governance and culture assessments and enhancements
- File reviews
- Remediation support.
We work seamlessly with our risk, human capital and analytics teams to offer industry-leading change management services and analytic insights.