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Services

Governance and regulatory consulting

Deloitte has extensive experience in delivering high-quality regulatory advice to our financial services clients.

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Deloitte has extensive experience in delivering high-quality regulatory advice to our financial services clients. Our services cover the following areas:

1.Regulatory transformation and productivity

  • Redesigning operating models to improve the effectiveness of governance, risk and compliance practices
  • Implementing robust governance, risk and compliance processes
  • Designing and building risk frameworks
  • Design and implementation support
  • Post-implementation assessments.

2. Regulatory readiness (new and upcoming regulation)

  • Impact assessment and gap analysis
  • Design and implementation support
  • Post-implementation assessments
  • Awareness and technical training.

3. Proactive independent regulatory support for:

  • All queries and notices
  • ASIC and APRA enforceable undertakings
  • Remediation management and advice.

4. Ongoing regulatory and compliance advisory

  • Secondments of specialist resources
  • Diagnostics of business practices to meet current and future requirements
  • Industry benchmarking and compliance assessments
  • Internal audit and due diligence support (regulatory subject matter expertise)
  • Licensing applications
  • Three Lines of Defence advice.

5. Financial planning consulting

  • Operating model diagnostics
  • Enhancing monitoring and supervision frameworks
  • Governance and culture assessments and enhancements
  • File reviews
  • Remediation support.

We work seamlessly with our risk, human capital and analytics teams to offer industry-leading change management services and analytic insights.