Events

Conduct Risk Outlook 2017

UK roadshow

Firms operating in the Financial Services sector are facing unprecedented levels of regulatory scrutiny through the Financial Conduct Authority's (FCA) more intensive and intrusive supervisory approach. The FCA continues to focus on conduct risk and specifically firms’ ability to proactively identify, monitor and manage the risk of delivering poor outcomes for customers.

To help you successfully focus on the relevant Conduct Risk issues for your firm, we will be holding a series of briefings at Deloitte offices across the UK to explore the FCA’s expectations on Conduct current hot topics and provide insight and good practice:

  • Andrew Bulley, Partner, in the Deloitte EMEA Centre for Regulatory Strategy and formerly Director of Life Insurance Supervision at the Bank of England/PRA, will provide an overview of Deloitte’s 2017 Regulatory Outlook and an immediate reaction to the FCA Business Plan
  • Kristian Park and Kat Andrews will review the latest updates on Third Party Oversight; and
  • Suchitra Nair and Rahul Sharma will provide an overview on the future of Automated Financial Advice (often referred to as Robo-Advice) and how it’s impacting the FS landscape.

Our regional events will start with insights into the FCA Risk Outlook 2017, followed by latest updates on Third Party Oversight and Automated Financial Advice.

Dates and locations of available briefing sessions are noted below, with registration open from 8.00 am (08.30 am for London). Spaces are limited so please register early for the session of your choice.

Bristol
Deloitte, 3 Rivergate,
Temple Quay
Wednesday 17 May 08.00 – 10.30
Edinburgh
Deloitte, Saltire Court,
20 Castle Terrace
Thursday 18 May 08.00 – 10.30
Leeds
Deloitte, 1 City Square
Friday 19 May 08.00 – 10.30

 

Key contact

Cindy Chan

Cindy Chan

Partner

Cindy Chan has over 20 years of financial services consulting and audit experience. She has extensive experience in supporting firms in regulatory risk assurance reviews and conduct risk projects incl... More