The challenge

Financial institutions have been fined more than $240billion since the financial crisis, with a significant portion of this due to control failings and the inability to effectively monitor for compliance and conduct risk.

In an effort to safeguard institutions from these behaviours, more and more rigorous regulatory obligations have been introduced. But whilst organisations are keen to remain compliant, keeping track of behaviour and watching for anomalies is a difficult and time consuming challenge. Traditional monitoring methods conducted in silos have proved to have limited effectiveness while often generating large volumes of false positive alerts and causing unnecessary resourcing burdens.

Businesses are in need of a consolidated, cost effective, scalable solution they can trust to manage surveillance, run supporting operations and return accurate insights on a global scale.

Surveillance Grid is designed to proactively detect these anomalies and potential incidents of misconduct in order to significantly reduce the risk of non-compliance against regulatory standards. It can be tailored to your requirements, allowing you to monitor the specific risks of interest to you in both the first and second lines of defence.

Benefits

Provides a robust, controlled environment

Information is available to users with the appropriate rights, including an end-to-end workflow and approval process.

Gain greater insights

Clear dashboards and metrics to produce deeper insights into trader behaviour allowing you to better monitor and manage risk.

Reduce costs

Access to an integrated, cloud-based platform that provides a single environment for monitoring across 1st and 2nd lines of defence, whilst removing the need for multiple systems.

Adhere to regulation

A platform that is built by industry experts which is regularly reviewed against industry standards and regulatory expectations.

Tailored to your business

Deloitte works collaboratively with you to calibrate the platform for your business and develop a roadmap to build additional capability while providing ongoing support.

Improves data quality

Helps generate a richer, consistent and accurate data set by running a series of processes designed to sanitise, cleanse and normalise all data sets.

Insights

The great compliance challenge of traders and fund managers working from home

The universal shift to working from home has challenged many of the risk management customs and practices as well as presenting challenges for IT and security.

Read more

How Investment Management can avoid costly risk management mistakes

Investment Managers have seen significant increases in compliance complexity and costs as they push to ensure their organisations are managing risks efficiently and effectively.

Read more

Features

Automated alerting of compliance risks with customisable scoring

Comprehensive dashboards of graphs and KPIs

Collaborative workflow with full auditability

Flexible calibration of alerting detection thresholds

Bespoke case management

Access to Deloitte regulatory and compliance experts

How it works

Surveillance Grid Screen Surveillance Grid Screen Surveillance Grid Screen Surveillance Grid Screen Surveillance Grid Screen

How it works

Access to the Surveillance Grid portal

Access to the App Catalogue

Proof of concept cycle

Bespoke implementation process

Post production support

Get in touch

Request a demo today

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