A low-cost, scalable monitoring solution to help financial institutions detect anomalies and potential incidents of misconduct.
Financial institutions have been fined more than $240billion since the financial crisis, with a significant portion of this due to control failings and the inability to effectively monitor for compliance and conduct risk.
In an effort to safeguard institutions from these behaviours, more and more rigorous regulatory obligations have been introduced. But whilst organisations are keen to remain compliant, keeping track of behaviour and watching for anomalies is a difficult and time consuming challenge. Traditional monitoring methods conducted in silos have proved to have limited effectiveness while often generating large volumes of false positive alerts and causing unnecessary resourcing burdens.
Businesses are in need of a consolidated, cost effective, scalable solution they can trust to manage surveillance, run supporting operations and return accurate insights on a global scale.
Surveillance Grid is designed to proactively detect these anomalies and potential incidents of misconduct in order to significantly reduce the risk of non-compliance against regulatory standards. It can be tailored to your requirements, allowing you to monitor the specific risks of interest to you in both the first and second lines of defence.
The great compliance challenge of traders and fund managers working from home
The universal shift to working from home has challenged many of the risk management customs and practices as well as presenting challenges for IT and security.
How Investment Management can avoid costly risk management mistakes
Investment Managers have seen significant increases in compliance complexity and costs as they push to ensure their organisations are managing risks efficiently and effectively.
Automated alerting of compliance risks with customisable scoring
Comprehensive dashboards of graphs and KPIs
Collaborative workflow with full auditability
Flexible calibration of alerting detection thresholds
Bespoke case management
Access to Deloitte regulatory and compliance experts
How it works
How it works
Access to the Surveillance Grid portal
You subscribe to the portal once (annual cost) where you have access to a series of apps and additional Deloitte services (market insight, dedicated survey, white papers, peer benchmarking).
Access to the App Catalogue
Once you have subscribed to the portal, you can choose the apps you want to subscribe to for a wide range catalogue, including Investment Monitoring, Compliance Monitoring, Market Abuse, Regulatory Reporting, Risk Assessments, Conflicts of Interest, Product Governance, etc.
Proof of concept cycle
We have a structured methodology where we work with you to run a proof of concept for the app of your choice (with your data) to prove value.
Bespoke implementation process
We conduct the analysis for you, and help tailor the app to your needs and requirements.
Post production support
We have dedicated support teams who support users globally while also offering additional subject matter expert advice and insight.
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