Reg BI: Compliance progress, deployment challenges, and solution ideas Bookmark has been added
Reg BI: Compliance progress, deployment challenges, and solution ideas
February 19 | 1 p.m. ET
Host: Josh Uhl, senior manager, Deloitte and Touche LLP
1 Overview CPE credit | Specialized Knowledge
As the June 30, 2020, deadline to implement the SEC's Regulation Best Interest (Reg BI) rule gets closer, firms are focused on rule compliance and dealing with the related implementation challenges. What are recent developments of interest? We'll discuss:
- Perspectives on where the industry is with the important rule decisions and implementation of Reg BI compliance programs.
- Rule issues and implementation challenges being encountered in the marketplace.
- Potential solutions to some of the most important industry challenges.
Participants will be able to describe where the industry generally is with respect to Reg BI compliance, consider the key issues and implementation challenges, and describe considerations for developing solutions.
Investment Management Dbriefs webcastView On-demand