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Department of Labor Fiduciary Rule leadership team

The Department of Labor (DOL) Fiduciary Rule will have a substantial business impact for retirement and wealth management financial service providers. Deloitte has helped define the industry’s understanding of what the Rule is and how to respond strategically and opportunistically.

George Hanley

Managing Director, Insurance | Deloitte & Touche LLP

George is a managing director in the Governance, Regulatory & Risk Strategies’ Insurance Regulatory Consulting practice. With more than 30 years’ experience in financial services, he helps firms with compliance programs, risk assessments, and the development and implementation of remedial plans and actions. George also assists with assessments and benchmarking of compliance organizational structures, practices, and costs. Previously he was Global Chief Compliance Officer at Prudential Financial.

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Daniel Rosshirt

Principal | Deloitte Consulting LLP

Dan is a principal with Deloitte Consulting LLP and has more than 25 years of experience developing business and product strategies for the leading companies in the Retirement Services industry. Dan’s work focuses primarily on operating model review and design including competitive benchmarking in areas of fees, costs and services, and transformative efforts including cost transparency, management reporting, and customer experience.

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Scott Parker

Principal | Deloitte Consulting LLP

Scott focuses on the retirement and wealth management markets of the Financial Services industry. Scott has more than 15 years of experience in helping financial services firms competing in the retirement and wealth market grow and enhance their competitive position. Scott leads strategic transformation projects with specific focus on retirement business strategy and operations, marketplace positioning, distribution, product development, regulatory, disclosure, pricing strategy, and analytics.

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Maria Gattuso

Principal | Deloitte Advisory

Maria, a managing director within Deloitte’s Advisory team, leads Deloitte’s Investment Management Regulatory and Compliance practice and is part of the team leading Deloitte’s Department of Labor fiduciary rule initiative. Maria has extensive experience on a broad range of issues and transactions affecting clients in the investment management industry. She has advised clients on regulatory, compliance and transactional matters involving the creation, regulation, acquisition and ongoing operation of registered investment companies, business development companies, ETFs, private funds and their investment advisers.

Working within Deloitte's Center for Regulatory Strategies, she focuses on regulatory and compliance matters for Deloitte's investment management clients including investment advisers, wealth managers, mutual fund complexes, hedge funds and private equity funds. She co-chairs the 100 women in hedge fundsTM Legal Peer Advisory Counsel and the Women’s Investment Management Forum.

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Susan Levey

Managing Director | Deloitte Advisory

Susan is a managing director in Deloitte & Touche’s Banking and Securities Regulatory Consulting practice. She has 22 years of experience within securities industry and litigation support, and primarily focuses on helping broker-dealers operate effectively and efficiently within the regulations that apply to their business models and adapting their business processes to new or changing regulations. Susan has helped clients respond to regulatory sweeps, and has led numerous litigation support engagements.

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