Regulatory & Operations Risk Services

Lead. Navigate. Disrupt.

Businesses today face complex regulatory and operational risk challenges as the regulatory landscape continues to increase in complexity across the globe. Deloitte leverages deep knowledge of industry-specific issues with innovative and technology-enabled solutions to help predict changes in the regulatory and operational risk environment, preserve and create organizational value, and respond to regulatory changes or risk failures when they occur.

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How we can help

Deloitte Risk and Financial Advisory’s Regulatory and Operations Risk professionals use proprietary tools, predictive technologies, and accelerators to help clients more proactively manage risk and achieve regulatory compliance. We design enterprise-wide compliance programs and advise clients on how to effectively navigate a regulatory investigation or inquiry.

Explore our primary service offerings below:

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Anti-Money Laundering

Resolving complex matters for clients

Our anti-money laundering and sanctions consulting practice has helped resolve money laundering, terrorist financing, and other complex matters related to financial crime around the world. Our global network includes former bank regulators, federal law enforcement officials, compliance officers, and more. Count on us to understand the complexities you face and offer a breadth of services to help you respond.

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Compliance Implementation

Managing regulatory, capital, and liquidity risks

As regulatory compliance consultants, we help our clients to identify the regulatory changes that impact their business and to implement effective and efficient processes to manage regulatory, capital, and liquidity risks.

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Compliance Operations

Addressing capital markets operational, technological, and regulatory challenges

Our financial markets solutions addresses operational, technological, and regulatory challenges faced by capital markets participants.

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Compliance Strategy and Design

Stronger operations. Competitive advantage. Shareholder value.

Our enterprise compliance professionals focus on a centralized, coordinated approach to ethics and compliance management program design and assessment that cuts across multiple business units within an organization. A programmatic approach, built from the top down, enterprise compliance focuses on the specific risks the organization faces.

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Model Risk Management

Full lifecycle of model risk management

We assist our clients with a full lifecycle of model risk management and related activities, including model development, governance, policies and controls, validation; and risk technology.

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Risk Data Management

Leveraging data as a strategic asset

Our compliance risk management professionals help clients leverage data as a strategic asset for their risk, regulatory, and compliance programs. Utilizing traditional and advanced solutions, our services help clients across multiple industries develop and execute sound risk data management programs and use such strategies as a competitive advantage.

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Get in touch

Alok Sinha

Alok Sinha

Principal | Deloitte Risk & Financial Advisory

Alok is the Regulatory and Operations Risk market leader for Deloitte Risk & Financial Advisory. A Deloitte & Touche LLP principal, he previously was the Banking & Securities advisory leader and Deloi... More

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