Advisory Principal | Enterprise Risk Services
New York - National Office
30 Rockefeller Plaza
Bob is a New York based principal focused on the Regulatory and Capital Markets market place assisting clients to operationalize rules, regulations, and controls. He currently co-leads Deloitte's Risk and Financial Advisory Securities Industry practice. Bob has been a change agent on a number of industry transformation programs including the project office for the consortium of SROs to respond to SEC Rule 613 Consolidated Audit Trail and working with SIFMA and ICI to develop the T+2 industry playbook.
Consolidated audit trail: The wait is over
2019 Capital Markets Regulatory Outlook