Regulatory & Compliance

We help clients in regulated industries, such as Life Sciences, Health Care, and Energy, develop strategies, structures, and processes that to enable a proactive assessment of regulatory trends and their impacts on business models; assist them in aligning their business model to a changing regulatory environment; and allow them to improve oversight of regulatory and compliance risk in a cost-efficient manner.

The compliance programs and obligations we focus on here are across non-FSI industries to help clients solve their regulatory strategy, compliance and response needs. We help clients assess, design and implement governance, processes, models, data and technology, and reporting related to capital, liquidity and treasury risk management and structural efficiency of the organization.