Regulatory Risk

Regulatory Compliance

We help organizations design, implement and operate compliance programs to preserve organizational value and create competitive advantage.

Challenges

Organizations need to maintain effective operating models to stay in compliance with regulations.

In today’s business environment, regulators and stakeholders expect effective implementation and risk management even in small and medium size companies. This is difficult in an environment where risks overlap and interact with each other, and where geopolitical developments have become essentially unpredictable.

Effective implementation of regulations in the financial sector requires rethinking complex policy frameworks, ensuring governance and ownership are well established in the three lines of defence, and establishing detailed risk-based monitoring and reporting mechanisms.

In the corporate sector, the challenges differ. Companies need to ensure that their policies and procedures are dynamic rather than static, and that their people on the ground understand the expectations and consequences of potential misconduct.

Both in the financial and corporate sectors, maintaining regulatory compliance becomes easier and more difficult at the same time once we factor in emerging technological trends, such as machine learning, big data, or robotic process automation. These technologies can identify risk trends invisible to the human eye and significantly increase efficiency, but on the other hand create risks and compliance requirements of their own, which need to be adequately handled.

Lastly, there is an increased focus from stakeholders on ethical behaviour, which goes further than strict compliance with regulations. Organizations need to consider their culture and values, and how this culture interacts with their different compliance risks.

Our approach

We tackle a holistic approach to compliance.

  1. Model Assessment

    Regulatory Compliance Operating Model Assessment


    We help organizations assess existing compliance models for gaps against requirements, operational efficiency and effectiveness, and conduct investigations in connection with regulatory inquiries, administrative actions, and litigation pursuant to legal counsel requests.

  2. Design and Implementation

    Regulatory Compliance Operating Model Design and Implementation


    We help organizations design target compliance operating models, and implement appropriate processes, policies, and procedures including the selection, implementation and enhancement of GRC solutions and frameworks.

  3. Controls Testing and Remediation

    Regulatory Compliance Controls Testing and Remediation


    We help organizations design and conduct testing and remediation of regulatory compliance controls, policies and procedures.

  4. Monitoring, Analytics and Reporting

    Regulatory Compliance Monitoring, Analytics and Reporting


    We help organizations develop and conduct compliance monitoring and risk-based compliance reporting, including the use of analytics, data management and simulation tools.

  1. Model Assessment
  2. Design and Implementation
  3. Controls Testing and Remediation
  4. Monitoring, Analytics and Reporting

Regulatory Compliance Operating Model Assessment


We help organizations assess existing compliance models for gaps against requirements, operational efficiency and effectiveness, and conduct investigations in connection with regulatory inquiries, administrative actions, and litigation pursuant to legal counsel requests.

Regulatory Compliance Operating Model Design and Implementation


We help organizations design target compliance operating models, and implement appropriate processes, policies, and procedures including the selection, implementation and enhancement of GRC solutions and frameworks.

Regulatory Compliance Controls Testing and Remediation


We help organizations design and conduct testing and remediation of regulatory compliance controls, policies and procedures.

Regulatory Compliance Monitoring, Analytics and Reporting


We help organizations develop and conduct compliance monitoring and risk-based compliance reporting, including the use of analytics, data management and simulation tools.

Why Deloitte?

Global market leader

Deloitte has more than 300.000 employees working from across the globe. We are recognized as a global market leader within various risk areas – e.g. within cyber risk.

Dedicated specialists

We have a deep functional expertise within the various risk areas and the relevant sectors. We have considerable insight into the solutions successfully implemented at comparable companies and can therefore quickly identify the right solutions for you.

We work globally

As a starting point, we at Deloitte work in an integrated manner across borders. We mobilize employees all over the world depending on the required skills and the geography that needs to be uncovered.

Digital front runner

Our employees are leaders in the latest technology solutions. We use the latest technological opportunities in our solution design and are experienced in implementing technologies.

Reach out

Anne Brændstrup

Partner | Regulatory Risk

Tony Johansen

Director | Regulatory Risk