Regulatory Risk

Regulatory Response

Our advisors can assist you after regulatory action by assessing failures and implementing remediation measures.

Challenges

Organizations need to respond effectively to regulatory action in order to minimize potential damage.

Authorities around the world are engaging in harsher and more public enforcement than ever before. Regulatory action, in the form of fines, criminal sentencing, public criticism, or even intervention of authorities, requires a thoughtful and effective response to minimize the damage to an organization’s business and reputation, to address underlying issues, and to ensure whatever triggered the action in question does not reoccur.

Regulatory action can however be seen as a major crisis by the targeted organization, making it difficult to take sound decisions that go beyond putting out the most immediate fire. Regulatory action can also make it difficult to carry out a level-headed assessment of the root causes of compliance failures, thus preventing the effectiveness of any mitigation or remediation measures.

However, a good regulatory response can be an opportunity to leave an incident behind and start on a new track , tackling compliance gaps and quickly regaining the trust of regulators and stakeholders.

Our approach

We help you respond to regulatory action with our best-in-class methods.

  1. Failure Assessment and Gap Analysis

    Regulatory Compliance Framework Failure Assessment and Gap Analysis


    We help organizations assess the causes of the compliance breakdown and identify the gaps in policies, procedures, controls and governance to be remediated.

  2. Remediation Design and Implementation

    Regulatory Compliance Framework Remediation Design and Implementation


    We help organizations remediate regulatory compliance failures by developing and implementing remediation plans to address regulatory findings.

  3. Failure Impact Assessment, Evaluation, and Response

    Regulatory Compliance Framework Failure Impact Assessment, Evaluation, and Response


    We help organizations assess and evaluate the impacts of compliance failures, including analysis through the use of data and analytics, and develop, where appropriate, targeted or whole-of-firm response strategies.

  1. Failure Assessment and Gap Analysis
  2. Remediation Design and Implementation
  3. Failure Impact Assessment, Evaluation, and Response

Regulatory Compliance Framework Failure Assessment and Gap Analysis


We help organizations assess the causes of the compliance breakdown and identify the gaps in policies, procedures, controls and governance to be remediated.

Regulatory Compliance Framework Remediation Design and Implementation


We help organizations remediate regulatory compliance failures by developing and implementing remediation plans to address regulatory findings.

Regulatory Compliance Framework Failure Impact Assessment, Evaluation, and Response


We help organizations assess and evaluate the impacts of compliance failures, including analysis through the use of data and analytics, and develop, where appropriate, targeted or whole-of-firm response strategies.

Why Deloitte?

Global market leader

Deloitte has more than 300.000 employees working from across the globe. We are recognized as a global market leader within various risk areas – e.g. within cyber risk.

Dedicated specialists

We have a deep functional expertise within the various risk areas and the relevant sectors. We have considerable insight into the solutions successfully implemented at comparable companies and can therefore quickly identify the right solutions for you.

We work globally

As a starting point, we at Deloitte work in an integrated manner across borders. We mobilize employees all over the world depending on the required skills and the geography that needs to be uncovered.

Digital front runner

Our employees are leaders in the latest technology solutions. We use the latest technological opportunities in our solution design and are experienced in implementing technologies.

Reach out

Anne Brændstrup

Partner | Regulatory Risk

Tony Johansen

Director | Regulatory Risk