Principal | Deloitte Risk & Financial Advisory
New York - National Office
30 Rockefeller Plaza
Bob is a principal with Deloitte's financial services practice and currently leads our Advisory Securities and Exchange Industry services, focused on the Regulatory and Capital Markets marketplace assisting clients to operationalize rules, regulations, and controls. With more than 30 years of experience, Bob has comprehensive working knowledge of the traded markets and regulatory and compliance functions, including risk management, market surveillance, examinations, case management, trading systems, and listings compliance. At Deloitte, he has advised several exchanges on leading practices, process improvements, and leading uses of technology for decision support. He has performed numerous assessment projects to evaluate the effectiveness of the functions, compliance to rules, and value to the organization.