Compliance management in the increasingly strict regulatory environment

SOE Transformation White Paper Issue 6

The increasingly strict regulatory requirements for compliance both at home and abroad have also given rise to higher standards for corporate compliance management capabilities. In order to gain deeper insights into the status quo and challenges faced by Chinese enterprises regarding compliance management, we have conducted questionnaires to executives from about 40 enterprises after interpreting major international and domestic compliance laws and policies.

In response to the concerns and challenges raised by interviewees, we have provided five cases to demonstrate how to establish a compliance management system, continuously improve compliance management capabilities, and respond to regulatory requirement for compliance in specialized areas from the perspective of tax, anti-monopoly review as well as SOE information disclosure. We wish it can help to lower down risks, and improve the efficiency of compliance management, with the purpose of providing valuable references for corporate operation by law and regulation. 

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