Sanctions risk management
Fraud Risk Management
A Strategic Imperative for Board Consideration and a focus area for Regulators
A crucial role of management is to define risk management frameworks within their companies. While companies in recent years have responded to an increasing number and type of business risks, the focus on internal and external fraud has lagged behind.
A holistic surveillance approach to address money laundering (ML) risks in financial markets
In our series of articles on holistic surveillance in financial markets, we will address key issues concerning the regulatory environment, emerging technology solutions, industry best practice and vulnerabilities pertaining to trade surveillance.