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The SEC Regulation Best Interest standard

A summary of resources for navigating Reg BI compliance

On June 30, 2020, the Securities and Exchange Commission’s Regulation Best Interest (Reg BI) went into effect for broker-dealers, registered investment advisers, and dual registrants to enhance the transparency and quality of investors’ relationships. But this is just the beginning of the journey. Explore available Deloitte resources to help you comply with the Reg BI rule and implement your Day 2 initiatives.

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Additional resources

Let's connect

We are here to help. Whether you'd like to arrange a meeting to discuss your organization's needs or you'd like us to respond to your RFP, click the link below to connect with our Reg BI team.

Deloitte can help

Please let us know if you have interest in learning more about the services that we are actively delivering to help firms prepare for all that lies ahead. Contact a member of our leadership team to discuss your organization’s needs.

Maria Gattuso
Principal
Risk & Financial Advisory
Deloitte & Touche LLP

 

Karl Ehrsam
Principal
Risk & Financial Advisory
Deloitte & Touche LLP

 

Bruce Treff
Managing director

Risk & Financial Advisory
Deloitte & Touche LLP

 

Craig Friedman
Senior manager

Risk & Financial Advisory
Deloitte & Touche LLP

 

George Hanley
Managing director

Risk & Financial Advisory
Deloitte & Touche LLP

 

Josh Uhl 
Senior manager

Risk & Financial Advisory
Deloitte & Touche LLP

 

 

 

 

 

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