Managing Director | Advisory
200 Berkeley Street
Bruce, a managing director with Deloitte & Touche LLP's Advisory practice, assists clients with regulatory and compliance issues. He has more than 28 years of experience in the investment management industry, with an emphasis on registered investment companies and alternative products, registered investment advisers, third-party administrators, transfer agents, and underwriters. In addition to his industry experience as a regulatory consultant, Bruce has held senior legal and compliance positions at large investment advisers, administrators, and custodial banks servicing registered and unregistered products. Earlier in his career, Bruce was also responsible for the US mutual fund servicing business for a global custodian. Bruce is admitted to practice law in New York and Connecticut and is a past member of the ICI Rules Committee and Chief Compliance Officer Committee, and past co-chair of the NICSA Legal and Regulatory Committee and co-chair of the NICSA Compliance and Risk Management Committee.
Latest from Bruce Treff
Exam priorities for financial services firms in 2018
SEC Investment Company Reporting Modernization rule implementation