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Perspectives

Banking and capital markets article archive

Our insights on banking regulatory updates

Our perspectives below discuss the emerging regulatory trends in the banking and capital markets industry, their implications, and next steps firms can consider. Explore our insights to stay current with what matters to your organization.

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January 23, 2023 | 2023 banking regulatory outlook
January 23, 2023 | 2023 capital markets regulatory outlook
January 23, 2023 | 2023 insurance regulatory outlook
January 23, 2023 | 2023 investment management regulatory outlook
January 23, 2023 | 2023 Global foreword
February 2, 2023 | 2023 financial services regulatory outlook webcast
October 20, 2022 | SEC proposes changes to definition of dealer and government securities dealer
February 14, 2022 | 2022 banking regulatory outlook
February 14, 2022 | 2022 capital markets regulatory outlook
October 15, 2021 | Product risk management top of mind for banking regulator
October 15, 2021 | Back to Basics—Lessons learned from recent governance, risk, and control failures
August 26, 2021 | Deloitte’s perspective on the OCC’s recently released New Comptroller’s Handbook for Model Risk Management
July 12, 2021 | Federal banking agencies propose updated guidance on third-party risk management
July 12, 2021 | Key highlights from June 2021 Dodd-Frank Act Stress Test (DFAST)
May 5, 2021 | Federal Reserve Board (FRB) clarifies guidance for novel institutions seeking access to US payment system
March 29, 2021 | Federal Reserve proposes extensive updates to its Complex Liquidity Monitoring Report (FR 2052a)
Febraury 8, 2021 | 2021 banking regulatory outlook
Febraury 8, 2021 | 2021 capital markets regulatory outlook
March 17, 2021 | Federal Reserve Board’s Supervisory Guidance on Board of Directors’ Effectiveness
March 15, 2021 | US financial regulators issue recent guidance and tools to help financial firms prepare for the LIBOR transition
March 4, 2021 | The California Consumer Financial Protection Law and Internal Audit: A new frontier
March 3, 2021 | The Federal Deposit Insurance Corporation finalized its regulations on brokered deposits for banks
February 15, 2021 | The Federal Reserve Board releases hypothetical scenarios for its 2021 bank stress tests
February 2, 2021 | SEC Regulation Best Interest: Examination preparedness for 2021
January 22, 2021 | Summary of Regulatory Reporting Changes Proposed and Finalized by Year-end 2020
January 13, 2021 | So, you want to be a bank...now what?
January 12, 2021 | Seven months and counting to swap dealing registration and compliance
December 23, 2020 | Key highlights from December 2020 Stress Tests
December 21, 2020 | FRB and FDIC issue guidance for Resolution Plan Submissions of Certain Foreign-Based Covered Companies
December 21, 2020 | FDIC approves final rule on expectations for ILCs and their parent
December 18, 2020 | Federal Reserve completes implementation of the Basel Liquidity Framework
November 5, 2020 | Federal Reserve provides new details on real-time payments infrastructure
October 23, 2020 | Market manipulation and spoofing enforcement actions signal concern about broader compliance program issues
September 24, 2020 | Data demands continue with revisions to the FR Y-14 and proposed changes to the Call Report
September 23, 2020 | Anti-Money Laundering (AML) Reform
July 21, 2020 | How can financial firms prepare for updated resolution planning requirements?
July 16, 2020 | Key takeaways from recent regulatory reminders on LIBOR discontinuation
July 15, 2020 | 2020 CCAR cycle represented a series of "firsts": What does this mean for banks?
July 9, 2020 | How might COVID-19 impact loan modifications?
July 8, 2020 | Financial regulators issue examiner guidance for assessing COVID-19’s effects
June 26, 2020 | Agencies update guidance on credit risk review systems
June 25, 2020 | New bank regulatory reporting changes for 2020
June 10, 2020 | BCBS 239 Progress Report
June 9, 2020 | Addressing capital and stress testing impact during COVID-19
June 5, 2020 | How will COVID-19 impact front office oversight?
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