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Podcast
Evolving landscape of investment management regulations
Taking a peek at what’s likely to come
As new regulations from the Securities and Exchange Commission (SEC) continue to roll in, experts and advisers alike are working hard to maintain the status quo. Find out how industry leaders are not just staying afloat, but finding new success in the midst of uncharted territory.
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Evolving landscape of investment management regulations
With new SEC regulations rolling out on a regular basis, investment management firms are continuously navigating their way through uncharted territory. How can industry leaders keep up amid these changes, while still maintaining compliance and minimizing operational impact to their business? Tune in as Reese Blair, Audit & Assurance partner at Deloitte & Touche LLP, and Jason Nagler, senior director at Investment Company Institute, break down impactful new regulations and the potential impacts they could have for investment management funds and advisers.
The pace of regulation has increased substantially over the last couple of years, and new rules and proposals are rolling out the fastest they’ve probably ever been.
—Jason Nagler
Senior Director
Investment Company Institute
The board should be vigilant in identifying and managing conflicts of interest that may come up in the fair value process. This includes assessing potential conflicts of interest within the fund company, between the funds and its service providers or affiliates, entities involved in valuations.
—Jason Nagler
Senior Director
Investment Company Institute
About our guest
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The path forward for investment management
Our new investment management podcast, IMpact, explores industry trends through conversations with experts from across the financial ecosystem. Be sure to follow along as host Reese Blair talks with industry leaders about common concerns, unique solutions, and what the future of asset management has in store.
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