Perspectives
Update on the Department of Labor's fiduciary proposal
What's happened, what's next, and what can you do now?
The Department of Labor re-proposed a rule on the definition of "fiduciary" on April 20, 2015.
Susan is a managing director in Deloitte & Touche LLP’s Banking & Capital Markets Regulatory Consulting practice. She has 22 years of experience within securities industry and litigation support, and primarily focuses on helping broker dealers operate effectively and efficiently within the regulations that apply to their business models and adapting their business processes to new or changing regulations. Susan has helped clients respond to regulatory sweeps, and has led numerous litigation support engagements.
Perspectives
Perspectives