Principal | Deloitte Risk and Financial Advisory
1700 Market Street
Tom is a principal in the Deloitte Risk and Financial Advisory practice, specializing in governance, regulatory, and risk management consulting. He leads our Banking & Securities Compliance Program Management practice group and has extensive experience in assisting financial services clients with regulatory and compliance risk management related issues. Since joining Deloitte, Tom has focused on general compliance and governance issues, consumer compliance, operational enhancements, and anti-money laundering compliance. In delivering services to our clients Tom has: driven risk management related strategic planning, led Compliance Program Framework development/design, led large program implementations, conducted operational and regulatory assessments, created training content, led mock examinations and examination preparation, developed policies/procedures, and developed and conducted compliance testing.
As Expected Regulatory Enforcement Increase Looms, Few Have Achieved Compliance Modernization