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Perspectives

2024 investment management regulatory outlook

Ways to address investment management regulations in 2024

The wave of upcoming new regulations means that investment management leaders must stay current on the latest compliance demands. Otherwise, the cost of regulatory fines can affect your bottom line. Explore our 2024 investment management regulatory outlook to see how you can guard your firm against regulatory risk now.

Understanding the implications of investment management regulations

Volume of regulations

Investment management firms should prepare for elevated levels of supervision as the volume of regulations is expected to increase in 2024. The changes to rules governing funds and new cybersecurity requirements are among regulatory changes firms should consider when developing governance frameworks. These considerations will be necessary for entities of all sizes, from private funds to large financial institutions. To get ahead, firm managers should allocate proper budget and staff to help advance regulatory implementation initiatives.

Enforcement in focus

Rising cost of noncompliance: Although enforcement activity ebbs and flows, firms should understand that regulators see recently elevated fine levels as “rightsizing” what they perceived to be insufficient consequences for noncompliance. 

Technology and business transformation 

The sweeping new rules and proposals under consideration may push firms to consider extensive changes to their business. In certain instances, it is possible that new regulatory requirements could challenge a firm’s existing business model or force a strategic decision between insourcing and outsourcing. 

Download our report to see how you can prepare for investment management regulations

Make regulatory risk prevention an investment that yields results

As the investment management industry explores opportunities to maximize capital, leaders should get creative to prevent evolving regulatory obligations from becoming a revenue obstacle. By getting ahead of regulatory requirements, you can strengthen your compliance approaches and help reduce risk for your firm. 

The financial services industry has much to prepare for in 2024. Discover how financial services organizations can integrate regulatory considerations into their strategy and keep pace with rule changes and enforcement priorities, and anticipate the regulatory impact on their current or future operating model.

2024 Financial Services Regulatory Outlooks 

If you are interested in learning more about the investment management industry, check out our recently released 2024 investment management industry outlook here.

Ready to talk?

The conversation doesn’t end here. Connect with our team to see how you can prepare for regulatory shifts and manage your compliance with confidence.

 
 
 
 
 
 
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