purple earth black background

Services

We have your back, and the way forward

Regulatory compliance and legal services that help you lean in

Changing regulations shift the ground beneath your feet. Let us help you reimagine your response. One where planning isn’t a luxury, but a steady, empowering capability. Where intelligent detection of risk fosters opportunity and mitigation. And with the imminent arrival of new legal issues, you’re already prepared.

What challenges do you face?

Our conversations with legal and compliance clients reveal that many are confronting issues in three areas:

Increasing strategic and matter-specific demands on their departments driven by rapidly changing challenges and obligations and exacerbated by COVID-19. The resulting call to do more with the same or fewer resources highlights the need for greater focus on transformation—advanced contract lifecycle management being a prime example.

Accelerating financial crime risk and related regulatory requirements for financial services institutions and fintech organizations driven by increasingly tech-savvy bad actors, rapidly expanded technology use by authorities, shifting political landscapes, and growing adoption of new technologies and data analytics by all related parties.

More complex business and marketplace issues requiring expanded AI capabilities. Hurdles faced often include the inability of current legal and compliance infrastructures to keep pace with changes; a shortage of in-house resources to implement needed systems; and the management of high volumes of structured and unstructured data.

How we can help

Deloitte Regulatory & Legal services is dedicated to helping organizations in their efforts to achieve regulatory and legal compliance and transform their departments to add greater value to the business. It’s not just about managing risk and vulnerabilities; our regulatory and legal services put threats on defense—from global corruption to fraud. Our in-depth experience takes the complexity out of enterprise compliance. And we combine highly specialized skills in discovery and data management, corporate investigations, Foreign Corrupt Practices Act, and anti-fraud with financial acumen and advanced analytics to produce transformative insights.

We’re behind you—and always looking ahead. Helping you move forward with confidence in a rapidly changing global environment. Stay resilient amidst ever-changing regulation. Turn critical opportunities into your long-term advantage.

Client stories: Staying ahead of what’s next

Where does your organization want to go? Explore our latest case studies to see how we can help get you there. And check back for more stories as we add to the collection.

Close
16th annual legal department operations survey results
As legal operations growth plateaus, legal department operations (LDO) teams tackle a tough question: “What value does our legal department operating model bring to the enterprise?” Our latest survey results show that opportunities for articulating departmental value are rich—and it’s time for LDO teams to act.
Close
Consolidated audit trail (CAT) data: New insights, latest information
The consolidated audit trail program has been considered a significant tool for regulators to understand market structure, identify market misconduct, and identify nefarious behaviors.
false
Close
A bank was looking to expand and wanted to understand incremental regulatory data requirements and gain insight into areas of heightened scrutiny.
Our client was looking to expand its national footprint while adding to its lending and deposits portfolio. First, it needed to know where it stood from a regulatory reporting perspective. What were its incremental reporting needs? Which areas would attract greater scrutiny from supervisors? Whatever the answers turned out to be, bank management suspected at least a few implications. One, they would need more data. Two, they would likely have to change their business processes and systems.
false
Close
Bringing more discipline to the management of unstructured data
For a multinational biotechnology organization, a new discipline led to the development of standards for managing its unstructured data in a coherent way.
false
Close
Unearthing potential fraud and corruption
How a global oil and gas company used machine learning and artificial intelligence to help identify potential fraud
false
Close
Blazing a path through the LIBOR transition
How streamlining its contract management helped this global investment bank power ahead on the LIBOR transition and significantly reduce costs.
false
Close
Gearing up for the IPO journey
Every IPO journey is unique—and so are the challenges. Here’s how we delivered a customized lab experience to help one of our clients prepare for day one.
false
Close
Mapping out operational resiliency
Learn how we helped a large bank strengthen the operational resiliency of its critical business services.
false

Learn more about our services

covid-19 black

Compliance & Operational Risk

Your organization needs to design, implement, and operate large-scale compliance programs and manage regulatory obligations. And we bring our outcome-based paradigm to bear on your challenge, helping you reduce operational risks and improve compliance operations and regulatory reporting. All so you can preserve organizational value and create competitive advantage.

Read more
resilient podcast covid-19

Forensic & Financial Crime

Threat never sleeps. Exposure to fraud, corruption, litigation, disputes, money laundering, and other financial crimes can diminish brand and reputation. You need advisors who can help you shape your response before incidents happen, and prepare for regulatory actions that might follow. We are with you in this fight, offering our deep experience and advanced analytics to help you intelligently respond.

Read more
Discovery & Data Management

Discovery & Data Management

What is a more intelligent approach to discovery and unstructured data reviews? With our deep industry experience and Forensic Digital Analytics Platforms, we can provide insight into your data universe to help you address needs in a cost-effective manner. One that is designed to withstand scrutiny and helps you establish a robust, repeatable process for the future. Don’t stand still. Transform your corporate legal operations into resilient and modernized departments that drive success.

Read more
FSI Compliance & Operational Risk

FSI Compliance & Operational Risk

What is your most pressing concern? Designing, implementing, or operating large-scale compliance programs? Or perhaps you need assistance with regulatory remediation efforts. Regardless of your most urgent need, our paradigm is vigilance: Helping clients enhance their risk and compliance operations across first and second lines of defense including conduct risk and surveillance.

Read more
business impact

FSI Risk Data & Regulatory

Organizations in the financial services industry need to assess, design, and implement governance, processes, models, methodologies, data, technology, and reporting. Whether that means capital and stress testing, or credit, market, operational and liquidity risks, we bring decades of experience to bear to help you achieve the desired outcome.

Read more

This section is an infogram

This message and the space it occupies will not be displayed when viewing this page either in Live, Preview, or "View as published" modes

Get in touch

Gina Primeaux

Gina Primeaux

Principal | Deloitte & Touche LLP

Gina is the US Regulatory, Risk & Forensics offering portfolio leader. In this role, she and her team advise clients across industries to help them bolster and protect their business strategy, investm... More

Chris May

Chris May

Principal | Deloitte Risk & Financial Advisory

As the national leader, Chris is responsible for leading and building the Discovery practice of Deloitte Transactions and Business Analytics LLP. He has more than 25 years of experience in designing a... More

Amy Kroll

Amy Kroll

Principal | Risk & Financial Advisory

Amy is the Corporate Compliance and Operations Offering Leader within Deloitte’s Risk and Financial Advisory practice. She has over 30 years of experience assisting clients by improving their governan... More

Alex Brady

Alex Brady

Principal | Deloitte & Touche LLP

Alex is a Risk & Financial Advisory principal in Deloitte & Touche LLP's Regulatory & Operations Risk market offering. He provides services to clients around regulatory capital implementation and fram... More

Jessica Anderson

Jessica Anderson

Principal

Jessica leads the Discovery & Data Management practice of Deloitte Transactions & Business Analytics LLP with more than 20 years of experience leading complex data management and analytics projects. T... More