Regulatory & Operational Risk Services

Lead. Navigate. Disrupt.

​Businesses today face complex regulations and often volatile operating environments as the regulatory landscape continues to increase in complexity across the globe. Deloitte’s Regulatory and Operational Risk team leverages deep knowledge of industry-specific issues with innovative and technology-enabled solutions to help predict changes in the regulatory risk and operational environment, preserve and create organizational value, and respond to regulatory changes or risk failures when they occur.

How we can help

Deloitte Risk and Financial Advisory’s Regulatory and Operational Risk professionals use proprietary tools, predictive technologies, and accelerators to help clients more proactively manage risk and achieve regulatory compliance. We design enterprise-wide compliance programs and advise clients on how to effectively navigate a regulatory investigation or inquiry.

Explore our primary service offerings below:

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Anti-Money Laundering

Resolving complex matters for clients

Our anti-money laundering and sanctions consulting practice has helped resolve money laundering, terrorist financing, and other complex matters related to financial crime around the world. Our global network includes former bank regulators, federal law enforcement officials, compliance officers, and more. Count on us to understand the complexities you face and offer a breadth of services to help you respond.

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Business Operations

Aligning people, process, and technology

Our business operations solutions helps clients align their people, process, and technologies with business objectives, and to improve and transform their operations and operational risk programs in a strategic and efficient way.

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Enterprise Compliance Services

Stronger operations. Competitive advantage. Shareholder value.

Our enterprise compliance professionals focus on a centralized, coordinated approach to ethics and compliance management program design and assessment that cuts across multiple business units within an organization. A programmatic approach, built from the top down, enterprise compliance focuses on the specific risks the organization faces.

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Financial Markets

Addressing capital markets operational, technological, and regulatory challenges

Our financial markets solutions addresses operational, technological, and regulatory challenges faced by capital markets participants.

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Model Risk Management

Full lifecycle of model risk management

We assist our clients with a full lifecycle of model risk management and related activities, including model development, governance, policies and controls, validation; and risk technology.

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Risk Data Management

Leveraging data as a strategic asset

Our compliance risk management professionals help clients leverage data as a strategic asset for their risk, regulatory, and compliance programs. Utilizing traditional and advanced solutions, our services help clients across multiple industries develop and execute sound risk data management programs and use such strategies as a competitive advantage.

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Regulatory, Risk, and Capital

Managing regulatory, capital, and liquidity risks

As regulatory compliance consultants, we help our clients to identify the regulatory changes that impact their business and to implement effective and efficient processes to manage regulatory, capital, and liquidity risks.

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About Deloitte Risk and Financial Advisory

Deloitte Risk and Financial Advisory helps organizations effectively navigate business risks and opportunities—from strategic, reputation, and financial risks to operational, cyber, and regulatory risks—to gain competitive advantage.

We apply our experience in ongoing business operations and corporate lifecycle events to help clients become stronger and more resilient. Our market-leading teams help clients embrace complexity to accelerate performance, disrupt through innovation, and lead in their industries.

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Deloitte Risk and Financial Advisory

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Nicole Sandford

Nicole Sandford

Partner | Deloitte Risk and Financial Advisory

Nicole, a partner in Deloitte & Touche LPP, is the Deloitte Risk and Financial Advisory Regulatory and Operational Risk Market leader, and a member of Deloitte’s Risk and Financial Advisory’s Executiv... More

Kristina (Krissy) Davis

Kristina (Krissy) Davis

Partner | Deloitte Risk and Financial Advisory

Krissy is the Deloitte Risk and Financial Advisory leader of Deloitte & Touche LLP’s Finance & Operations practice. Finance & Operations helps clients manage risks associated with their business finan... More

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